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Prospect Capital

Name Holding Trade Value Shares
Change
Change in
Stake
U
1
UBS
Switzerland
$59.9M +$17M +1,634,114 +41%
CNB
2
City National Bank
Delaware
$46.7M +$7.04M +677,186 +18%
Morgan Stanley
3
Morgan Stanley
New York
$40.6M +$15.5M +1,492,405 +64%
Northern Trust
4
Northern Trust
Illinois
$26.4M -$20.9M -2,012,503 -45%
Deutsche Bank
5
Deutsche Bank
Germany
$21.3M +$9.24M +889,084 +80%
Bank of America
6
Bank of America
North Carolina
$19.6M +$9.11M +876,346 +90%
Invesco
7
Invesco
Georgia
$18.3M +$1.67M +160,959 +10%
BG
8
BlackRock Group
United Kingdom
$17.3M -$2.67M -256,887 -14%
AAM
9
Advisors Asset Management
Colorado
$16.5M +$3.63M +349,684 +29%
VM
10
Varde Management
Minnesota
$15.4M +$15.1M +1,450,000 New
TNBTD
11
Trustmark National Bank Trust Department
Mississippi
$15.4M
Citigroup
12
Citigroup
New York
$14.7M +$7.82M +752,604 +120%
PP
13
Paloma Partners
Connecticut
$14.3M +$13.2M +1,269,739 +1,728%
Citadel Advisors
14
Citadel Advisors
Florida
$11.4M -$4.46M -429,111 -29%
Susquehanna International Group
15
Susquehanna International Group
Pennsylvania
$11.3M +$9.73M +935,913 +734%
DFG
16
Delphi Financial Group
Delaware
$11.1M -$18.1M -1,738,670 -62%
YMRC
17
Yorktown Management & Research Company
Virginia
$9.56M
Robeco Institutional Asset Management
18
Robeco Institutional Asset Management
Netherlands
$9.04M +$247K +23,739 +3%
LP
19
LMR Partners
United Kingdom
$8.05M -$6.22M -598,695 -44%
CS
20
Credit Suisse
Switzerland
$7.48M +$3.2M +308,106 +78%
TFMS
21
Trust & Fiduciary Management Services
Massachusetts
$7.43M +$1.25M +120,458 +21%
D.E. Shaw & Co
22
D.E. Shaw & Co
New York
$7.28M +$970K +93,303 +16%
AQR Capital Management
23
AQR Capital Management
Connecticut
$6.89M +$4.67M +449,600 +226%
USAA
24
United Services Automobile Association
Texas
$6.42M +$6.28M +604,000 New
Goldman Sachs
25
Goldman Sachs
New York
$5.99M +$4.89M +470,691 +507%