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Prospect Capital

Name Holding Trade Value Shares
Change
Change in
Stake
YDMI
1
Y.D. More Investments
Israel
$31.8M
VanEck Associates
2
VanEck Associates
New York
$26M +$2.58M +355,522 +11%
Legal & General Group
3
Legal & General Group
United Kingdom
$19M +$733K +100,931 +4%
LSV Asset Management
4
LSV Asset Management
Illinois
$12.3M -$256K -35,300 -2%
BlackRock
5
BlackRock
New York
$12M -$3.11M -428,813 -20%
Morgan Stanley
6
Morgan Stanley
New York
$11.5M +$506K +69,718 +4%
XF
7
XML Financial
Maryland
$9.06M +$2.56M +352,121 +38%
LPL Financial
8
LPL Financial
California
$6.65M +$944K +129,997 +16%
Commonwealth Equity Services
9
Commonwealth Equity Services
Massachusetts
$6.25M +$70.2K +9,664 +1%
Cambridge Investment Research Advisors
10
Cambridge Investment Research Advisors
Iowa
$4.98M +$356K +48,997 +7%
AAM
11
Advisors Asset Management
Colorado
$4.63M +$176K +24,168 +4%
Osaic Holdings
12
Osaic Holdings
Arizona
$4.31M +$333K +45,914 +8%
JMPWA
13
JP Morgan Private Wealth Advisors
California
$4.04M -$162K -22,334 -4%
MC
14
Muzinich & Co
New York
$3.87M
Sumitomo Mitsui Trust Group
15
Sumitomo Mitsui Trust Group
Japan
$3.87M
MCM
16
McKinley Capital Management
Alaska
$3.17M -$421K -57,924 -11%
RJA
17
Raymond James & Associates
Florida
$2.99M +$128K +17,590 +4%
UBS Group
18
UBS Group
Switzerland
$2.73M -$39.9K -5,498 -1%
Northern Trust
19
Northern Trust
Illinois
$2.39M -$731K -100,643 -23%
US Bancorp
20
US Bancorp
Minnesota
$2.05M +$7.13K +982 +0.3%
Group One Trading
21
Group One Trading
Illinois
$2.01M +$7.5K +1,033 +0.4%
DADC
22
D.A. Davidson & Co
Montana
$1.88M +$100K +13,790 +5%
Canada Life
23
Canada Life
Manitoba, Canada
$1.8M -$438K -60,343 -19%
IAIM
24
International Assets Investment Management
Florida
$1.68M -$2.3M -316,736 -57%
KPWS
25
Kestra Private Wealth Services
Texas
$1.54M -$10.2K -1,408 -0.6%