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Prospect Capital
PSEC

Name Holding Trade Value Shares
Change 		Change in
Stake
BFA
1
BlackRock Fund Advisors
California
$118M +$117M +10,956,940 New
State Street
2
State Street
Massachusetts
$47.8M +$47.4M +4,424,676 New
Northern Trust
3
Northern Trust
Illinois
$40.6M +$40.2M +3,756,699 New
KeyBank National Association
4
KeyBank National Association
Ohio
$39.7M +$39.3M +3,672,062 New
BIT
5
BlackRock Institutional Trust
California
$35.2M +$34.9M +3,254,842 New
Vanguard Group
6
Vanguard Group
Pennsylvania
$32.5M +$32.3M +3,011,063 New
Principal Financial Group
7
Principal Financial Group
Iowa
$27.8M +$27.5M +2,570,361 New
U
8
UBS
Switzerland
$26.4M +$26.2M +2,443,962 New
Morgan Stanley
9
Morgan Stanley
New York
$19.8M +$19.6M +1,834,332 New
DFG
10
Delphi Financial Group
Delaware
$19.4M +$19.3M +1,800,000 New
Deutsche Bank
11
Deutsche Bank
Germany
$18.1M +$17.9M +1,672,368 New
Bank of New York Mellon
12
Bank of New York Mellon
New York
$17.6M +$17.5M +1,630,961 New
TNBTD
13
Trustmark National Bank Trust Department
Mississippi
$17.3M +$17.1M +1,598,692 New
Citadel Advisors
14
Citadel Advisors
Florida
$16.2M +$16.1M +1,502,327 New
JP Morgan Chase
15
JP Morgan Chase
New York
$15.8M +$15.7M +1,463,247 New
BG
16
BlackRock Group
United Kingdom
$14.3M +$14.1M +1,320,526 New
TCIM
17
TIAA CREF Investment Management
New York
$12.7M +$12.6M +1,180,343 New
Invesco
18
Invesco
Georgia
$12.1M +$12M +1,119,605 New
Ameriprise
19
Ameriprise
Minnesota
$10.7M +$10.6M +990,294 New
BIM
20
BlackRock Investment Management
Delaware
$10.2M +$10.2M +948,478 New
AAM
21
Advisors Asset Management
Colorado
$9.27M +$9.19M +857,988 New
CIA
22
CCM Investment Advisers
South Carolina
$8.72M +$8.65M +807,209 New
Robeco Institutional Asset Management
23
Robeco Institutional Asset Management
Netherlands
$7.23M +$7.17M +669,100 New
SGCIA
24
Smith Graham & Co Investment Advisors
Texas
$7.19M +$7.13M +666,052 New
DCM
25
Dupont Capital Management
Delaware
$7.17M +$7.11M +663,742 New
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