Dupont Capital Management’s Prospect Capital PSEC Stock Holding History

Dupont Capital Management’s Portfolio PSEC Stock Details PSEC Fund Activity

Bought

Maintained

Sold

Quarter	Market Value	Status	Shares	Change in Stake	Trade Value	Portfolio Weight	Portfolio Position
2014 Q4	–	Sell	-184,300	Closed	-$1.82M	–	634
2014 Q3	$1.82M	Sell	184,300 -221,590	-55%	-$2.34M	0.03%	346
2014 Q2	$4.31M	Buy	405,890 +230,390	+131%	+$2.39M	0.07%	230
2014 Q1	$1.9M	Sell	175,500 -250,359	-59%	-$2.77M	0.03%	376
2013 Q4	$4.78M	Sell	425,859 -213,972	-33%	-$2.41M	0.08%	204
2013 Q3	$7.15M	Sell	639,831 -23,911	-4%	-$266K	0.13%	143
2013 Q2	$7.17M	Buy	+663,742	New	+$7.11M	0.13%	138

Other funds holding PSEC

UBS Group Zurich, Switzerland $666B AUM 30.12% 1-Year Est. Return

Deutsche Bank Frankfurt Am Main Ge, Germany $303B AUM 30.15% 1-Year Est. Return

AAM

Advisors Asset Management Monument, Colorado $6.01B AUM 24.74% 1-Year Est. Return

Morgan Stanley New York $1.66T AUM 25.57% 1-Year Est. Return

Invesco Atlanta, Georgia $1.02T AUM 30.18% 1-Year Est. Return

BlackRock Group London, United Kingdom $210B AUM 15.5% 1-Year Est. Return

PAM

PVG Asset Management Golden, Colorado $173M AUM 64.51% 1-Year Est. Return

Bank of America Charlotte, North Carolina $1.37T AUM 24.88% 1-Year Est. Return

Citadel Advisors Miami, Florida $618B AUM 30.34% 1-Year Est. Return

Muzinich & Co New York $286M AUM 21.05% 1-Year Est. Return

Dupont Capital Management's PSEC Position: Q4 2014 in Review

Dupont Capital Management sold out of Prospect Capital (PSEC) in Q4 2014, closing a stake of 184,300 shares — an estimated $1.82M sold.

Dupont Capital Management first reported a position in PSEC in Q2 2013 and held it in 6 quarters. The position peaked at $7.17M in Q2 2013. 219 funds tracked by Wall St. Rank hold PSEC as of Q4 2014.

Dupont Capital Management reported no remaining Prospect Capital position as of Q4 2014 after selling out during the quarter.
Dupont Capital Management sold 184,300 Prospect Capital shares in Q4 2014, an estimated $1.82M.
Dupont Capital Management first reported a position in Prospect Capital in Q2 2013 and held it in 6 quarters.
Dupont Capital Management's Prospect Capital position peaked at $7.17M in Q2 2013.
219 funds tracked by Wall St. Rank held Prospect Capital as of Q4 2014.

Based on Dupont Capital Management's 13F filing for Q4 2014, filed 6 Feb 2015.