Smith Graham & Co Investment Advisors’s Prospect Capital PSEC Stock Holding History

Bought

Maintained

Sold

Quarter	Market Value	Status	Shares	Shares Change %	Capital Flow	Portfolio Weight	Portfolio Position
2014 Q2	–	Sell	-481,589	Closed	-$5.2M	–	142
2014 Q1	$5.2M	Sell	481,589 -176,273	-27%	-$1.9M	0.75%	61
2013 Q4	$7.38M	Sell	657,862 -1,840	-0.3%	-$20.6K	1.04%	41
2013 Q3	$7.37M	Sell	659,702 -6,350	-1%	-$70.9K	1.07%	26
2013 Q2	$7.19M	Buy	+666,052	New	+$7.19M	1.11%	28