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Smith Graham & Co Investment Advisors’s Prospect Capital PSEC Stock Holding History

Smith Graham & Co Investment Advisors’s Portfolio PSEC Stock Details PSEC Fund Activity
Bought
Maintained
Sold
Quarter Market Value Status Shares Change in
Stake 		Trade Value Portfolio Weight Portfolio Position
2014
Q2 		– Sell
-481,589
Closed -$5.2M – 142
2014
Q1 		$5.2M Sell
481,589
-176,273
-27% -$1.95M 0.75% 61
2013
Q4 		$7.38M Sell
657,862
-1,840
-0.3% -$20.7K 1.04% 41
2013
Q3 		$7.37M Sell
659,702
-6,350
-1% -$70.5K 1.07% 26
2013
Q2 		$7.19M Buy
+666,052
New +$7.13M 1.11% 28

Other funds holding PSEC

U
UBS Zurich, Switzerland $136B AUM 16.36% 1-Year Est. Return
CNB
City National Bank Beverly Hills, California $11.6B AUM 3.11% 1-Year Est. Return
Morgan Stanley
Morgan Stanley New York $1.66T AUM 25.57% 1-Year Est. Return
Northern Trust
Northern Trust Chicago, Illinois $757B AUM 28.64% 1-Year Est. Return
Deutsche Bank
Deutsche Bank Frankfurt Am Main Ge, Germany $303B AUM 30.15% 1-Year Est. Return
Bank of America
Bank of America Charlotte, North Carolina $1.37T AUM 24.88% 1-Year Est. Return
Invesco
Invesco Atlanta, Georgia $1.02T AUM 30.18% 1-Year Est. Return
BG
BlackRock Group London, United Kingdom $210B AUM 15.5% 1-Year Est. Return
AAM
Advisors Asset Management Monument, Colorado $6.01B AUM 24.74% 1-Year Est. Return
VM
Varde Management Minneapolis, Minnesota $49.3M AUM 87.64% 1-Year Est. Return

Smith Graham & Co Investment Advisors's PSEC Position: Q2 2014 in Review

Smith Graham & Co Investment Advisors sold out of Prospect Capital (PSEC) in Q2 2014, closing a stake of 481,589 shares — an estimated $5.2M sold.

Smith Graham & Co Investment Advisors first reported a position in PSEC in Q2 2013 and held it in 4 quarters. The position peaked at $7.38M in Q4 2013. 227 funds tracked by Wall St. Rank hold PSEC as of Q2 2014.

  • Smith Graham & Co Investment Advisors reported no remaining Prospect Capital position as of Q2 2014 after selling out during the quarter.
  • Smith Graham & Co Investment Advisors sold 481,589 Prospect Capital shares in Q2 2014, an estimated $5.2M.
  • Smith Graham & Co Investment Advisors first reported a position in Prospect Capital in Q2 2013 and held it in 4 quarters.
  • Smith Graham & Co Investment Advisors's Prospect Capital position peaked at $7.38M in Q4 2013.
  • 227 funds tracked by Wall St. Rank held Prospect Capital as of Q2 2014.

Based on Smith Graham & Co Investment Advisors's 13F filing for Q2 2014, filed 23 Jul 2014.