Varde Management’s Prospect Capital PSEC Stock Holding History

Varde Management’s Portfolio PSEC Stock Details PSEC Fund Activity

Bought

Maintained

Sold

Quarter	Market Value	Status	Shares	Change in Stake	Trade Value	Portfolio Weight	Portfolio Position
2014 Q4	–	Sell	-1,450,000	Closed	-$14.4M	–	9
2014 Q3	$14.4M	Hold	1,450,000	–	–	13.6%	3
2014 Q2	$15.4M	Buy	+1,450,000	New	+$15.1M	14.73%	1

Other funds holding PSEC

UBS Group Zurich, Switzerland $786B AUM 40.34% 1-Year Est. Return

Deutsche Bank Frankfurt Am Main Ge, Germany $344B AUM 42.99% 1-Year Est. Return

AAM

Advisors Asset Management Monument, Colorado $6.56B AUM 35.09% 1-Year Est. Return

Morgan Stanley New York $1.89T AUM 35.08% 1-Year Est. Return

Invesco Atlanta, Georgia $1.26T AUM 61.52% 1-Year Est. Return

BlackRock Group London, United Kingdom $210B AUM 15.5% 1-Year Est. Return

PAM

PVG Asset Management Golden, Colorado $173M AUM 64.51% 1-Year Est. Return

Bank of America Charlotte, North Carolina $1.55T AUM 33.47% 1-Year Est. Return

Citadel Advisors Miami, Florida $875B AUM 40.89% 1-Year Est. Return

Muzinich & Co New York $293M AUM 18.57% 1-Year Est. Return

Varde Management's PSEC Position: Q4 2014 in Review

Varde Management sold out of Prospect Capital (PSEC) in Q4 2014, closing a stake of 1,450,000 shares — an estimated $14.4M sold.

Varde Management first reported a position in PSEC in Q2 2014 and held it in 2 quarters. The position peaked at $15.4M in Q2 2014. 219 funds tracked by Wall St. Rank hold PSEC as of Q4 2014.

Varde Management reported no remaining Prospect Capital position as of Q4 2014 after selling out during the quarter.
Varde Management sold 1,450,000 Prospect Capital shares in Q4 2014, an estimated $14.4M.
Varde Management first reported a position in Prospect Capital in Q2 2014 and held it in 2 quarters.
Varde Management's Prospect Capital position peaked at $15.4M in Q2 2014.
219 funds tracked by Wall St. Rank held Prospect Capital as of Q4 2014.

Based on Varde Management's 13F filing for Q4 2014, filed 5 Feb 2015.