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UBS’s Prospect Capital PSEC Stock Holding History

UBS’s Portfolio PSEC Stock Details PSEC Fund Activity
Bought
Maintained
Sold
Quarter Market Value Status Shares Change in
Stake 		Trade Value Portfolio Weight Portfolio Position
2014
Q3 		$53.5M Sell
5,404,467
-230,799
-4% -$2.43M 0.04% 478
2014
Q2 		$59.9M Buy
5,635,266
+1,634,114
+41% +$17M 0.05% 383
2014
Q1 		$43.2M Buy
4,001,152
+960,661
+32% +$10.6M 0.04% 454
2013
Q4 		$34.1M Buy
3,040,491
+257,217
+9% +$2.89M 0.03% 535
2013
Q3 		$31.1M Buy
2,783,274
+339,312
+14% +$3.77M 0.03% 515
2013
Q2 		$26.4M Buy
+2,443,962
New +$26.2M 0.03% 527

Other funds holding PSEC

CNB
City National Bank Beverly Hills, California $11.6B AUM 3.11% 1-Year Est. Return
Morgan Stanley
Morgan Stanley New York $1.66T AUM 25.57% 1-Year Est. Return
AAM
Advisors Asset Management Monument, Colorado $6.01B AUM 24.74% 1-Year Est. Return
BG
BlackRock Group London, United Kingdom $210B AUM 15.5% 1-Year Est. Return
Invesco
Invesco Atlanta, Georgia $1.02T AUM 30.18% 1-Year Est. Return
VM
Varde Management Minneapolis, Minnesota $49.3M AUM 87.64% 1-Year Est. Return
Bank of America
Bank of America Charlotte, North Carolina $1.37T AUM 24.88% 1-Year Est. Return
TNBTD
Trustmark National Bank Trust Department Jackson, Mississippi $1.56B AUM 16.53% 1-Year Est. Return
Goldman Sachs
Goldman Sachs New York $871B AUM 31.28% 1-Year Est. Return
TFMS
Trust & Fiduciary Management Services Boston, Massachusetts $126M AUM 9.97% 1-Year Est. Return

UBS's PSEC Position: Q3 2014 in Review

UBS reduced its Prospect Capital (PSEC) stake by 4.1% in Q3 2014, selling an estimated $2.43M and leaving 5,404,467 shares worth $53.5M. The position accounts for 0.04% of the portfolio, ranked #478.

UBS first reported a position in PSEC in Q2 2013 and has held it in 6 quarters since. The position peaked at $59.9M in Q2 2014. 206 funds tracked by Wall St. Rank hold PSEC as of Q3 2014.

  • UBS held 5,404,467 shares of Prospect Capital worth $53.5M as of Q3 2014.
  • UBS sold 230,799 Prospect Capital shares in Q3 2014, an estimated $2.43M.
  • Prospect Capital made up 0.04% of UBS's portfolio in Q3 2014, its #478 holding.
  • UBS first reported a position in Prospect Capital in Q2 2013 and has held it in 6 quarters since.
  • UBS's Prospect Capital position peaked at $59.9M in Q2 2014.
  • 206 funds tracked by Wall St. Rank held Prospect Capital as of Q3 2014.

Based on UBS's 13F filing for Q3 2014, filed 12 Nov 2014.