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Prospect Capital

Name Holding Trade Value Shares
Change
Change in
Stake
YDMI
1
Y.D. More Investments
Israel
$31.8M
VanEck Associates
2
VanEck Associates
New York
$29.6M +$2.25M +360,385 +8%
Legal & General Group
3
Legal & General Group
United Kingdom
$17.9M +$46.2K +7,408 +0.3%
Morgan Stanley
4
Morgan Stanley
New York
$11.2M +$634K +101,731 +6%
LSV Asset Management
5
LSV Asset Management
Illinois
$10.5M +$151K +24,200 +1%
XF
6
XML Financial
Maryland
$8.38M +$371K +59,551 +4%
BlackRock
7
BlackRock
New York
$7.52M -$2.36M -378,436 -23%
Commonwealth Equity Services
8
Commonwealth Equity Services
Massachusetts
$5.63M +$123K +19,797 +2%
LPL Financial
9
LPL Financial
California
$5.44M +$244K +39,210 +5%
Osaic Holdings
10
Osaic Holdings
Arizona
$5.08M +$1.25M +200,784 +31%
Cambridge Investment Research Advisors
11
Cambridge Investment Research Advisors
Iowa
$4.79M +$259K +41,546 +6%
AAM
12
Advisors Asset Management
Colorado
$3.72M +$252K +40,375 +7%
PWS
13
Paragon Wealth Strategies
Florida
$3.59M +$28.9K +4,641 +0.8%
Northern Trust
14
Northern Trust
Illinois
$3.51M +$1.03M +164,471 +40%
JMPWA
15
JP Morgan Private Wealth Advisors
California
$3.44M +$46.3K +7,431 +1%
Qube Research & Technologies (QRT)
16
Qube Research & Technologies (QRT)
United Kingdom
$2.81M +$630K +100,982 +28%
MCM
17
McKinley Capital Management
Alaska
$2.58M -$148K -23,763 -5%
Group One Trading
18
Group One Trading
Illinois
$2.54M +$360K +57,677 +16%
RJA
19
Raymond James & Associates
Florida
$2.41M -$3.7K -594 -0.1%
UBS Group
20
UBS Group
Switzerland
$2.35M +$116K +18,588 +5%
US Bancorp
21
US Bancorp
Minnesota
$1.75M -$23K -3,691 -1%
Canada Life
22
Canada Life
Manitoba, Canada
$1.73M +$64.7K +10,377 +4%
DADC
23
D.A. Davidson & Co
Montana
$1.67M +$42.1K +6,752 +3%
MC
24
Muzinich & Co
New York
$1.67M -$1.66M -266,280 -49%
Sumitomo Mitsui Trust Group
25
Sumitomo Mitsui Trust Group
Japan
$1.67M -$1.66M -266,280 -49%