McGowan Group Asset Management’s Prospect Capital PSEC Stock Holding History

McGowan Group Asset Management’s Portfolio PSEC Stock Details PSEC Fund Activity

Bought

Maintained

Sold

Quarter	Market Value	Status	Shares	Change in Stake	Trade Value	Portfolio Weight	Portfolio Position
2016 Q1	–	Sell	-658,992	Closed	-$4.6M	–	119
2015 Q4	$4.6M	Buy	658,992 +29,313	+5%	+$213K	0.91%	33
2015 Q3	$4.49M	Buy	629,679 +23,945	+4%	+$178K	0.89%	35
2015 Q2	$4.46M	Buy	605,734 +14,357	+2%	+$115K	0.92%	31
2015 Q1	$5M	Buy	591,377 +40,599	+7%	+$347K	1.01%	25
2014 Q4	$4.55M	Buy	+550,778	New	+$5.08M	0.91%	36

Other funds holding PSEC

Bank of Montreal Toronto, Ontario, Canada $269B AUM 31.4% 1-Year Est. Return

Morgan Stanley New York $1.66T AUM 25.57% 1-Year Est. Return

UBS Group Zurich, Switzerland $666B AUM 30.12% 1-Year Est. Return

Muzinich & Co New York $286M AUM 21.05% 1-Year Est. Return

AAM

Advisors Asset Management Monument, Colorado $6.01B AUM 24.74% 1-Year Est. Return

JMPWA

JP Morgan Private Wealth Advisors San Francisco, California $35B AUM 24.26% 1-Year Est. Return

BlackRock Group London, United Kingdom $210B AUM 15.5% 1-Year Est. Return

LSV Asset Management Chicago, Illinois $46.4B AUM 27.74% 1-Year Est. Return

VanEck Associates New York $133B AUM 72.99% 1-Year Est. Return

Two Sigma Investments New York $124B AUM 33.93% 1-Year Est. Return

McGowan Group Asset Management's PSEC Position: Q1 2016 in Review

McGowan Group Asset Management sold out of Prospect Capital (PSEC) in Q1 2016, closing a stake of 658,992 shares — an estimated $4.6M sold.

McGowan Group Asset Management first reported a position in PSEC in Q4 2014 and held it in 5 quarters. The position peaked at $5M in Q1 2015. 217 funds tracked by Wall St. Rank hold PSEC as of Q1 2016.

McGowan Group Asset Management reported no remaining Prospect Capital position as of Q1 2016 after selling out during the quarter.
McGowan Group Asset Management sold 658,992 Prospect Capital shares in Q1 2016, an estimated $4.6M.
McGowan Group Asset Management first reported a position in Prospect Capital in Q4 2014 and held it in 5 quarters.
McGowan Group Asset Management's Prospect Capital position peaked at $5M in Q1 2015.
217 funds tracked by Wall St. Rank held Prospect Capital as of Q1 2016.

Based on McGowan Group Asset Management's 13F filing for Q1 2016, filed 13 May 2016.