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Rockefeller Capital Management

Rockefeller Capital Management Portfolio holdings

AUM $56.4B
1-Year Est. Return 24.96%
This Fund
S&P 500
This Quarter Est. Return
-0.77%
1 Year Est. Return
+24.96%
3 Year Est. Return
+83.53%
5 Year Est. Return
+100.91%
10 Year Est. Return
–
AUM
$56.4B
AUM Growth
+$862M
Cap. Flow
+$2.42B
Cap. Flow %
4.29%
Top 10 Hldgs %
21.93%
Holding
4,927
New
258
Increased
2,658
Reduced
1,314
Closed
245

Top Buys

Rank Stock Value
1
EFA icon
iShares MSCI EAFE ETF
EFA
+$95.5M
2
EQT icon
EQT Corp
EQT
+$84.7M
3
SPY icon
State Street SPDR S&P 500 ETF Trust
SPY
+$74.4M
4
AMZN icon
Amazon
AMZN
+$65.3M
5
NVDA icon
NVIDIA
NVDA
+$64.8M

Top Sells

Rank Stock Value
1
EOG icon
EOG Resources
EOG
+$65.4M
2
SHOP icon
Shopify
SHOP
+$54.9M
3
IBN icon
ICICI Bank
IBN
+$42.8M
4
WTW icon
Willis Towers Watson
WTW
+$37.1M
5
CAT icon
Caterpillar
CAT
+$36.2M

Sector Composition

Rank Sector Weight
1 Technology 18.21%
2 Financials 8.18%
3 Industrials 6.8%
4 Healthcare 5.97%
5 Communication Services 5.92%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
EQT icon
101
EQT Corp
EQT
$32.5B
$112M 0.2%
1,755,084
+1,445,829
+468% +$84.7M
TLT icon
102
iShares 20+ Year Treasury Bond ETF
TLT
$42.8B
$109M 0.19%
1,253,148
-68,634
-5% -$6.03M
MU icon
103
Micron Technology
MU
$1.02T
$108M 0.19%
318,244
-49,411
-13% -$19.4M
AXP icon
104
American Express
AXP
$229B
$105M 0.19%
347,366
-26,493
-7% -$8.88M
ETN icon
105
Eaton
ETN
$155B
$102M 0.18%
286,072
+30,161
+12% +$10.7M
VBR icon
106
Vanguard Small-Cap Value ETF
VBR
$37.3B
$101M 0.18%
464,272
-10,560
-2% -$2.36M
IVW icon
107
iShares S&P 500 Growth ETF
IVW
$72.2B
$100M 0.18%
885,451
+48,705
+6% +$5.86M
ORCL icon
108
Oracle
ORCL
$345B
$99.9M 0.18%
679,247
+51,150
+8% +$8.31M
ET icon
109
Energy Transfer Partners
ET
$68.5B
$99.1M 0.18%
5,137,141
+592,588
+13% +$10.9M
JEPI icon
110
JPMorgan Equity Premium Income ETF
JEPI
$45.6B
$97.1M 0.17%
1,713,220
-41,775
-2% -$2.43M
KMI icon
111
Kinder Morgan
KMI
$70.6B
$96.6M 0.17%
2,879,525
+40,092
+1% +$1.25M
VBK icon
112
Vanguard Small-Cap Growth ETF
VBK
$23.3B
$96M 0.17%
317,705
-7,775
-2% -$2.44M
UNH icon
113
UnitedHealth
UNH
$379B
$95.6M 0.17%
353,319
+32,745
+10% +$9.75M
BA icon
114
Boeing
BA
$167B
$95M 0.17%
477,213
+74,594
+19% +$17M
MA icon
115
Mastercard
MA
$487B
$94.7M 0.17%
189,496
+3,146
+2% +$1.66M
XLF icon
116
State Street Financial Select Sector SPDR ETF
XLF
$56.7B
$94.7M 0.17%
1,917,275
+21,093
+1% +$1.1M
ISRG icon
117
Intuitive Surgical
ISRG
$128B
$94.2M 0.17%
204,351
-2,578
-1% -$1.3M
FANG icon
118
Diamondback Energy
FANG
$55.1B
$94.2M 0.17%
476,120
-17,838
-4% -$3.03M
C icon
119
Citigroup
C
$223B
$93.6M 0.17%
825,709
-98,275
-11% -$11.2M
LNG icon
120
Cheniere Energy
LNG
$53.6B
$93.3M 0.17%
328,651
+5,857
+2% +$1.35M
AZN icon
121
AstraZeneca
AZN
$263B
$93.2M 0.17%
473,389
+146,169
+45% +$28.2M
IWR icon
122
iShares Russell Mid-Cap ETF
IWR
$56.1B
$92.3M 0.16%
949,587
+24,012
+3% +$2.4M
HON icon
123
Honeywell
HON
$77.9B
$90.8M 0.16%
401,565
+6,069
+2% +$1.39M
BAC icon
124
Bank of America
BAC
$436B
$90.4M 0.16%
1,854,660
-15,425
-0.8% -$796K
IVE icon
125
iShares S&P 500 Value ETF
IVE
$49.1B
$90M 0.16%
426,428
+16,944
+4% +$3.67M
3 4
5
6 7

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Rockefeller Capital Management's Q1 2026 Portfolio in Review

As of Q1 2026, Rockefeller Capital Management held 4,927 positions worth $56.4B, up 1.6% from $55.5B the previous quarter. Its ten largest holdings account for 22% of the portfolio.

Rockefeller Capital Management deployed $2.42B of net new capital in Q1 2026, opening 258 new positions and adding to 2,658 existing holdings. Its largest new stake was Eaton Vance Short Duration Income ETF: 337,629 shares worth $17.2M.

By sector, the portfolio is most concentrated in Technology at 18% of assets, down from 20% a quarter earlier, followed by Financials and Industrials.

On the sell side, the largest reduction was EOG Resources, an estimated $65.4M trimmed.

  • Rockefeller Capital Management's largest Q1 2026 buy was Eaton Vance Short Duration Income ETF: 337,629 shares worth $17.2M.
  • Rockefeller Capital Management added most to iShares MSCI EAFE ETF in Q1 2026, an estimated $95.5M increase.
  • Rockefeller Capital Management's biggest Q1 2026 reduction was EOG Resources, cutting an estimated $65.4M.
  • Rockefeller Capital Management fully exited CyberArk in Q1 2026, selling an estimated $7.72M.
  • Rockefeller Capital Management's ten largest holdings make up 22% of its $56.4B portfolio in Q1 2026.
  • Rockefeller Capital Management opened 258 new positions and closed 245 in Q1 2026.
  • Rockefeller Capital Management's portfolio value rose 1.6% quarter-over-quarter to $56.4B.

Based on Rockefeller Capital Management's 13F filing for Q1 2026, filed 14 May 2026.