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First Trust Large Cap Core AlphaDEX Fund
FEX

Name Holding Trade Value Shares
Change 		Change in
Stake
Wells Fargo
1
Wells Fargo
California
$183M +$26.6M +577,933 +17%
Morgan Stanley
2
Morgan Stanley
New York
$162M +$6.89M +149,532 +5%
UBS Group
3
UBS Group
Switzerland
$102M -$2.47M -53,516 -2%
Bank of America
4
Bank of America
North Carolina
$88.9M +$14.3M +311,148 +19%
LPL Financial
5
LPL Financial
California
$78.7M +$4.4M +95,375 +6%
AIM
6
Astor Investment Management
Illinois
$72.9M +$4.39M +95,265 +6%
AGA
7
Accuvest Global Advisors
Utah
$32.3M -$9.61M -208,484 -23%
Cambridge Investment Research Advisors
8
Cambridge Investment Research Advisors
Iowa
$27.6M -$461K -10,003 -2%
AIA
9
Arrow Investment Advisors
Maryland
$23.3M +$756K +16,399 +3%
Janney Montgomery Scott
10
Janney Montgomery Scott
Pennsylvania
$22.8M +$3.58M +77,615 +19%
RJA
11
Raymond James & Associates
Florida
$20.8M +$638K +13,839 +3%
AW
12
ACG Wealth
Georgia
$20.3M +$911K +19,772 +5%
ACM
13
Aviance Capital Management
Florida
$17.7M +$10.1M +219,167 +136%
Envestnet Asset Management
14
Envestnet Asset Management
Illinois
$17.5M +$15.7M +340,520 +947%
BTS
15
BB&T Securities
Virginia
$13.4M +$3.63M +78,834 +38%
FAAS
16
First Allied Advisory Services
California
$11.5M +$242K +5,245 +2%
WP
17
WealthPLAN Partners
Nebraska
$10.5M +$10.3M +224,148 New
AIG
18
American International Group
New York
$9.6M -$322K -6,983 -3%
Goldman Sachs
19
Goldman Sachs
New York
$9.53M +$2.11M +45,688 +29%
DWA
20
Dorsey Wright & Associates
California
$9.13M -$22.9K -497 -0.3%
Stifel Financial
21
Stifel Financial
Missouri
$8.44M +$3.08M +66,859 +58%
Royal Bank of Canada
22
Royal Bank of Canada
Ontario, Canada
$7.96M +$63.6K +1,379 +0.8%
Ameriprise
23
Ameriprise
Minnesota
$7.42M +$352K +7,633 +5%
Thrivent Financial for Lutherans
24
Thrivent Financial for Lutherans
Minnesota
$6.79M -$116K -2,516 -2%
Citigroup
25
Citigroup
New York
$6.6M +$1.93M +41,864 +42%
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