Ameriprise’s First Trust Large Cap Core AlphaDEX Fund FEX Stock Holding History

Ameriprise’s Portfolio FEX Stock Details FEX Fund Activity

Bought

Maintained

Sold

Quarter	Market Value	Status	Shares	Change in Stake	Trade Value	Portfolio Weight	Portfolio Position
2026 Q1	$212K	Buy	+1,736	New	+$215K	﹤0.01%	3867
2023 Q4	–	Sell	-2,681	Closed	-$217K	–	3921
2023 Q3	$217K	Buy	+2,681	New	+$226K	﹤0.01%	3676
2021 Q4	–	Sell	-3,097	Closed	-$264K	–	3986
2021 Q3	$264K	Sell	3,097 -1,040	-25%	-$91K	﹤0.01%	3625
2021 Q2	$355K	Buy	+4,137	New	+$348K	﹤0.01%	3582
2019 Q1	–	Sell	-12,533	Closed	-$653K	–	3716
2018 Q4	$653K	Buy	12,533 +11,333	+944%	+$645K	﹤0.01%	3103
2018 Q3	$74.9M	Buy	+1,200	New	+$73.9K	0.03%	557
2017 Q4	–	Sell	-12,319	Closed	-$676K	–	3661
2017 Q3	$676K	Sell	12,319 -21,585	-64%	-$1.16M	﹤0.01%	3115
2017 Q2	$1.83M	Sell	33,904 -39,160	-54%	-$2.05M	﹤0.01%	2650
2017 Q1	$3.77M	Sell	73,064 -4,395	-6%	-$223K	﹤0.01%	2247
2016 Q4	$3.79M	Sell	77,459 -31,075	-29%	-$1.48M	﹤0.01%	2267
2016 Q3	$5.13M	Sell	108,534 -5,074	-4%	-$236K	﹤0.01%	1964
2016 Q2	$5.13M	Buy	113,608 +31,774	+39%	+$1.42M	﹤0.01%	1919
2016 Q1	$3.66M	Sell	81,834 -469,571	-85%	-$19.6M	﹤0.01%	2163
2015 Q4	$23.9M	Sell	551,405 -5,444	-1%	-$239K	0.01%	830
2015 Q3	$23.3M	Buy	556,849 +196,588	+55%	+$8.75M	0.01%	836
2015 Q2	$16.5M	Buy	360,261 +201,040	+126%	+$9.44M	0.01%	1162
2015 Q1	$7.42M	Buy	159,221 +7,633	+5%	+$352K	﹤0.01%	1815
2014 Q4	$6.92M	Buy	151,588 +65,014	+75%	+$2.88M	﹤0.01%	1826
2014 Q3	$3.77M	Sell	86,574 -22,912	-21%	-$1.01M	﹤0.01%	2200
2014 Q2	$4.85M	Buy	109,486 +19,654	+22%	+$840K	﹤0.01%	2096
2014 Q1	$3.77M	Buy	89,832 +22,917	+34%	+$940K	﹤0.01%	2201
2013 Q4	$2.76M	Buy	66,915 +2,332	+4%	+$92K	﹤0.01%	2322
2013 Q3	$2.42M	Buy	64,583 +17,938	+38%	+$664K	﹤0.01%	2346
2013 Q2	$1.63M	Buy	+46,645	New	+$1.64M	﹤0.01%	2449

Other funds holding FEX

Morgan Stanley New York $1.66T AUM 25.57% 1-Year Est. Return

LPL Financial San Diego, California $377B AUM 19.32% 1-Year Est. Return

Wells Fargo San Francisco, California $530B AUM 22.01% 1-Year Est. Return

Janney Montgomery Scott Philadelphia, Pennsylvania $51.6B AUM 27.34% 1-Year Est. Return

Raymond James Financial St Petersburg, Florida $324B AUM 22.36% 1-Year Est. Return

Bank of America Charlotte, North Carolina $1.37T AUM 24.88% 1-Year Est. Return

Commonwealth Equity Services Waltham, Massachusetts $79.5B AUM 27.1% 1-Year Est. Return

HSA

HBK Sorce Advisory Erie, Pennsylvania $5.05B AUM 16.64% 1-Year Est. Return

UBS Group Zurich, Switzerland $666B AUM 30.12% 1-Year Est. Return

Royal Bank of Canada Toronto, Ontario, Canada $570B AUM 27.57% 1-Year Est. Return

Ameriprise's FEX Position: Q1 2026 in Review

Ameriprise opened a new position in First Trust Large Cap Core AlphaDEX Fund (FEX) in Q1 2026: 1,736 shares worth $212K. The stake represents ﹤0.01% of the portfolio and ranks #3867 among its holdings. This is a return to the name: Ameriprise previously reported a position in FEX as recently as Q3 2023.

Ameriprise first reported a position in FEX in Q2 2013 and has held it in 24 quarters since. The position peaked at $74.9M in Q3 2018. 228 funds tracked by Wall St. Rank hold FEX as of Q1 2026.

Ameriprise held 1,736 shares of First Trust Large Cap Core AlphaDEX Fund worth $212K as of Q1 2026.
First Trust Large Cap Core AlphaDEX Fund was a new Ameriprise position in Q1 2026.
First Trust Large Cap Core AlphaDEX Fund made up ﹤0.01% of Ameriprise's portfolio in Q1 2026, its #3867 holding.
Ameriprise first reported a position in First Trust Large Cap Core AlphaDEX Fund in Q2 2013 and has held it in 24 quarters since.
Ameriprise's First Trust Large Cap Core AlphaDEX Fund position peaked at $74.9M in Q3 2018.
228 funds tracked by Wall St. Rank held First Trust Large Cap Core AlphaDEX Fund as of Q1 2026.

Based on Ameriprise's 13F filing for Q1 2026, filed 15 May 2026.