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First Trust Large Cap Core AlphaDEX Fund
FEX

Name Holding Trade Value Shares
Change 		Change in
Stake
Morgan Stanley
1
Morgan Stanley
New York
$122M +$5.19M +61,420 +4%
LPL Financial
2
LPL Financial
California
$63.9M -$4.17M -49,339 -6%
Janney Montgomery Scott
3
Janney Montgomery Scott
Pennsylvania
$36.9M +$925K +10,956 +2%
Wells Fargo
4
Wells Fargo
California
$33.6M +$1.07M +12,625 +3%
UBS Group
5
UBS Group
Switzerland
$19.6M -$36.1K -427 -0.2%
Bank of America
6
Bank of America
North Carolina
$15.8M -$290K -3,440 -2%
SOS
7
Silver Oak Securities
Tennessee
$15.8M -$2.59M -30,638 -14%
DA
8
Drake & Associates
Wisconsin
$15.5M +$327K +3,874 +2%
Commonwealth Equity Services
9
Commonwealth Equity Services
Massachusetts
$15M -$577K -6,839 -4%
Osaic Holdings
10
Osaic Holdings
Arizona
$14.9M +$2.1M +24,866 +16%
RJFSA
11
Raymond James Financial Services Advisors
Florida
$14.5M -$236K -2,793 -2%
Truist Financial
12
Truist Financial
North Carolina
$14.4M +$56K +663 +0.4%
Royal Bank of Canada
13
Royal Bank of Canada
Ontario, Canada
$12.8M +$743K +8,797 +6%
HSA
14
HBK Sorce Advisory
Pennsylvania
$12.8M -$271K -3,207 -2%
RJA
15
Raymond James & Associates
Florida
$12.2M +$1.91M +22,592 +18%
WP
16
WealthSource Partners
California
$12.1M -$7.43K -88 -0.1%
CF
17
Centaurus Financial
California
$11.2M +$648K +7,672 +6%
KAS
18
Kestra Advisory Services
Texas
$10.7M +$253K +2,996 +2%
Cambridge Investment Research Advisors
19
Cambridge Investment Research Advisors
Iowa
$9.09M +$1.44M +17,072 +18%
PAG
20
Private Advisor Group
New Jersey
$7.63M +$531K +6,290 +7%
Cetera Investment Advisers
21
Cetera Investment Advisers
Illinois
$6.43M +$381K +4,514 +6%
GVAG
22
Great Valley Advisor Group
Delaware
$5.74M -$223K -2,641 -4%
TCM
23
Triumph Capital Management
Colorado
$5.55M +$771K +9,132 +15%
UWM
24
USAdvisors Wealth Management
Minnesota
$5.44M +$670K +7,940 +13%
Envestnet Asset Management
25
Envestnet Asset Management
Illinois
$5.28M -$870K -10,309 -14%
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