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First Trust Large Cap Core AlphaDEX Fund

Name Holding Trade Value Shares
Change
Change in
Stake
Morgan Stanley
1
Morgan Stanley
New York
$118M -$1.14M -12,684 -1%
LPL Financial
2
LPL Financial
California
$80.9M +$2.04M +22,669 +3%
Janney Montgomery Scott
3
Janney Montgomery Scott
Pennsylvania
$41.3M +$1.11M +12,328 +3%
Wells Fargo
4
Wells Fargo
California
$35.9M +$5.84M +64,699 +20%
UBS Group
5
UBS Group
Switzerland
$30.3M -$4.11M -45,606 -12%
Bank of America
6
Bank of America
North Carolina
$25.8M -$206K -2,279 -0.8%
Truist Financial
7
Truist Financial
North Carolina
$18.5M -$3.2M -35,494 -15%
Commonwealth Equity Services
8
Commonwealth Equity Services
Massachusetts
$18.2M +$999K +11,071 +6%
RJFSA
9
Raymond James Financial Services Advisors
Florida
$17.5M +$637K +7,062 +4%
Osaic Holdings
10
Osaic Holdings
Arizona
$17.3M -$1.26M -13,983 -7%
RJA
11
Raymond James & Associates
Florida
$16M -$432K -4,785 -3%
HSA
12
HBK Sorce Advisory
Pennsylvania
$13M -$172K -1,911 -1%
WP
13
WealthSource Partners
California
$9.4M +$14.3K +158 +0.2%
Royal Bank of Canada
14
Royal Bank of Canada
Ontario, Canada
$8.85M -$178K -1,971 -2%
UWM
15
USAdvisors Wealth Management
Minnesota
$8.58M +$83.2K +922 +1%
GIA
16
Gladstone Institutional Advisory
Florida
$7.04M -$783K -8,682 -10%
Rockefeller Capital Management
17
Rockefeller Capital Management
New York
$6.96M +$2.35M +26,009 +53%
JP Morgan Chase
18
JP Morgan Chase
New York
$6.33M +$235K +2,601 +4%
Envestnet Asset Management
19
Envestnet Asset Management
Illinois
$6.29M -$1.01M -11,171 -14%
PAG
20
Private Advisor Group
New Jersey
$5.93M +$257K +2,852 +5%
GVAG
21
Great Valley Advisor Group
Delaware
$5.47M
Cetera Investment Advisers
22
Cetera Investment Advisers
Illinois
$5.34M -$293K -3,248 -5%
Cambridge Investment Research Advisors
23
Cambridge Investment Research Advisors
Iowa
$4.92M -$484K -5,365 -9%
AWM
24
AE Wealth Management
Kansas
$4.73M +$238K +2,636 +5%
US Bancorp
25
US Bancorp
Minnesota
$4.67M -$953K -10,568 -17%