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First Trust Large Cap Core AlphaDEX Fund
FEX

Name Holding Trade Value Shares
Change 		Change in
Stake
Morgan Stanley
1
Morgan Stanley
New York
$129M -$5.96M -48,089 -4%
LPL Financial
2
LPL Financial
California
$119M -$2.88M -23,241 -2%
Wells Fargo
3
Wells Fargo
California
$65.4M +$4.16M +33,587 +7%
Janney Montgomery Scott
4
Janney Montgomery Scott
Pennsylvania
$62.4M +$537K +4,338 +0.9%
Raymond James Financial
5
Raymond James Financial
Florida
$30.8M -$6.67M -53,853 -18%
Bank of America
6
Bank of America
North Carolina
$28.6M +$859K +6,936 +3%
Commonwealth Equity Services
7
Commonwealth Equity Services
Massachusetts
$26M -$29.7K -240 -0.1%
HSA
8
HBK Sorce Advisory
Pennsylvania
$23.2M -$380K -3,065 -2%
UBS Group
9
UBS Group
Switzerland
$22.5M -$1.99M -16,096 -8%
Royal Bank of Canada
10
Royal Bank of Canada
Ontario, Canada
$19M -$8.66M -69,924 -31%
Truist Financial
11
Truist Financial
North Carolina
$18.4M -$2.99M -24,122 -14%
SOS
12
Silver Oak Securities
Tennessee
$16.4M -$234K -1,889 -1%
CWA
13
Crusonia Wealth Advisors
Colorado
$16.1M +$20.7K +167 +0.1%
BW
14
BIP Wealth
Georgia
$15.5M -$702K -5,667 -4%
Osaic Holdings
15
Osaic Holdings
Arizona
$15M -$4.77M -38,473 -24%
Cetera Investment Advisers
16
Cetera Investment Advisers
Illinois
$14.4M +$428K +3,454 +3%
PAG
17
Private Advisor Group
New Jersey
$11.4M -$1.86K -15 -0%
Cambridge Investment Research Advisors
18
Cambridge Investment Research Advisors
Iowa
$11.2M -$1.63M -13,167 -13%
US Bancorp
19
US Bancorp
Minnesota
$7.55M -$2.1M -16,939 -21%
GVAG
20
Great Valley Advisor Group
Delaware
$7.51M -$12.5K -101 -0.2%
KWM
21
Kingsview Wealth Management
Oregon
$7.44M -$359K -2,901 -5%
Envestnet Asset Management
22
Envestnet Asset Management
Illinois
$7.32M -$30K -242 -0.4%
CPIG
23
Chicago Partners Investment Group
Illinois
$7.1M -$5.2K -42 -0.1%
P
24
&Partners
Tennessee
$6.9M +$14.1K +114 +0.2%
Wealth Enhancement Advisory Services
25
Wealth Enhancement Advisory Services
Minnesota
$6.75M +$6.44M +51,957 +1,718%
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