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First Trust Large Cap Core AlphaDEX Fund
FEX

Name Holding Trade Value Shares
Change 		Change in
Stake
Morgan Stanley
1
Morgan Stanley
New York
$131M +$5.94M +99,152 +5%
LPL Financial
2
LPL Financial
California
$85.2M +$5.22M +87,173 +6%
Wells Fargo
3
Wells Fargo
California
$70M -$6.3M -105,159 -8%
Bank of America
4
Bank of America
North Carolina
$68.7M +$724K +12,089 +1%
UBS Group
5
UBS Group
Switzerland
$61.3M +$2.02M +33,752 +3%
RJA
6
Raymond James & Associates
Florida
$25.2M +$1.9M +31,753 +8%
RJFSA
7
Raymond James Financial Services Advisors
Florida
$24.8M +$3.43M +57,331 +16%
AG
8
Advisor Group
Arizona
$23.2M -$3.35M -55,957 -12%
MML Investors Services
9
MML Investors Services
Massachusetts
$22.1M -$185K -3,084 -0.8%
AW
10
ACG Wealth
Georgia
$18.4M +$1.12M +18,724 +6%
Janney Montgomery Scott
11
Janney Montgomery Scott
Pennsylvania
$16.2M +$935K +15,602 +6%
SB
12
Suntrust Banks
Georgia
$15.7M +$199K +3,317 +1%
Envestnet Asset Management
13
Envestnet Asset Management
Illinois
$15.7M -$2.13M -35,597 -12%
Commonwealth Equity Services
14
Commonwealth Equity Services
Massachusetts
$14.9M +$4.47M +74,645 +41%
BS
15
Banco Santander
Spain
$12.7M -$210K -3,508 -2%
Baird Financial Group
16
Baird Financial Group
Wisconsin
$12M +$308K +5,147 +3%
HFS
17
HL Financial Services
Kentucky
$10.3M +$344K +5,743 +3%
Cambridge Investment Research Advisors
18
Cambridge Investment Research Advisors
Iowa
$8.38M -$296K -4,943 -3%
BA
19
Ballew Advisors
Mississippi
$8.12M +$613K +10,232 +8%
PFA
20
Pinnacle Family Advisors
Missouri
$7.86M +$7.12M +118,784 +758%
Royal Bank of Canada
21
Royal Bank of Canada
Ontario, Canada
$7.33M -$903K -15,080 -11%
GFPC
22
Global Financial Private Capital
Florida
$6.98M +$844K +14,083 +13%
SAM
23
Shamrock Asset Management
Texas
$6.81M -$911K -15,198 -12%
AIM
24
Astor Investment Management
Illinois
$6.58M -$26.5K -443 -0.4%
SIM
25
SSI Investment Management
California
$5.49M +$223K +3,725 +4%
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