SSI Investment Management’s First Trust Large Cap Core AlphaDEX Fund FEX Stock Holding History

SSI Investment Management’s Portfolio FEX Stock Details FEX Fund Activity

Bought

Maintained

Sold

Quarter	Market Value	Status	Shares	Change in Stake	Trade Value	Portfolio Weight	Portfolio Position
2019 Q2	–	Sell	-72,795	Closed	-$4.33M	–	290
2019 Q1	$4.33M	Buy	72,795 +682	+0.9%	+$39.2K	0.36%	95
2018 Q4	$3.76M	Sell	72,113 -23,173	-24%	-$1.32M	0.35%	98
2018 Q3	$5.95M	Sell	95,286 -176	-0.2%	-$10.8K	0.46%	75
2018 Q2	$5.66M	Buy	95,462 +1,501	+2%	+$89.4K	0.46%	69
2018 Q1	$5.49M	Buy	93,961 +3,725	+4%	+$223K	0.45%	66
2017 Q4	$5.28M	Buy	90,236 +978	+1%	+$55.6K	0.44%	78
2017 Q3	$4.9M	Buy	89,258 +210	+0.2%	+$11.3K	0.42%	78
2017 Q2	$4.73M	Buy	89,048 +6,000	+7%	+$314K	0.42%	83
2017 Q1	$4.29M	Sell	83,048 -47,594	-36%	-$2.42M	0.39%	89
2016 Q4	$6.37M	Buy	130,642 +19,640	+18%	+$933K	0.58%	49
2016 Q3	$5.19M	Buy	111,002 +1,820	+2%	+$84.8K	0.46%	68
2016 Q2	$4.92M	Hold	109,182	–	–	0.47%	64
2016 Q1	$4.87M	Buy	109,182 +10,414	+11%	+$434K	0.5%	61
2015 Q4	$4.27M	Sell	98,768 -89,612	-48%	-$3.94M	0.44%	87
2015 Q3	$7.88M	Buy	188,380 +3,332	+2%	+$148K	0.85%	28
2015 Q2	$8.48M	Buy	+185,048	New	+$8.69M	0.83%	29

Other funds holding FEX

Morgan Stanley New York $1.66T AUM 25.57% 1-Year Est. Return

LPL Financial San Diego, California $377B AUM 19.32% 1-Year Est. Return

UBS Group Zurich, Switzerland $666B AUM 30.12% 1-Year Est. Return

Bank of America Charlotte, North Carolina $1.37T AUM 24.88% 1-Year Est. Return

Wells Fargo San Francisco, California $530B AUM 22.01% 1-Year Est. Return

Janney Montgomery Scott Philadelphia, Pennsylvania $40.4B AUM 21.2% 1-Year Est. Return

RJA

Raymond James & Associates St Petersburg, Florida $164B AUM 33.91% 1-Year Est. Return

Baird Financial Group Milwaukee, Wisconsin $64B AUM 22.64% 1-Year Est. Return

Advisor Group Phoenix, Arizona $14.5B AUM 24.86% 1-Year Est. Return

RJFSA

Raymond James Financial Services Advisors St. Petersburg, Florida $75.1B AUM 31.89% 1-Year Est. Return

SSI Investment Management's FEX Position: Q2 2019 in Review

SSI Investment Management sold out of First Trust Large Cap Core AlphaDEX Fund (FEX) in Q2 2019, closing a stake of 72,795 shares — an estimated $4.33M sold.

SSI Investment Management first reported a position in FEX in Q2 2015 and held it in 16 quarters. The position peaked at $8.48M in Q2 2015. 142 funds tracked by Wall St. Rank hold FEX as of Q2 2019.

SSI Investment Management reported no remaining First Trust Large Cap Core AlphaDEX Fund position as of Q2 2019 after selling out during the quarter.
SSI Investment Management sold 72,795 First Trust Large Cap Core AlphaDEX Fund shares in Q2 2019, an estimated $4.33M.
SSI Investment Management first reported a position in First Trust Large Cap Core AlphaDEX Fund in Q2 2015 and held it in 16 quarters.
SSI Investment Management's First Trust Large Cap Core AlphaDEX Fund position peaked at $8.48M in Q2 2015.
142 funds tracked by Wall St. Rank held First Trust Large Cap Core AlphaDEX Fund as of Q2 2019.

Based on SSI Investment Management's 13F filing for Q2 2019, filed 12 Aug 2019.