SSI Investment Management Portfolio holdings
SSI Investment Management specialises in convertible bonds and has been in business since 1973. Its convertible strategies pick positions using a mix of model-based and fundamental analysis, and its hedged versions normally offset equity volatility by hedging each position with the common stock of the same company. It also runs core equity and balanced multi-asset strategies, and manages money for mutual funds run by other firms. George Douglas is its chief investment officer and managing principal. In 2019 Resolute Investment Managers, a multi-firm asset management group, took a controlling stake in the firm. Its clients include pension plans, charities, insurance companies and high net worth individuals.
Top Buys
Top Sells
| Rank | Stock | Value |
|---|---|---|
| 1 |
First Trust SMID Cap Rising Dividend Achievers ETF
SDVY
|
+$6.58M |
| 2 |
iShares Biotechnology ETF
IBB
|
+$5.93M |
| 3 |
iShares Convertible Bond ETF
ICVT
|
+$5.01M |
| 4 |
iShares iBoxx $ Investment Grade Corporate Bond ETF
LQD
|
+$4.96M |
| 5 |
SPDR Gold MiniShares Trust
GLDM
|
+$4.72M |
Sector Composition
| Rank | Sector | Weight |
|---|---|---|
| 1 | Miscellaneous | 92.48% |
| 2 | Communication Services | 4.9% |
| 3 | Technology | 1.81% |
| 4 | Financials | 0.23% |
| 5 | Consumer Discretionary | 0.18% |
| Name | Market Value | Portfolio Weight | Shares or Principal |
Change in Stake | Capital Flow | Held Since | |
|---|---|---|---|---|---|---|---|
1
iShares Core S&P 500 ETF
IVV
$866B
| $98.4M | 5.72% |
131,439
+32,891
| +33% | +$24M |
2015 Q1
45 quarters
|
|
2
Alphabet Inc Depositary Shares Series A Preferred Stock
GOOGM
| $42M | 2.44% |
+837,145
| New | +$42M |
2026 Q2
0 quarters
|
|
3
Alphabet Inc Depositary Shares Series B Preferred Stock
GOOGN
| $38M | 2.21% |
+758,120
| New | +$38M |
2026 Q2
0 quarters
|
|
4
Boeing Co 6.00% Series A Preferred Stock
BA.PRA
$6.37B
| $33.4M | 1.94% |
492,510
+43,260
| +10% | +$3.04M |
2024 Q4
6 quarters
|
|
5
Hewlett Packard Enterprise 7.625% Series C Preferred Stock
HPE.PRC
$3.94B
| $29.4M | 1.71% |
251,620
+42,175
| +20% | +$3.99M |
2024 Q3
7 quarters
|
|
6
Oracle Corp Preferred Stock Series D
ORCL.PRD
| $26M | 1.51% |
579,355
+99,420
| +21% | +$5.34M |
2026 Q1
1 quarter
|
|
7
Bank of America Series L
BAC.PRL
$3.57B
| $20.9M | 1.21% |
16,643
+334
| +2% | +$407K |
2021 Q4
18 quarters
|
|
8
Wells Fargo 7.5% Non Cumv Perp Conv
WFC.PRL
$4.23B
| $19.4M | 1.13% |
16,774
-1,658
| -9% | -$1.96M |
2021 Q4
18 quarters
|
|
9
Albemarle Corp Depositary Shares
ALB.PRA
$1.87B
| $19.1M | 1.11% |
344,860
-8,605
| -2% | -$608K |
2024 Q1
9 quarters
|
|
|
10
iShares iBoxx $ Investment Grade Corporate Bond ETF
LQD
$30.5B
| $15M | 0.87% |
137,523
-45,523
| -25% | -$4.96M |
2023 Q1
13 quarters
|
|
11
BrightSpring Health Services Unit
BTSGU
$1.75B
| $14.9M | 0.86% |
64,412
-14,528
| -18% | -$2.67M |
2025 Q1
5 quarters
|
|
12
Microchip Technology Inc 7.50% Series A Preferred Stock
MCHPP
| $14M | 0.81% |
182,325
+6,000
| +3% | +$455K |
2025 Q1
5 quarters
|
|
13
KKR & Co 6.25% Series D Preferred Stock
KKR.PRD
$2.22B
| $13.7M | 0.8% |
346,110
| – | – |
2025 Q1
5 quarters
|
|
14
State Street SPDR Portfolio High Yield Bond ETF
SPHY
$11.8B
| $13.7M | 0.8% |
584,134
+325,155
| +126% | +$7.62M |
2025 Q4
2 quarters
|
|
15
Janus Henderson AAA CLO ETF
JAAA
$32.4B
| $13.2M | 0.77% |
261,341
+46,452
| +22% | +$2.35M |
2024 Q2
8 quarters
|
|
16
JPMorgan Mortgage-Backed Securities ETF
JMTG
$6.78B
| $11.7M | 0.68% |
231,534
-77,174
| -25% | -$3.91M |
2025 Q4
2 quarters
|
|
17
NextEra Energy Inc 7.375% Corporate Units
NEE.PRV
| $11.5M | 0.67% |
241,625
+10,345
| +4% | +$509K |
2026 Q1
1 quarter
|
|
18
Super Micro Computer Depositary Shares 7% Series A Preferred Stock
SMCIP
$3.95B
| $10.8M | 0.63% |
+211,690
| New | +$11.4M |
2026 Q2
0 quarters
|
|
19
Invesco S&P 500 Equal Weight ETF
RSP
$101B
| $10.4M | 0.61% |
49,066
-341
| -0.7% | -$69.8K |
2025 Q1
5 quarters
|
|
20
JPMorgan International Value ETF
JIVE
$4.52B
| $10M | 0.58% |
+108,997
| New | +$9.9M |
2026 Q2
0 quarters
|
|
21
Ares Management Corp 6.75% Series B Preferred Stock
ARES.PRB
$1.28B
| $9.32M | 0.54% |
255,390
-4,800
| -2% | -$191K |
2024 Q4
6 quarters
|
|
22
VSE Corp Tangible Equity Units
VSECU
$1.12B
| $9.25M | 0.54% |
160,080
+32,955
| +26% | +$1.67M |
2026 Q1
1 quarter
|
|
23
Vanguard Total International Stock ETF
VXUS
$159B
| $9.22M | 0.54% |
107,798
-2,727
| -2% | -$228K |
2021 Q1
21 quarters
|
|
24
The Southern Company 2025 Series A Corp Units
SOMN
| $9.1M | 0.53% |
182,480
+11,770
| +7% | +$597K |
2025 Q4
2 quarters
|
|
|
25
iShares Convertible Bond ETF
ICVT
$7.34B
| $8.62M | 0.5% |
70,831
-43,234
| -38% | -$5.01M |
2024 Q2
8 quarters
|
|
Similar funds
SSI Investment Management's Q2 2026 Portfolio in Review
As of Q2 2026, SSI Investment Management held 280 positions worth $1.72B, up 19% from $1.45B the previous quarter. Its ten largest holdings account for 25% of the portfolio.
SSI Investment Management withdrew a net $844M in Q2 2026, closing 160 positions and reducing 19 holdings. Its most notable exit was First Trust SMID Cap Rising Dividend Achievers ETF, an estimated $6.58M position sold in full.
By sector, the portfolio is most concentrated in Miscellaneous at 92% of assets, down from 97% a quarter earlier, followed by Communication Services and Technology.
Against the trend, SSI Investment Management opened a new position in Alphabet Inc Depositary Shares Series A Preferred Stock worth $42M.
- SSI Investment Management's largest Q2 2026 buy was Alphabet Inc Depositary Shares Series A Preferred Stock: 837,145 shares worth $42M.
- SSI Investment Management added most to iShares Core S&P 500 ETF in Q2 2026, an estimated $24M increase.
- SSI Investment Management's biggest Q2 2026 reduction was iShares Biotechnology ETF, cutting an estimated $5.93M.
- SSI Investment Management fully exited First Trust SMID Cap Rising Dividend Achievers ETF in Q2 2026, selling an estimated $6.58M.
- SSI Investment Management's ten largest holdings make up 25% of its $1.72B portfolio in Q2 2026.
- SSI Investment Management opened 13 new positions and closed 160 in Q2 2026.
- SSI Investment Management's portfolio value rose 19% quarter-over-quarter to $1.72B.
Based on SSI Investment Management's 13F filing for Q2 2026, filed 10 Aug 2026.