SIM

SSI Investment Management Portfolio holdings

AUM $1.28B

This Quarter Return

-1.17%

1 Year Return

+1.42%

3 Year Return

+4.21%

5 Year Return

+16.7%

10 Year Return

+21.86%

AUM

$1.28B

AUM Growth

-$56M (-4%)

Cap. Flow

+$9.37M

Cap. Flow % of AUM

0.73%

Top 10 Holdings %Top 10 Hldgs %

22.6%

Holding

299

New

Increased

Reduced

Closed

Top Buys

1	KKR.PRD KKR & Co. Inc. 6.25% Series D Mandatory Convertible Preferred Stock KKR.PRD	$13.1M
2	Invesco S&P 500 Equal Weight ETF RSP	$8.94M
3	iShares 7-10 Year Treasury Bond ETF IEF	$8.69M
4	iShares MSCI ACWI ex US ETF ACWX	$7.7M
5	Apollo Global Management Series A APO.PRA	$7.3M

Top Sells

1	iShares Core S&P 500 ETF IVV	$37.2M
2	iShares 0-5 Year High Yield Corporate Bond ETF SHYG	$9.1M
3	iShares Russell 2000 Value ETF IWN	$8.79M
4	PCG.PRX PG&E Corporation 6.000% Series A Mandatory Convertible Preferred Stock PCG.PRX	$4.89M
5	Vanguard Total International Stock ETF VXUS	$4.33M

Sector Composition

1	Technology	1.56%
2	Financials	0.58%
3	Communication Services	0.45%
4	Healthcare	0.37%
5	Consumer Staples	0.33%

#	Name	Market Value	Portfolio Weight	Shares or Principal	Shares Change %	Capital Flow
1	1 iShares Core S&P 500 ETF IVV $636B	$53.5M	4.17%	95,257 -66,253	-41%	-$37.2M
2	BA.PRA 2 The Boeing Company Depositary Shares, each representing a 1/20th interest in a share of 6.00% Series A Mandatory Convertible Preferred Stock, par value $1.00 BA.PRA $8.4B	$29.3M	2.28%	497,045 -16,025	-3%	-$946K
3	3 Apollo Global Management Series A APO.PRA $2.25B	$22.9M	1.78%	311,315 +99,475	+47%	+$7.3M
4	4 WELLS FARGO 7.5% NON CUMV PERP CONV WFC.PRL $4.7B	$22.4M	1.74%	18,658 -1,013	-5%	-$1.22M
5	5 Bank of America Series L BAC.PRL $3.76B	$20.3M	1.58%	16,403 -170	-1%	-$210K
6	6 iShares iBoxx $ Investment Grade Corporate Bond ETF LQD $27.7B	$16.2M	1.26%	149,048 -4,009	-3%	-$436K
7	7 Vanguard Total International Stock ETF VXUS $97.1B	$13.9M	1.08%	223,638 -69,721	-24%	-$4.33M
8	ARES.PRB 8 Ares Management Corporation 6.75% Series B Mandatory Convertible Preferred Stock ARES.PRB $1.65B	$13.4M	1.04%	280,874 +61,814	+28%	+$2.95M
9	KKR.PRD 9 KKR & Co. Inc. 6.25% Series D Mandatory Convertible Preferred Stock KKR.PRD $2.97B	$13.1M	1.02%	+268,365	New	+$13.1M
10	10 iShares 7-10 Year Treasury Bond ETF IEF $35B	$13M	1.01%	136,062 +91,101	+203%	+$8.69M
11	HPE.PRC 11 Hewlett Packard Enterprise Company 7.625% Series C Mandatory Convertible Preferred Stock HPE.PRC $1.78B	$11.9M	0.93%	248,845 +75,305	+43%	+$3.61M
12	12 Janus Henderson AAA CLO ETF JAAA $22.8B	$11.3M	0.88%	222,212 -4,081	-2%	-$207K
13	13 FT Vest Fund of Buffer ETFs BUFR $7.05B	$10.7M	0.83%	359,492 +166,064	+86%	+$4.93M
14	14 Invesco Senior Loan ETF BKLN $7.03B	$9.77M	0.76%	471,840 -28,429	-6%	-$588K
15	15 Invesco S&P 500 Equal Weight ETF RSP $74.6B	$8.94M	0.7%	+51,607	New	+$8.94M
16	16 Albemarle Corp Depositary Shares ALB.PRA $1.85B	$8.21M	0.64%	228,059 +62,854	+38%	+$2.26M
17	17 Chart Industries, Inc. Depositary Shares, each Representing a 1/20th Interest in a Share of 6.75% Series B Mandatory Convertible Preferred Stock GTLS.PRB $499M	$7.98M	0.62%	144,260 +6,665	+5%	+$369K
18	18 iShares MSCI ACWI ex US ETF ACWX $6.49B	$7.7M	0.6%	+138,822	New	+$7.7M
19	19 iShares US Technology ETF IYW $22.3B	$7.63M	0.59%	54,332 +20,600	+61%	+$2.89M
20	20 BrightSpring Health Services, Inc. Tangible Equity Unit BTSGU $564M	$7.17M	0.56%	+108,825	New	+$7.17M
21	21 iShares Core MSCI Emerging Markets ETF IEMG $99.7B	$6.66M	0.52%	123,343 +46,416	+60%	+$2.51M
22	22 iShares Convertible Bond ETF ICVT $2.77B	$6.51M	0.51%	77,854 -3,504	-4%	-$293K
23	23 First Trust SMID Cap Rising Dividend Achievers ETF SDVY $8.4B	$5.92M	0.46%	176,802 -6,877	-4%	-$230K
24	24 iShares Floating Rate Bond ETF FLOT $8.98B	$4.86M	0.38%	95,266 +2,762	+3%	+$141K
25	MCHPP 25 Microchip Technology Incorporated Depositary Shares Each Representing a 1/20th Interest in a Share of 7.50% Series A Mandatory Convertible Preferred Stock MCHPP	$4.7M	0.37%	+95,830	New	+$4.7M