SIM

SSI Investment Management Portfolio holdings

AUM $1.42B
This Quarter Return
+0.13%
1 Year Return
+4.23%
3 Year Return
+10.78%
5 Year Return
+15.82%
10 Year Return
+26.07%
AUM
$1.09B
AUM Growth
+$1.09B
Cap. Flow
-$15.4M
Cap. Flow %
-1.41%
Top 10 Hldgs %
21.3%
Holding
333
New
17
Increased
23
Reduced
87
Closed
15

Top Buys

1
LMBS icon
First Trust Exchange-Traded Fund IV First Trust Low Duration Opportunities ETF
LMBS
$3.49M
2
ARNC.PRB
Arconic Inc.
ARNC.PRB
$2.69M
3
TBF icon
ProShares Short 20+ Year Treasury ETF
TBF
$2.63M
4
BKLN icon
Invesco Senior Loan ETF
BKLN
$2.35M
5
KEY.PRG
KeyCorp Pfd
KEY.PRG
$2.34M

Top Sells

1
FTRPR
Frontier Communications Corporation 11.125% Series A Mandatory Convertible Preferred Stock
FTRPR
$6.47M
2
TLT icon
iShares 20+ Year Treasury Bond ETF
TLT
$3.44M
3
CCI.PRA
Crown Castle International Corp.
CCI.PRA
$3.26M
4
SPY icon
SPDR S&P 500 ETF Trust
SPY
$2.96M
5
FCAM
Fiat Chrysler Automobiles N.V.
FCAM
$2.96M

Sector Composition

1 Financials 0.81%
2 Industrials 0.54%
3 Technology 0.53%
4 Healthcare 0.53%
5 Communication Services 0.47%
Name Market Value Portfolio Weight Shares or Principal Shares
Change % 		Capital Flow
IVV icon
1
iShares Core S&P 500 ETF
IVV
$662B
$45.3M 4.15% 201,307 -10,055 -5% -$2.26M
AGN.PRA
2
DELISTED
Allergan plc.
AGN.PRA
$25.5M 2.34% 33,508 +711 +2% +$541K
WFC.PRL icon
3
WELLS FARGO 7.5% NON CUMV PERP CONV
WFC.PRL
$4.82B
$18.5M 1.7% 15,581 -2,027 -12% -$2.41M
BAC.PRL icon
4
Bank of America Series L
BAC.PRL
$3.84B
$17.5M 1.6% 14,965 -132 -0.9% -$154K
AGG icon
5
iShares Core US Aggregate Bond ETF
AGG
$131B
$14.4M 1.32% 133,075 -2,031 -2% -$219K
ANTX
6
DELISTED
Anthem, Inc.
ANTX
$13M 1.19% 276,447 +49,040 +22% +$2.31M
WPXP
7
DELISTED
WPX Energy, Inc.
WPXP
$9.61M 0.88% 146,485 +6,615 +5% +$434K
SPY icon
8
SPDR S&P 500 ETF Trust
SPY
$658B
$9.4M 0.86% 42,049 -13,229 -24% -$2.96M
SWNC
9
DELISTED
Southwestern Energy Company
SWNC
$9.09M 0.83% 357,120 +6,005 +2% +$153K
DCUC
10
DELISTED
Dominion Energy, Inc.
DCUC
$8.75M 0.8% 173,565 +3,270 +2% +$165K
FLOT icon
11
iShares Floating Rate Bond ETF
FLOT
$9.15B
$8.33M 0.76% 164,179 +8,748 +6% +$444K
KEY.PRG
12
DELISTED
KeyCorp Pfd
KEY.PRG
$8.15M 0.75% 60,734 +17,430 +40% +$2.34M
IWD icon
13
iShares Russell 1000 Value ETF
IWD
$63.5B
$7.99M 0.73% 71,345 +10,584 +17% +$1.19M
TMUSP
14
DELISTED
T-Mobile US, Inc.5.50% Mandatory Convertible Preferred Stock, Series A
TMUSP
$7.69M 0.7% 81,575 +5,085 +7% +$479K
NEE.PRQ
15
DELISTED
NextEra Energy, Inc.
NEE.PRQ
$6.55M 0.6% 114,045 +3,975 +4% +$228K
FEX icon
16
First Trust Large Cap Core AlphaDEX Fund
FEX
$1.36B
$6.37M 0.58% 130,642 +19,640 +18% +$957K
WELL.PRI
17
DELISTED
Welltower Inc.
WELL.PRI
$5.96M 0.55% 98,986 +1,120 +1% +$67.4K
FTRPR
18
DELISTED
Frontier Communications Corporation 11.125% Series A Mandatory Convertible Preferred Stock
FTRPR
$5.94M 0.54% 83,467 -90,955 -52% -$6.47M
AMT.PRA
19
DELISTED
American Tower Corporation
AMT.PRA
$5.68M 0.52% 54,146 -24,538 -31% -$2.57M
RYAM.PRA
20
DELISTED
Rayonier Advanced Materials Inc. 8.00% Series A Mandatory Convertible Preferred Stock
RYAM.PRA
$4.64M 0.42% 40,000 – –
KMI.PRA
21
DELISTED
Kinder Morgan, Inc.
KMI.PRA
$4.52M 0.41% 91,740 +1,825 +2% +$89.8K
IRDMB
22
DELISTED
Iridium Communications Inc - 6.75% Series B
IRDMB
$4.28M 0.39% 12,496 – –
IYW icon
23
iShares US Technology ETF
IYW
$22.9B
$4.01M 0.37% 33,382 +11 +0% +$1.32K
EXCU
24
DELISTED
Exelon Corporation
EXCU
$3.83M 0.35% 78,840 +1,835 +2% +$89.1K
LMBS icon
25
First Trust Exchange-Traded Fund IV First Trust Low Duration Opportunities ETF
LMBS
$5.3B
$3.49M 0.32% +66,971 New +$3.49M
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