SIM

SSI Investment Management Portfolio holdings

AUM $1.42B
This Quarter Return
+1.47%
1 Year Return
+4.23%
3 Year Return
+10.78%
5 Year Return
+15.82%
10 Year Return
+26.07%
AUM
$1.58B
AUM Growth
+$1.58B
Cap. Flow
+$29.8M
Cap. Flow %
1.89%
Top 10 Hldgs %
23.89%
Holding
325
New
19
Increased
12
Reduced
35
Closed
6

Top Buys

1
NEE.PRR icon
NextEra Energy, Inc. 6.926% Corporate Units
NEE.PRR
$11.9M
2
FLOT icon
iShares Floating Rate Bond ETF
FLOT
$8.73M
3
VXUS icon
Vanguard Total International Stock ETF
VXUS
$8.17M
4
WFC.PRL icon
WELLS FARGO 7.5% NON CUMV PERP CONV
WFC.PRL
$5.81M
5
AESC
The AES Corporation
AESC
$5.31M

Top Sells

1
DTP
DTE Energy Company 2019 Corporate Units
DTP
$7.6M
2
NEE.PRP
NextEra Energy, Inc. 5.279% Corporate Units
NEE.PRP
$4.72M
3
IEF icon
iShares 7-10 Year Treasury Bond ETF
IEF
$2.89M
4
IYW icon
iShares US Technology ETF
IYW
$2.84M
5
XLE icon
Energy Select Sector SPDR Fund
XLE
$1.78M

Sector Composition

1 Technology 0.74%
2 Healthcare 0.53%
3 Financials 0.51%
4 Consumer Staples 0.3%
5 Consumer Discretionary 0.28%
Name Market Value Portfolio Weight Shares or Principal Shares
Change % 		Capital Flow
IVV icon
1
iShares Core S&P 500 ETF
IVV
$662B
$76.4M 4.84% 198,868 -368 -0.2% -$141K
WFC.PRL icon
2
WELLS FARGO 7.5% NON CUMV PERP CONV
WFC.PRL
$4.82B
$27.6M 1.75% 23,325 +4,900 +27% +$5.81M
NEE.PRP
3
DELISTED
NextEra Energy, Inc. 5.279% Corporate Units
NEE.PRP
$25.7M 1.63% 508,055 -93,415 -16% -$4.72M
VXUS icon
4
Vanguard Total International Stock ETF
VXUS
$102B
$25.4M 1.61% 490,355 +157,996 +48% +$8.17M
IEF icon
5
iShares 7-10 Year Treasury Bond ETF
IEF
$35.7B
$16.8M 1.07% 175,673 -30,217 -15% -$2.89M
DHR.PRB
6
DELISTED
Danaher Corporation 5.00% Mandatory Convertible Preferred Stock, Series B
DHR.PRB
$15.6M 0.99% 11,469 +1,582 +16% +$2.15M
NEE.PRR icon
7
NextEra Energy, Inc. 6.926% Corporate Units
NEE.PRR
$1.64B
$11.9M 0.76% +243,265 New +$11.9M
NIMC
8
DELISTED
NiSource Inc. Series A Corporate Units
NIMC
$11M 0.7% 105,925 +2,450 +2% +$255K
BSX.PRA
9
DELISTED
Boston Scientific Corporation 5.50% Mandatory Convertible Preferred Stock, Series A
BSX.PRA
$10.6M 0.67% 92,520 +16,740 +22% +$1.92M
AEPPZ
10
DELISTED
American Electric Power Company, Inc. Corporate Units
AEPPZ
$10.6M 0.67% 203,955 -235 -0.1% -$12.2K
PCGU
11
DELISTED
PG&E Corporation
PCGU
$10.3M 0.65% 71,305 -4,005 -5% -$578K
FLOT icon
12
iShares Floating Rate Bond ETF
FLOT
$9.15B
$9.24M 0.59% 183,651 +173,372 +1,687% +$8.73M
LMBS icon
13
First Trust Exchange-Traded Fund IV First Trust Low Duration Opportunities ETF
LMBS
$5.3B
$9.14M 0.58% 192,729 -280 -0.1% -$13.3K
CWB icon
14
SPDR Bloomberg Convertible Securities ETF
CWB
$4.41B
$8.46M 0.54% 131,564 -122 -0.1% -$7.85K
BDXB
15
DELISTED
Becton, Dickinson and Company Depositary Shares, each Representing a 1/20th Interest in a Share of 6.00% Mandatory Convertible Preferred Stock, Series B
BDXB
$7.84M 0.5% 156,575 -7,150 -4% -$358K
KKR.PRC
16
DELISTED
KKR & Co. Inc. 6.00% Series C Mandatory Convertible Preferred Stock
KKR.PRC
$7.2M 0.46% 125,472 +65,190 +108% +$3.74M
AESC
17
DELISTED
The AES Corporation
AESC
$5.31M 0.34% +51,950 New +$5.31M
VCSH icon
18
Vanguard Short-Term Corporate Bond ETF
VCSH
$35.4B
$4.61M 0.29% 61,288 – –
FPE icon
19
First Trust Preferred Securities and Income ETF
FPE
$6.1B
$4.28M 0.27% 254,477 -493 -0.2% -$8.28K
IEMG icon
20
iShares Core MSCI Emerging Markets ETF
IEMG
$102B
$4.26M 0.27% 91,317 +5,360 +6% +$250K
FTSL icon
21
First Trust Senior Loan Fund ETF
FTSL
$2.4B
$4.23M 0.27% 94,963 – –
TBF icon
22
ProShares Short 20+ Year Treasury ETF
TBF
$71.9M
$4.08M 0.26% 180,000 -20,000 -10% -$454K
BAC.PRL icon
23
Bank of America Series L
BAC.PRL
$3.84B
$3.91M 0.25% 3,370 +580 +21% +$673K
MSFT icon
24
Microsoft
MSFT
$3.77T
$3.8M 0.24% 15,858 -10 -0.1% -$2.4K
AAPL icon
25
Apple
AAPL
$3.45T
$3.27M 0.21% 25,196 -22 -0.1% -$2.86K
1
2 3 4 5