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SSI Investment Management Portfolio holdings

AUM $1.45B
1-Year Est. Return 5.8%
This Fund
S&P 500
This Quarter Est. Return
+1.46%
1 Year Est. Return
+5.8%
3 Year Est. Return
+11.81%
5 Year Est. Return
+13.07%
10 Year Est. Return
+29.97%
AUM
$1.58B
AUM Growth
+$88.3M
Cap. Flow
-$1.06B
Cap. Flow %
-67.14%
Top 10 Hldgs %
23.89%
Holding
310
New
19
Increased
12
Reduced
35
Closed
6

Top Buys

Rank Stock Value
1
NEE.PRR
NextEra Energy, Inc. 6.926% Corporate Units
NEE.PRR
+$11.7M
2
FLOT icon
iShares Floating Rate Bond ETF
FLOT
+$8.7M
3
VXUS icon
Vanguard Total International Stock ETF
VXUS
+$7.91M
4
WFC.PRL icon
Wells Fargo 7.5% Non Cumv Perp Conv
WFC.PRL
+$5.82M
5
AESC
The AES Corporation
AESC
+$5.11M

Top Sells

Rank Stock Value
1
DTP
DTE Energy Company 2019 Corporate Units
DTP
+$7.6M
2
NEE.PRP
NextEra Energy, Inc. 5.279% Corporate Units
NEE.PRP
+$4.68M
3
IEF icon
iShares 7-10 Year Treasury Bond ETF
IEF
+$2.9M
4
IYW icon
iShares US Technology ETF
IYW
+$2.84M
5
XLE icon
State Street Energy Select Sector SPDR ETF
XLE
+$1.78M

Sector Composition

Rank Sector Weight
1 Technology 0.74%
2 Healthcare 0.53%
3 Financials 0.51%
4 Consumer Staples 0.3%
5 Consumer Discretionary 0.28%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
IVV icon
1
iShares Core S&P 500 ETF
IVV
$872B
$76.4M 4.84%
198,868
-368
-0.2% -$142K
WFC.PRL icon
2
Wells Fargo 7.5% Non Cumv Perp Conv
WFC.PRL
$4.69B
$27.6M 1.75%
23,325
+4,900
+27% +$5.82M
NEE.PRP
3
DELISTED
NextEra Energy, Inc. 5.279% Corporate Units
NEE.PRP
$25.7M 1.63%
508,055
-93,415
-16% -$4.68M
VXUS icon
4
Vanguard Total International Stock ETF
VXUS
$155B
$25.4M 1.61%
490,355
+157,996
+48% +$7.91M
IEF icon
5
iShares 7-10 Year Treasury Bond ETF
IEF
$47.2B
$16.8M 1.07%
175,673
-30,217
-15% -$2.9M
DHR.PRB
6
DELISTED
Danaher Corporation 5.00% Mandatory Convertible Preferred Stock, Series B
DHR.PRB
$15.6M 0.99%
11,469
+1,582
+16% +$2.14M
NEE.PRR
7
DELISTED
NextEra Energy, Inc. 6.926% Corporate Units
NEE.PRR
$11.9M 0.76%
+243,265
New +$11.7M
NIMC
8
DELISTED
NiSource Inc. Series A Corporate Units
NIMC
$11M 0.7%
105,925
+2,450
+2% +$252K
BSX.PRA
9
DELISTED
Boston Scientific Corporation 5.50% Mandatory Convertible Preferred Stock, Series A
BSX.PRA
$10.6M 0.67%
92,520
+16,740
+22% +$1.84M
AEPPZ
10
DELISTED
American Electric Power Company, Inc. Corporate Units
AEPPZ
$10.6M 0.67%
203,955
-235
-0.1% -$12K
PCGU
11
DELISTED
PG&E Corporation
PCGU
$10.3M 0.65%
71,305
-4,005
-5% -$542K
FLOT icon
12
iShares Floating Rate Bond ETF
FLOT
$10.2B
$9.24M 0.59%
183,651
+173,372
+1,687% +$8.7M
LMBS icon
13
First Trust Exchange-Traded Fund IV First Trust Low Duration Opportunities ETF
LMBS
$6.36B
$9.14M 0.58%
192,729
-280
-0.1% -$13.2K
CWB icon
14
State Street SPDR Bloomberg Convertible Securities ETF
CWB
$5.58B
$8.46M 0.54%
131,564
-122
-0.1% -$7.94K
BDXB
15
DELISTED
Becton, Dickinson and Company Depositary Shares, each Representing a 1/20th Interest in a Share of 6.00% Mandatory Convertible Preferred Stock, Series B
BDXB
$7.84M 0.5%
156,575
-7,150
-4% -$345K
KKR.PRC
16
DELISTED
KKR & Co. Inc. 6.00% Series C Mandatory Convertible Preferred Stock
KKR.PRC
$7.2M 0.46%
125,472
+65,190
+108% +$3.93M
AESC
17
DELISTED
The AES Corporation
AESC
$5.31M 0.34%
+51,950
New +$5.11M
VCSH icon
18
Vanguard Short-Term Corporate Bond ETF
VCSH
$44.8B
$4.61M 0.29%
61,288
– –
FPE icon
19
First Trust Preferred Securities and Income ETF
FPE
$6.31B
$4.28M 0.27%
254,477
-493
-0.2% -$8.27K
IEMG icon
20
iShares Core MSCI Emerging Markets ETF
IEMG
$149B
$4.26M 0.27%
91,317
+5,360
+6% +$244K
FTSL icon
21
First Trust Senior Loan Fund ETF
FTSL
$2.32B
$4.23M 0.27%
94,963
– –
TBF icon
22
ProShares Short 20+ Year Treasury ETF
TBF
$87.3M
$4.08M 0.26%
180,000
-20,000
-10% -$452K
BAC.PRL icon
23
Bank of America Series L
BAC.PRL
$3.96B
$3.91M 0.25%
3,370
+580
+21% +$688K
MSFT icon
24
Microsoft
MSFT
$3.35T
$3.8M 0.24%
15,858
-10
-0.1% -$2.4K
AAPL icon
25
Apple
AAPL
$4.9T
$3.27M 0.21%
25,196
-22
-0.1% -$3.14K
1
2 3 4 5

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CHAM
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DP
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HTI
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AT
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SIA
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CIM
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BFA
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SSI Investment Management's Q4 2022 Portfolio in Review

As of Q4 2022, SSI Investment Management held 310 positions worth $1.58B, up 5.9% from $1.49B the previous quarter. Its ten largest holdings account for 24% of the portfolio.

SSI Investment Management withdrew a net $1.06B in Q4 2022, closing 6 positions and reducing 35 holdings. Its most notable exit was DTE Energy Company 2019 Corporate Units, an estimated $7.6M position sold in full.

By sector, the portfolio is most concentrated in Technology at 0.74% of assets, down from 0.75% a quarter earlier, followed by Healthcare and Financials.

Against the trend, SSI Investment Management opened a new position in NextEra Energy, Inc. 6.926% Corporate Units worth $11.9M.

  • SSI Investment Management's largest Q4 2022 buy was NextEra Energy, Inc. 6.926% Corporate Units: 243,265 shares worth $11.9M.
  • SSI Investment Management added most to iShares Floating Rate Bond ETF in Q4 2022, an estimated $8.7M increase.
  • SSI Investment Management's biggest Q4 2022 reduction was NextEra Energy, Inc. 5.279% Corporate Units, cutting an estimated $4.68M.
  • SSI Investment Management fully exited DTE Energy Company 2019 Corporate Units in Q4 2022, selling an estimated $7.6M.
  • SSI Investment Management's ten largest holdings make up 24% of its $1.58B portfolio in Q4 2022.
  • SSI Investment Management opened 19 new positions and closed 6 in Q4 2022.
  • SSI Investment Management's portfolio value rose 5.9% quarter-over-quarter to $1.58B.

Based on SSI Investment Management's 13F filing for Q4 2022, filed 13 Feb 2023.