SIM

SSI Investment Management Portfolio holdings

AUM $1.42B
This Quarter Return
-0.07%
1 Year Return
+4.23%
3 Year Return
+10.78%
5 Year Return
+15.82%
10 Year Return
+26.07%
AUM
$1.23B
AUM Growth
+$1.23B
Cap. Flow
-$26M
Cap. Flow %
-2.11%
Top 10 Hldgs %
22.83%
Holding
341
New
10
Increased
18
Reduced
100
Closed
17

Top Buys

1
IVV icon
iShares Core S&P 500 ETF
IVV
$8.37M
2
HES.PRA
Hess Corporation
HES.PRA
$8.28M
3
BDXA
Becton, Dickinson and Company Depositary Shares, each Representing a 1/20th Interest in a Share of 6
BDXA
$3.11M
4
HBAN icon
Huntington Bancshares
HBAN
$2.6M
5
SWP
Stanley Black & Decker, Inc. Corporate Units
SWP
$2.29M

Top Sells

1
AGN.PRA
Allergan plc.
AGN.PRA
$11.6M
2
WELL.PRI
Welltower Inc.
WELL.PRI
$8.76M
3
AMT.PRB
American Tower Corporation
AMT.PRB
$7.53M
4
SPY icon
SPDR S&P 500 ETF Trust
SPY
$5.7M
5
ANTX
Anthem, Inc.
ANTX
$5.22M

Sector Composition

1 Financials 1.05%
2 Technology 0.66%
3 Healthcare 0.54%
4 Communication Services 0.43%
5 Industrials 0.38%
Name Market Value Portfolio Weight Shares or Principal Shares
Change % 		Capital Flow
IVV icon
1
iShares Core S&P 500 ETF
IVV
$662B
$46.5M 3.78% 175,249 +31,522 +22% +$8.37M
WFC.PRL icon
2
WELLS FARGO 7.5% NON CUMV PERP CONV
WFC.PRL
$4.82B
$24.2M 1.97% 18,865 +1,355 +8% +$1.74M
BDXA
3
DELISTED
Becton, Dickinson and Company Depositary Shares, each Representing a 1/20th Interest in a Share of 6
BDXA
$21.8M 1.77% 375,382 +53,615 +17% +$3.11M
BAC.PRL icon
4
Bank of America Series L
BAC.PRL
$3.84B
$19.2M 1.56% 14,900 +85 +0.6% +$110K
AGG icon
5
iShares Core US Aggregate Bond ETF
AGG
$131B
$10.6M 0.86% 98,505 +3,525 +4% +$378K
NEE.PRQ
6
DELISTED
NextEra Energy, Inc.
NEE.PRQ
$10.2M 0.83% 140,725 +12,400 +10% +$902K
ANTX
7
DELISTED
Anthem, Inc.
ANTX
$10.1M 0.82% 188,444 -97,215 -34% -$5.22M
HES.PRA
8
DELISTED
Hess Corporation
HES.PRA
$8.28M 0.67% +138,945 New +$8.28M
CCI.PRA
9
DELISTED
Crown Castle International Corp. 6.875% Mandatory Convertible Preferred Stock, Series A
CCI.PRA
$7.88M 0.64% 7,072 +534 +8% +$595K
SWP
10
DELISTED
Stanley Black & Decker, Inc. Corporate Units
SWP
$7.07M 0.57% 61,465 +19,935 +48% +$2.29M
DYNC
11
DELISTED
Vistra Energy Corp.
DYNC
$6.4M 0.52% 74,000 +9,000 +14% +$778K
LMBS icon
12
First Trust Exchange-Traded Fund IV First Trust Low Duration Opportunities ETF
LMBS
$5.3B
$5.61M 0.46% 109,199 +8,064 +8% +$414K
FEX icon
13
First Trust Large Cap Core AlphaDEX Fund
FEX
$1.36B
$5.49M 0.45% 93,961 +3,725 +4% +$218K
IRDMB
14
DELISTED
Iridium Communications Inc - 6.75% Series B
IRDMB
$5.2M 0.42% 13,507 – –
FLG.PRU
15
Flagstar Financial, Inc. Bifurcated Option Note Unit SecuritiES
FLG.PRU
$113M
$4.42M 0.36% 88,781 +37,500 +73% +$1.87M
FLOT icon
16
iShares Floating Rate Bond ETF
FLOT
$9.15B
$4.23M 0.34% 83,000 -66,296 -44% -$3.38M
IWD icon
17
iShares Russell 1000 Value ETF
IWD
$63.5B
$3.9M 0.32% 32,550 -16,684 -34% -$2M
VRTSP
18
DELISTED
Virtus Investment Partners, Inc. 7.25% Series D Mandatory Convertible Preferred Stock
VRTSP
$3.56M 0.29% 33,501 – –
RYAM.PRA
19
DELISTED
Rayonier Advanced Materials Inc. 8.00% Series A Mandatory Convertible Preferred Stock
RYAM.PRA
$3.2M 0.26% 21,327 -21,327 -50% -$3.2M
IEMG icon
20
iShares Core MSCI Emerging Markets ETF
IEMG
$102B
$3.14M 0.26% 53,793 +2,142 +4% +$125K
FTSL icon
21
First Trust Senior Loan Fund ETF
FTSL
$2.4B
$2.71M 0.22% 56,302 +23,844 +73% +$1.15M
HBAN icon
22
Huntington Bancshares
HBAN
$26B
$2.6M 0.21% +172,005 New +$2.6M
IYW icon
23
iShares US Technology ETF
IYW
$22.9B
$2.5M 0.2% 14,866 +618 +4% +$104K
TBF icon
24
ProShares Short 20+ Year Treasury ETF
TBF
$71.9M
$2.5M 0.2% 110,000 – –
FPE icon
25
First Trust Preferred Securities and Income ETF
FPE
$6.1B
$2.48M 0.2% 127,314 -31,939 -20% -$621K
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