We are live on ! Find out more
SIM

SSI Investment Management Portfolio holdings

AUM $1.45B
1-Year Est. Return 5.8%
This Fund
S&P 500
This Quarter Est. Return
-0.07%
1 Year Est. Return
+5.8%
3 Year Est. Return
+11.81%
5 Year Est. Return
+13.07%
10 Year Est. Return
+29.97%
AUM
$1.23B
AUM Growth
+$33.1M
Cap. Flow
-$866M
Cap. Flow %
-70.26%
Top 10 Hldgs %
22.83%
Holding
327
New
10
Increased
18
Reduced
100
Closed
17

Top Buys

Rank Stock Value
1
IVV icon
iShares Core S&P 500 ETF
IVV
+$8.67M
2
HES.PRA
Hess Corporation
HES.PRA
+$8.12M
3
BDXA
Becton, Dickinson and Company Depositary Shares, each Representing a 1/20th Interest in a Share of 6
BDXA
+$3.19M
4
HBAN icon
Huntington Bancshares
HBAN
+$2.7M
5
SWP
Stanley Black & Decker, Inc. Corporate Units
SWP
+$2.38M

Top Sells

Rank Stock Value
1
AGN.PRA
Allergan plc
AGN.PRA
+$11.6M
2
WELL.PRI
Welltower Inc.
WELL.PRI
+$8.76M
3
AMT.PRB
American Tower Corporation
AMT.PRB
+$7.53M
4
SPY icon
State Street SPDR S&P 500 ETF Trust
SPY
+$5.7M
5
ANTX
Anthem, Inc.
ANTX
+$5.58M

Sector Composition

Rank Sector Weight
1 Financials 1.05%
2 Technology 0.66%
3 Healthcare 0.54%
4 Communication Services 0.43%
5 Industrials 0.38%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
IVV icon
1
iShares Core S&P 500 ETF
IVV
$871B
$46.5M 3.78%
175,249
+31,522
+22% +$8.67M
WFC.PRL icon
2
Wells Fargo 7.5% Non Cumv Perp Conv
WFC.PRL
$4.69B
$24.2M 1.97%
18,865
+1,355
+8% +$1.74M
BDXA
3
DELISTED
Becton, Dickinson and Company Depositary Shares, each Representing a 1/20th Interest in a Share of 6
BDXA
$21.8M 1.77%
375,382
+53,615
+17% +$3.19M
BAC.PRL icon
4
Bank of America Series L
BAC.PRL
$3.98B
$19.2M 1.56%
14,900
+85
+0.6% +$108K
AGG icon
5
iShares Core US Aggregate Bond ETF
AGG
$138B
$10.6M 0.86%
98,505
+3,525
+4% +$378K
NEE.PRQ
6
DELISTED
NextEra Energy, Inc.
NEE.PRQ
$10.2M 0.83%
140,725
+12,400
+10% +$855K
ANTX
7
DELISTED
Anthem, Inc.
ANTX
$10.1M 0.82%
188,444
-97,215
-34% -$5.58M
HES.PRA
8
DELISTED
Hess Corporation
HES.PRA
$8.28M 0.67%
+138,945
New +$8.12M
CCI.PRA
9
DELISTED
Crown Castle International Corp. 6.875% Mandatory Convertible Preferred Stock, Series A
CCI.PRA
$7.88M 0.64%
7,072
+534
+8% +$587K
SWP
10
DELISTED
Stanley Black & Decker, Inc. Corporate Units
SWP
$7.07M 0.57%
61,465
+19,935
+48% +$2.38M
DYNC
11
DELISTED
Vistra Energy Corp.
DYNC
$6.4M 0.52%
74,000
+9,000
+14% +$741K
LMBS icon
12
First Trust Exchange-Traded Fund IV First Trust Low Duration Opportunities ETF
LMBS
$6.35B
$5.61M 0.46%
109,199
+8,064
+8% +$415K
FEX icon
13
First Trust Large Cap Core AlphaDEX Fund
FEX
$1.58B
$5.49M 0.45%
93,961
+3,725
+4% +$223K
IRDMB
14
DELISTED
Iridium Communications Inc - 6.75% Series B
IRDMB
$5.2M 0.42%
13,507
– –
FLG.PRU
15
Flagstar Bank National Association Bifurcated Option Note Unit Securities
FLG.PRU
$119M
$4.42M 0.36%
88,781
+37,500
+73% +$1.88M
FLOT icon
16
iShares Floating Rate Bond ETF
FLOT
$10.2B
$4.23M 0.34%
83,000
-66,296
-44% -$3.38M
IWD icon
17
iShares Russell 1000 Value ETF
IWD
$82.2B
$3.9M 0.32%
32,550
-16,684
-34% -$2.08M
VRTSP
18
DELISTED
Virtus Investment Partners, Inc. 7.25% Series D Mandatory Convertible Preferred Stock
VRTSP
$3.56M 0.29%
33,501
– –
RYAM.PRA
19
DELISTED
Rayonier Advanced Materials Inc. 8.00% Series A Mandatory Convertible Preferred Stock
RYAM.PRA
$3.2M 0.26%
21,327
-21,327
-50% -$2.95M
IEMG icon
20
iShares Core MSCI Emerging Markets ETF
IEMG
$147B
$3.14M 0.26%
53,793
+2,142
+4% +$127K
FTSL icon
21
First Trust Senior Loan Fund ETF
FTSL
$2.32B
$2.71M 0.22%
56,302
+23,844
+73% +$1.15M
HBAN icon
22
Huntington Bancshares
HBAN
$35B
$2.6M 0.21%
+172,005
New +$2.7M
IYW icon
23
iShares US Technology ETF
IYW
$23B
$2.5M 0.2%
59,464
+2,472
+4% +$106K
TBF icon
24
ProShares Short 20+ Year Treasury ETF
TBF
$85.7M
$2.5M 0.2%
110,000
– –
FPE icon
25
First Trust Preferred Securities and Income ETF
FPE
$6.33B
$2.48M 0.2%
127,314
-31,939
-20% -$631K
1
2 3 4 5

Similar funds

VIP
Vantage Investment Partners Kansas City, Missouri $1.45B AUM 18.96% 1-Year Est. Return
CHAM
Clear Harbor Asset Management Stamford, Connecticut $1.45B AUM 23.7% 1-Year Est. Return
DP
DDD Partners Bellevue, Washington $1.45B AUM 9.14% 1-Year Est. Return
HTI
Hikari Tsushin Inc Tokyo, Japan $1.45B AUM 3.37% 1-Year Est. Return
AT
Avalon Trust Santa Fe, New Mexico $1.45B AUM 35.31% 1-Year Est. Return
SIA
Strategic Investment Advisors Farmington Hills, Michigan $1.45B AUM 17.59% 1-Year Est. Return
CIM
Corda Investment Management Houston, Texas $1.45B AUM 22.99% 1-Year Est. Return
BFA
Beaumont Financial Advisors Needham, Massachusetts $1.46B AUM 21.07% 1-Year Est. Return

SSI Investment Management's Q1 2018 Portfolio in Review

As of Q1 2018, SSI Investment Management held 327 positions worth $1.23B, up 2.8% from $1.2B the previous quarter. Its ten largest holdings account for 23% of the portfolio.

SSI Investment Management withdrew a net $866M in Q1 2018, closing 17 positions and reducing 100 holdings. Its most notable exit was Allergan plc, an estimated $11.6M position sold in full.

By sector, the portfolio is most concentrated in Financials at 1% of assets, up from 0.86% a quarter earlier, followed by Technology and Healthcare.

Against the trend, SSI Investment Management opened a new position in Hess Corporation worth $8.28M.

  • SSI Investment Management's largest Q1 2018 buy was Hess Corporation: 138,945 shares worth $8.28M.
  • SSI Investment Management added most to iShares Core S&P 500 ETF in Q1 2018, an estimated $8.67M increase.
  • SSI Investment Management's biggest Q1 2018 reduction was Anthem, Inc., cutting an estimated $5.58M.
  • SSI Investment Management fully exited Allergan plc in Q1 2018, selling an estimated $11.6M.
  • SSI Investment Management's ten largest holdings make up 23% of its $1.23B portfolio in Q1 2018.
  • SSI Investment Management opened 10 new positions and closed 17 in Q1 2018.
  • SSI Investment Management's portfolio value rose 2.8% quarter-over-quarter to $1.23B.

Based on SSI Investment Management's 13F filing for Q1 2018, filed 14 May 2018.