SIM

SSI Investment Management Portfolio holdings

AUM $1.42B
This Quarter Return
+1.99%
1 Year Return
+4.23%
3 Year Return
+10.78%
5 Year Return
+15.82%
10 Year Return
+26.07%
AUM
$1.32B
AUM Growth
+$1.32B
Cap. Flow
+$18.4M
Cap. Flow %
1.39%
Top 10 Hldgs %
23.87%
Holding
275
New
12
Increased
11
Reduced
62
Closed
5

Top Buys

1
LQD icon
iShares iBoxx $ Investment Grade Corporate Bond ETF
LQD
$7.6M
2
NEE.PRR icon
NextEra Energy, Inc. 6.926% Corporate Units
NEE.PRR
$6.92M
3
RSP icon
Invesco S&P 500 Equal Weight ETF
RSP
$5.81M
4
RBCP
RBC Bearings Incorporated 5.00% Series A Mandatory Convertible Preferred Stock
RBCP
$5.38M
5
BKLN icon
Invesco Senior Loan ETF
BKLN
$5.15M

Top Sells

1
IEF icon
iShares 7-10 Year Treasury Bond ETF
IEF
$7.84M
2
BIL icon
SPDR Bloomberg 1-3 Month T-Bill ETF
BIL
$4.76M
3
XME icon
SPDR S&P Metals & Mining ETF
XME
$4.21M
4
IVV icon
iShares Core S&P 500 ETF
IVV
$3.93M
5
AESC
The AES Corporation
AESC
$2.83M

Sector Composition

1 Technology 1.01%
2 Financials 0.41%
3 Healthcare 0.38%
4 Communication Services 0.34%
5 Consumer Discretionary 0.28%
Name Market Value Portfolio Weight Shares or Principal Shares
Change % 		Capital Flow
IVV icon
1
iShares Core S&P 500 ETF
IVV
$662B
$88.2M 6.69% 184,632 -8,236 -4% -$3.93M
WFC.PRL icon
2
WELLS FARGO 7.5% NON CUMV PERP CONV
WFC.PRL
$4.82B
$24.4M 1.85% 20,441 -632 -3% -$755K
VXUS icon
3
Vanguard Total International Stock ETF
VXUS
$102B
$20.3M 1.54% 350,931 -2,880 -0.8% -$167K
APO.PRA icon
4
Apollo Global Management Series A
APO.PRA
$2.06B
$18.5M 1.4% 329,025 +43,520 +15% +$2.45M
LQD icon
5
iShares iBoxx $ Investment Grade Corporate Bond ETF
LQD
$29.5B
$16.2M 1.23% 146,570 +68,717 +88% +$7.6M
NEE.PRR icon
6
NextEra Energy, Inc. 6.926% Corporate Units
NEE.PRR
$1.64B
$15.6M 1.19% 410,610 +181,500 +79% +$6.92M
BAC.PRL icon
7
Bank of America Series L
BAC.PRL
$3.84B
$13.3M 1.01% 11,072 +13 +0.1% +$15.7K
IEF icon
8
iShares 7-10 Year Treasury Bond ETF
IEF
$35.7B
$12.9M 0.98% 133,793 -81,354 -38% -$7.84M
FLOT icon
9
iShares Floating Rate Bond ETF
FLOT
$9.15B
$8.76M 0.66% 173,053 -27,738 -14% -$1.4M
RBCP
10
DELISTED
RBC Bearings Incorporated 5.00% Series A Mandatory Convertible Preferred Stock
RBCP
$8.55M 0.65% 65,665 +41,320 +170% +$5.38M
GTLS.PRB icon
11
Chart Industries, Inc. Depositary Shares, each Representing a 1/20th Interest in a Share of 6.75% Series B Mandatory Convertible Preferred Stock
GTLS.PRB
$569M
$7.78M 0.59% 140,220 +5,415 +4% +$300K
LMBS icon
12
First Trust Exchange-Traded Fund IV First Trust Low Duration Opportunities ETF
LMBS
$5.3B
$6.73M 0.51% 139,268 -961 -0.7% -$46.4K
RSP icon
13
Invesco S&P 500 Equal Weight ETF
RSP
$74.2B
$5.81M 0.44% +36,809 New +$5.81M
CWB icon
14
SPDR Bloomberg Convertible Securities ETF
CWB
$4.41B
$5.34M 0.4% 73,987 -305 -0.4% -$22K
BKLN icon
15
Invesco Senior Loan ETF
BKLN
$6.97B
$5.15M 0.39% +243,181 New +$5.15M
IWN icon
16
iShares Russell 2000 Value ETF
IWN
$11.8B
$5.04M 0.38% 32,430 +12,995 +67% +$2.02M
BUFR icon
17
FT Vest Fund of Buffer ETFs
BUFR
$7.31B
$4.9M 0.37% 184,366 +86 +0% +$2.29K
IYW icon
18
iShares US Technology ETF
IYW
$22.9B
$4.89M 0.37% +39,817 New +$4.89M
MSFT icon
19
Microsoft
MSFT
$3.77T
$4.4M 0.33% 11,688 -30 -0.3% -$11.3K
IEMG icon
20
iShares Core MSCI Emerging Markets ETF
IEMG
$102B
$4.36M 0.33% 86,239 -518 -0.6% -$26.2K
DXJ icon
21
WisdomTree Japan Hedged Equity Fund
DXJ
$3.7B
$4.03M 0.31% 45,676 – –
AAPL icon
22
Apple
AAPL
$3.45T
$3.07M 0.23% 15,953 -58 -0.4% -$11.2K
BIL icon
23
SPDR Bloomberg 1-3 Month T-Bill ETF
BIL
$42.1B
$2.86M 0.22% 31,249 -52,132 -63% -$4.76M
FLG.PRU
24
Flagstar Financial, Inc. Bifurcated Option Note Unit SecuritiES
FLG.PRU
$113M
$2.61M 0.2% 64,890 – –
INDA icon
25
iShares MSCI India ETF
INDA
$9.17B
$2.28M 0.17% +46,652 New +$2.28M
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