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SSI Investment Management Portfolio holdings

AUM $1.45B
1-Year Est. Return 5.8%
This Fund
S&P 500
This Quarter Est. Return
+1.99%
1 Year Est. Return
+5.8%
3 Year Est. Return
+11.81%
5 Year Est. Return
+13.07%
10 Year Est. Return
+29.97%
AUM
$1.32B
AUM Growth
+$96.5M
Cap. Flow
-$840M
Cap. Flow %
-63.71%
Top 10 Hldgs %
23.87%
Holding
258
New
12
Increased
11
Reduced
62
Closed
5

Top Buys

Rank Stock Value
1
LQD icon
iShares iBoxx $ Investment Grade Corporate Bond ETF
LQD
+$7.16M
2
NEE.PRR
NextEra Energy, Inc. 6.926% Corporate Units
NEE.PRR
+$6.7M
3
RSP icon
Invesco S&P 500 Equal Weight ETF
RSP
+$5.35M
4
BKLN icon
Invesco Senior Loan ETF
BKLN
+$5.1M
5
RBCP
RBC Bearings Incorporated 5.00% Series A Mandatory Convertible Preferred Stock
RBCP
+$4.76M

Top Sells

Rank Stock Value
1
IEF icon
iShares 7-10 Year Treasury Bond ETF
IEF
+$7.52M
2
BIL icon
State Street SPDR Bloomberg 1-3 Month T-Bill ETF
BIL
+$4.77M
3
XME icon
State Street SPDR S&P Metals & Mining ETF
XME
+$4.21M
4
IVV icon
iShares Core S&P 500 ETF
IVV
+$3.69M
5
AESC
The AES Corporation
AESC
+$2.83M

Sector Composition

Rank Sector Weight
1 Technology 1.01%
2 Financials 0.41%
3 Healthcare 0.38%
4 Communication Services 0.34%
5 Consumer Discretionary 0.28%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
IVV icon
1
iShares Core S&P 500 ETF
IVV
$874B
$88.2M 6.69%
184,632
-8,236
-4% -$3.69M
WFC.PRL icon
2
Wells Fargo 7.5% Non Cumv Perp Conv
WFC.PRL
$4.68B
$24.4M 1.85%
20,441
-632
-3% -$704K
VXUS icon
3
Vanguard Total International Stock ETF
VXUS
$155B
$20.3M 1.54%
350,931
-2,880
-0.8% -$157K
APO.PRA icon
4
Apollo Global Management Series A
APO.PRA
$1.76B
$18.5M 1.4%
329,025
+43,520
+15% +$2.34M
LQD icon
5
iShares iBoxx $ Investment Grade Corporate Bond ETF
LQD
$34.2B
$16.2M 1.23%
146,570
+68,717
+88% +$7.16M
NEE.PRR
6
DELISTED
NextEra Energy, Inc. 6.926% Corporate Units
NEE.PRR
$15.6M 1.19%
410,610
+181,500
+79% +$6.7M
BAC.PRL icon
7
Bank of America Series L
BAC.PRL
$3.96B
$13.3M 1.01%
11,072
+13
+0.1% +$14.5K
IEF icon
8
iShares 7-10 Year Treasury Bond ETF
IEF
$47B
$12.9M 0.98%
133,793
-81,354
-38% -$7.52M
FLOT icon
9
iShares Floating Rate Bond ETF
FLOT
$10.2B
$8.76M 0.66%
173,053
-27,738
-14% -$1.41M
RBCP
10
DELISTED
RBC Bearings Incorporated 5.00% Series A Mandatory Convertible Preferred Stock
RBCP
$8.55M 0.65%
65,665
+41,320
+170% +$4.76M
GTLS.PRB
11
DELISTED
Chart Industries 6.75% Series B Preferred Stock
GTLS.PRB
$7.78M 0.59%
140,220
+5,415
+4% +$300K
LMBS icon
12
First Trust Exchange-Traded Fund IV First Trust Low Duration Opportunities ETF
LMBS
$6.35B
$6.73M 0.51%
139,268
-961
-0.7% -$45.6K
RSP icon
13
Invesco S&P 500 Equal Weight ETF
RSP
$97B
$5.81M 0.44%
+36,809
New +$5.35M
CWB icon
14
State Street SPDR Bloomberg Convertible Securities ETF
CWB
$5.57B
$5.34M 0.4%
73,987
-305
-0.4% -$20.7K
BKLN icon
15
Invesco Senior Loan ETF
BKLN
$6.97B
$5.15M 0.39%
+243,181
New +$5.1M
IWN icon
16
iShares Russell 2000 Value ETF
IWN
$14.3B
$5.04M 0.38%
32,430
+12,995
+67% +$1.8M
BUFR icon
17
FT Vest Fund of Buffer ETFs
BUFR
$10.1B
$4.9M 0.37%
184,366
+86
+0% +$2.17K
IYW icon
18
iShares US Technology ETF
IYW
$23.4B
$4.89M 0.37%
+39,817
New +$4.51M
MSFT icon
19
Microsoft
MSFT
$3.43T
$4.4M 0.33%
11,688
-30
-0.3% -$10.7K
IEMG icon
20
iShares Core MSCI Emerging Markets ETF
IEMG
$150B
$4.36M 0.33%
86,239
-518
-0.6% -$25.1K
DXJ icon
21
WisdomTree Japan Hedged Equity Fund
DXJ
$7.06B
$4.03M 0.31%
45,676
– –
AAPL icon
22
Apple
AAPL
$4.43T
$3.07M 0.23%
15,953
-58
-0.4% -$10.7K
BIL icon
23
State Street SPDR Bloomberg 1-3 Month T-Bill ETF
BIL
$47.1B
$2.86M 0.22%
31,249
-52,132
-63% -$4.77M
FLG.PRU
24
Flagstar Bank National Association Bifurcated Option Note Unit Securities
FLG.PRU
$118M
$2.61M 0.2%
64,890
– –
INDA icon
25
iShares MSCI India ETF
INDA
$6.89B
$2.28M 0.17%
+46,652
New +$2.12M
1
2 3 4

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CHAM
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DP
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HTI
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AT
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SIA
Strategic Investment Advisors Farmington Hills, Michigan $1.45B AUM 17.59% 1-Year Est. Return
CIM
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BFA
Beaumont Financial Advisors Needham, Massachusetts $1.46B AUM 21.07% 1-Year Est. Return

SSI Investment Management's Q4 2023 Portfolio in Review

As of Q4 2023, SSI Investment Management held 258 positions worth $1.32B, up 7.9% from $1.22B the previous quarter. Its ten largest holdings account for 24% of the portfolio.

SSI Investment Management withdrew a net $840M in Q4 2023, closing 5 positions and reducing 62 holdings. Its most notable exit was State Street SPDR S&P Metals & Mining ETF, an estimated $4.21M position sold in full.

By sector, the portfolio is most concentrated in Technology at 1% of assets, up from 0.87% a quarter earlier, followed by Financials and Healthcare.

Against the trend, SSI Investment Management opened a new position in Invesco S&P 500 Equal Weight ETF worth $5.81M.

  • SSI Investment Management's largest Q4 2023 buy was Invesco S&P 500 Equal Weight ETF: 36,809 shares worth $5.81M.
  • SSI Investment Management added most to iShares iBoxx $ Investment Grade Corporate Bond ETF in Q4 2023, an estimated $7.16M increase.
  • SSI Investment Management's biggest Q4 2023 reduction was iShares 7-10 Year Treasury Bond ETF, cutting an estimated $7.52M.
  • SSI Investment Management fully exited State Street SPDR S&P Metals & Mining ETF in Q4 2023, selling an estimated $4.21M.
  • SSI Investment Management's ten largest holdings make up 24% of its $1.32B portfolio in Q4 2023.
  • SSI Investment Management opened 12 new positions and closed 5 in Q4 2023.
  • SSI Investment Management's portfolio value rose 7.9% quarter-over-quarter to $1.32B.

Based on SSI Investment Management's 13F filing for Q4 2023, filed 8 Feb 2024.