SIM

SSI Investment Management Portfolio holdings

AUM $1.42B
This Quarter Return
+1.05%
1 Year Return
+4.23%
3 Year Return
+10.78%
5 Year Return
+15.82%
10 Year Return
+26.07%
AUM
$1.3B
AUM Growth
+$1.3B
Cap. Flow
+$35M
Cap. Flow %
2.69%
Top 10 Hldgs %
21.26%
Holding
328
New
16
Increased
8
Reduced
89
Closed
5

Top Buys

1
NEE.PRR
NextEra Energy, Inc.
NEE.PRR
$13M
2
SRE.PRA
Sempra Energy 6% Mandatory Convertible Preferred Stock, Series A
SRE.PRA
$12.1M
3
FTV.PRA
Fortive Corporation 5.00% Mandatory Convertible Preferred Stock, Series A
FTV.PRA
$12.1M
4
IFFT
International Flavors & Fragrances Inc. 6.00% Tangible Equity Units
IFFT
$5.65M
5
FLOT icon
iShares Floating Rate Bond ETF
FLOT
$5.14M

Top Sells

1
NEE.PRQ
NextEra Energy, Inc.
NEE.PRQ
$12M
2
IRDMB
Iridium Communications Inc - 6.75% Series B
IRDMB
$6.23M
3
IVV icon
iShares Core S&P 500 ETF
IVV
$4.48M
4
BDXA
Becton, Dickinson and Company Depositary Shares, each Representing a 1/20th Interest in a Share of 6
BDXA
$3.39M
5
FPE icon
First Trust Preferred Securities and Income ETF
FPE
$574K

Sector Composition

1 Financials 0.66%
2 Technology 0.62%
3 Healthcare 0.54%
4 Communication Services 0.38%
5 Industrials 0.32%
Name Market Value Portfolio Weight Shares or Principal Shares
Change % 		Capital Flow
IVV icon
1
iShares Core S&P 500 ETF
IVV
$662B
$51M 3.93% 174,337 -15,302 -8% -$4.48M
WFC.PRL icon
2
WELLS FARGO 7.5% NON CUMV PERP CONV
WFC.PRL
$4.82B
$29.6M 2.28% 22,893 +2,341 +11% +$3.02M
BAC.PRL icon
3
Bank of America Series L
BAC.PRL
$3.84B
$23.7M 1.83% 18,317 +1,871 +11% +$2.42M
BDXA
4
DELISTED
Becton, Dickinson and Company Depositary Shares, each Representing a 1/20th Interest in a Share of 6
BDXA
$23.1M 1.78% 354,022 -51,795 -13% -$3.39M
HES.PRA
5
DELISTED
Hess Corporation
HES.PRA
$13.5M 1.04% 170,145 +14,340 +9% +$1.14M
NEE.PRR
6
DELISTED
NextEra Energy, Inc.
NEE.PRR
$13M 1% +226,595 New +$13M
SRE.PRA
7
DELISTED
Sempra Energy 6% Mandatory Convertible Preferred Stock, Series A
SRE.PRA
$12.1M 0.93% +119,905 New +$12.1M
FTV.PRA
8
DELISTED
Fortive Corporation 5.00% Mandatory Convertible Preferred Stock, Series A
FTV.PRA
$12.1M 0.93% +11,284 New +$12.1M
AGG icon
9
iShares Core US Aggregate Bond ETF
AGG
$131B
$9.71M 0.75% 92,035 -30 -0% -$3.17K
CCI.PRA
10
DELISTED
Crown Castle International Corp. 6.875% Mandatory Convertible Preferred Stock, Series A
CCI.PRA
$9.09M 0.7% 8,406 +656 +8% +$710K
DYNC
11
DELISTED
Vistra Energy Corp.
DYNC
$6.68M 0.51% 69,000 – –
FEX icon
12
First Trust Large Cap Core AlphaDEX Fund
FEX
$1.36B
$5.95M 0.46% 95,286 -176 -0.2% -$11K
SWP
13
DELISTED
Stanley Black & Decker, Inc. Corporate Units
SWP
$5.78M 0.45% 52,433 +4,280 +9% +$472K
FLOT icon
14
iShares Floating Rate Bond ETF
FLOT
$9.15B
$5.71M 0.44% 111,939 +100,802 +905% +$5.14M
IFFT
15
DELISTED
International Flavors & Fragrances Inc. 6.00% Tangible Equity Units
IFFT
$5.65M 0.44% +103,750 New +$5.65M
FLG.PRU
16
Flagstar Financial, Inc. Bifurcated Option Note Unit SecuritiES
FLG.PRU
$113M
$5.46M 0.42% 111,500 +25,000 +29% +$1.23M
LMBS icon
17
First Trust Exchange-Traded Fund IV First Trust Low Duration Opportunities ETF
LMBS
$5.3B
$4.92M 0.38% 96,472 – –
TBF icon
18
ProShares Short 20+ Year Treasury ETF
TBF
$71.9M
$3.43M 0.26% 146,634 – –
VRTSP
19
DELISTED
Virtus Investment Partners, Inc. 7.25% Series D Mandatory Convertible Preferred Stock
VRTSP
$3.41M 0.26% 34,501 – –
IYW icon
20
iShares US Technology ETF
IYW
$22.9B
$2.95M 0.23% 15,179 – –
FTSL icon
21
First Trust Senior Loan Fund ETF
FTSL
$2.4B
$2.77M 0.21% 57,713 +275 +0.5% +$13.2K
FTXO icon
22
First Trust Nasdaq Bank ETF
FTXO
$244M
$2.67M 0.21% 95,810 – –
QTS.PRB
23
DELISTED
QTS Realty Trust, Inc. 6.50% Series B Cumulative Convertible Perpetual Preferred Stock
QTS.PRB
$2.63M 0.2% +25,000 New +$2.63M
AAPL icon
24
Apple
AAPL
$3.45T
$2.35M 0.18% 10,409 -52 -0.5% -$11.7K
FXH icon
25
First Trust Health Care AlphaDEX Fund
FXH
$913M
$2.3M 0.18% 27,090 – –
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