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SSI Investment Management Portfolio holdings

AUM $1.45B
1-Year Est. Return 5.8%
This Fund
S&P 500
This Quarter Est. Return
+0.1%
1 Year Est. Return
+5.8%
3 Year Est. Return
+11.81%
5 Year Est. Return
+13.07%
10 Year Est. Return
+29.97%
AUM
$1.17B
AUM Growth
+$36.8M
Cap. Flow
-$765M
Cap. Flow %
-65.32%
Top 10 Hldgs %
20.04%
Holding
315
New
6
Increased
55
Reduced
64
Closed
5

Top Buys

Rank Stock Value
1
CCI.PRA
Crown Castle International Corp. 6.875% Mandatory Convertible Preferred Stock, Series A
CCI.PRA
+$7.39M
2
FLG.PRU
Flagstar Bank National Association Bifurcated Option Note Unit Securities
FLG.PRU
+$2.23M
3
ANTX
Anthem, Inc.
ANTX
+$1.59M
4
AMT.PRB
American Tower Corporation
AMT.PRB
+$1.38M
5
FLOT icon
iShares Floating Rate Bond ETF
FLOT
+$1.29M

Top Sells

Rank Stock Value
1
ARNC.PRB
Arconic Inc.
ARNC.PRB
+$1.92M
2
XLE icon
State Street Energy Select Sector SPDR ETF
XLE
+$1.34M
3
TMUSP
T-Mobile US, Inc.5.50% Mandatory Convertible Preferred Stock, Series A
TMUSP
+$290K
4
DCUD
Dominion Energy, Inc 2016 Series A Corporate Units
DCUD
+$246K
5
DD
Du Pont De Nemours E I
DD
+$243K

Sector Composition

Rank Sector Weight
1 Financials 0.86%
2 Healthcare 0.63%
3 Technology 0.59%
4 Communication Services 0.52%
5 Industrials 0.42%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
IVV icon
1
iShares Core S&P 500 ETF
IVV
$876B
$34.1M 2.91%
134,916
+248
+0.2% +$61.6K
AGN.PRA
2
DELISTED
Allergan plc
AGN.PRA
$26.4M 2.26%
35,839
+440
+1% +$365K
WFC.PRL icon
3
Wells Fargo 7.5% Non Cumv Perp Conv
WFC.PRL
$4.66B
$21.9M 1.87%
16,641
+255
+2% +$339K
BAC.PRL icon
4
Bank of America Series L
BAC.PRL
$3.95B
$20.4M 1.74%
15,686
+7
+0% +$9.13K
ANTX
5
DELISTED
Anthem, Inc.
ANTX
$17.1M 1.46%
328,519
+30,497
+10% +$1.59M
BDXA
6
DELISTED
Becton, Dickinson and Company Depositary Shares, each Representing a 1/20th Interest in a Share of 6
BDXA
$14.4M 1.23%
261,707
-738
-0.3% -$40.9K
AGG icon
7
iShares Core US Aggregate Bond ETF
AGG
$138B
$10.2M 0.87%
93,280
+1,484
+2% +$163K
WELL.PRI
8
DELISTED
Welltower Inc.
WELL.PRI
$9.16M 0.78%
145,015
– –
NEE.PRQ
9
DELISTED
NextEra Energy, Inc.
NEE.PRQ
$8.1M 0.69%
122,720
+2,840
+2% +$188K
CCI.PRA
10
DELISTED
Crown Castle International Corp. 6.875% Mandatory Convertible Preferred Stock, Series A
CCI.PRA
$7.24M 0.62%
+6,827
New +$7.39M
AMT.PRB
11
DELISTED
American Tower Corporation
AMT.PRB
$6.91M 0.59%
56,751
+11,151
+24% +$1.38M
FLOT icon
12
iShares Floating Rate Bond ETF
FLOT
$10.1B
$6.88M 0.59%
134,994
+25,280
+23% +$1.29M
TMUSP
13
DELISTED
T-Mobile US, Inc.5.50% Mandatory Convertible Preferred Stock, Series A
TMUSP
$6.64M 0.57%
66,520
-2,850
-4% -$290K
SPY icon
14
State Street SPDR S&P 500 ETF Trust
SPY
$778B
$5.58M 0.48%
22,189
+526
+2% +$130K
LMBS icon
15
First Trust Exchange-Traded Fund IV First Trust Low Duration Opportunities ETF
LMBS
$6.32B
$4.94M 0.42%
94,945
+5,085
+6% +$265K
IWD icon
16
iShares Russell 1000 Value ETF
IWD
$82B
$4.92M 0.42%
41,485
+10,573
+34% +$1.23M
FEX icon
17
First Trust Large Cap Core AlphaDEX Fund
FEX
$1.58B
$4.9M 0.42%
89,258
+210
+0.2% +$11.3K
IRDMB
18
DELISTED
Iridium Communications Inc - 6.75% Series B
IRDMB
$4.89M 0.42%
13,507
– –
DCUD
19
DELISTED
Dominion Energy, Inc 2016 Series A Corporate Units
DCUD
$4.54M 0.39%
89,825
-4,830
-5% -$246K
RYAM.PRA
20
DELISTED
Rayonier Advanced Materials Inc. 8.00% Series A Mandatory Convertible Preferred Stock
RYAM.PRA
$4.47M 0.38%
42,654
– –
SWP
21
DELISTED
Stanley Black & Decker, Inc. Corporate Units
SWP
$4M 0.34%
35,135
+2,795
+9% +$308K
KMI.PRA
22
DELISTED
Kinder Morgan, Inc.
KMI.PRA
$3.98M 0.34%
94,695
-720
-0.8% -$30.7K
BKHU
23
DELISTED
Black Hills Corporation
BKHU
$3.73M 0.32%
49,692
+600
+1% +$45.3K
VRTSP
24
DELISTED
Virtus Investment Partners, Inc. 7.25% Series D Mandatory Convertible Preferred Stock
VRTSP
$3.47M 0.3%
33,501
– –
HBANP
25
DELISTED
Huntington Bancshars Inc. Pfd Ser A
HBANP
$2.99M 0.26%
2,032
+63
+3% +$91K
1
2 3 4 5

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CHAM
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DP
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HTI
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AT
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SIA
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CIM
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BFA
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SSI Investment Management's Q3 2017 Portfolio in Review

As of Q3 2017, SSI Investment Management held 315 positions worth $1.17B, up 3.2% from $1.13B the previous quarter. Its ten largest holdings account for 20% of the portfolio.

SSI Investment Management withdrew a net $765M in Q3 2017, closing 5 positions and reducing 64 holdings. Its most notable exit was Arconic Inc., an estimated $1.92M position sold in full.

By sector, the portfolio is most concentrated in Financials at 0.86% of assets, up from 0.82% a quarter earlier, followed by Healthcare and Technology.

Against the trend, SSI Investment Management opened a new position in Crown Castle International Corp. 6.875% Mandatory Convertible Preferred Stock, Series A worth $7.24M.

  • SSI Investment Management's largest Q3 2017 buy was Crown Castle International Corp. 6.875% Mandatory Convertible Preferred Stock, Series A: 6,827 shares worth $7.24M.
  • SSI Investment Management added most to Flagstar Bank National Association Bifurcated Option Note Unit Securities in Q3 2017, an estimated $2.23M increase.
  • SSI Investment Management's biggest Q3 2017 reduction was T-Mobile US, Inc.5.50% Mandatory Convertible Preferred Stock, Series A, cutting an estimated $290K.
  • SSI Investment Management fully exited Arconic Inc. in Q3 2017, selling an estimated $1.92M.
  • SSI Investment Management's ten largest holdings make up 20% of its $1.17B portfolio in Q3 2017.
  • SSI Investment Management opened 6 new positions and closed 5 in Q3 2017.
  • SSI Investment Management's portfolio value rose 3.2% quarter-over-quarter to $1.17B.

Based on SSI Investment Management's 13F filing for Q3 2017, filed 14 Nov 2017.