SIM

SSI Investment Management Portfolio holdings

AUM $1.42B
This Quarter Return
+0.11%
1 Year Return
+4.23%
3 Year Return
+10.78%
5 Year Return
+15.82%
10 Year Return
+26.07%
AUM
$1.17B
AUM Growth
+$1.17B
Cap. Flow
+$16.4M
Cap. Flow %
1.4%
Top 10 Hldgs %
20.04%
Holding
331
New
6
Increased
56
Reduced
63
Closed
5

Top Buys

1
CCI.PRA
Crown Castle International Corp. 6.875% Mandatory Convertible Preferred Stock, Series A
CCI.PRA
$7.24M
2
FLG.PRU
Flagstar Financial, Inc. Bifurcated Option Note Unit SecuritiES
FLG.PRU
$2.2M
3
ANTX
Anthem, Inc.
ANTX
$1.59M
4
AMT.PRB
American Tower Corporation
AMT.PRB
$1.36M
5
FLOT icon
iShares Floating Rate Bond ETF
FLOT
$1.29M

Top Sells

1
ARNC.PRB
Arconic Inc.
ARNC.PRB
$1.92M
2
XLE icon
Energy Select Sector SPDR Fund
XLE
$1.34M
3
TMUSP
T-Mobile US, Inc.5.50% Mandatory Convertible Preferred Stock, Series A
TMUSP
$284K
4
DCUD
Dominion Energy, Inc 2016 Series A Corporate Units
DCUD
$244K
5
DD
Du Pont De Nemours E I
DD
$243K

Sector Composition

1 Financials 0.86%
2 Healthcare 0.63%
3 Technology 0.59%
4 Communication Services 0.52%
5 Industrials 0.42%
Name Market Value Portfolio Weight Shares or Principal Shares
Change % 		Capital Flow
IVV icon
1
iShares Core S&P 500 ETF
IVV
$662B
$34.1M 2.91% 134,916 +248 +0.2% +$62.7K
AGN.PRA
2
DELISTED
Allergan plc.
AGN.PRA
$26.4M 2.26% 35,839 +440 +1% +$325K
WFC.PRL icon
3
WELLS FARGO 7.5% NON CUMV PERP CONV
WFC.PRL
$4.82B
$21.9M 1.87% 16,641 +255 +2% +$335K
BAC.PRL icon
4
Bank of America Series L
BAC.PRL
$3.84B
$20.4M 1.74% 15,686 +7 +0% +$9.11K
ANTX
5
DELISTED
Anthem, Inc.
ANTX
$17.1M 1.46% 328,519 +30,497 +10% +$1.59M
BDXA
6
DELISTED
Becton, Dickinson and Company Depositary Shares, each Representing a 1/20th Interest in a Share of 6
BDXA
$14.4M 1.23% 261,707 -738 -0.3% -$40.5K
AGG icon
7
iShares Core US Aggregate Bond ETF
AGG
$131B
$10.2M 0.87% 93,280 +1,484 +2% +$163K
WELL.PRI
8
DELISTED
Welltower Inc.
WELL.PRI
$9.16M 0.78% 145,015 – –
NEE.PRQ
9
DELISTED
NextEra Energy, Inc.
NEE.PRQ
$8.1M 0.69% 122,720 +2,840 +2% +$187K
CCI.PRA
10
DELISTED
Crown Castle International Corp. 6.875% Mandatory Convertible Preferred Stock, Series A
CCI.PRA
$7.24M 0.62% +6,827 New +$7.24M
AMT.PRB
11
DELISTED
American Tower Corporation
AMT.PRB
$6.91M 0.59% 56,751 +11,151 +24% +$1.36M
FLOT icon
12
iShares Floating Rate Bond ETF
FLOT
$9.15B
$6.88M 0.59% 134,994 +25,280 +23% +$1.29M
TMUSP
13
DELISTED
T-Mobile US, Inc.5.50% Mandatory Convertible Preferred Stock, Series A
TMUSP
$6.64M 0.57% 66,520 -2,850 -4% -$284K
SPY icon
14
SPDR S&P 500 ETF Trust
SPY
$658B
$5.58M 0.48% 22,189 +526 +2% +$132K
LMBS icon
15
First Trust Exchange-Traded Fund IV First Trust Low Duration Opportunities ETF
LMBS
$5.3B
$4.94M 0.42% 94,945 +5,085 +6% +$264K
IWD icon
16
iShares Russell 1000 Value ETF
IWD
$63.5B
$4.92M 0.42% 41,485 +10,573 +34% +$1.25M
FEX icon
17
First Trust Large Cap Core AlphaDEX Fund
FEX
$1.36B
$4.9M 0.42% 89,258 +210 +0.2% +$11.5K
IRDMB
18
DELISTED
Iridium Communications Inc - 6.75% Series B
IRDMB
$4.89M 0.42% 13,507 – –
DCUD
19
DELISTED
Dominion Energy, Inc 2016 Series A Corporate Units
DCUD
$4.55M 0.39% 89,825 -4,830 -5% -$244K
RYAM.PRA
20
DELISTED
Rayonier Advanced Materials Inc. 8.00% Series A Mandatory Convertible Preferred Stock
RYAM.PRA
$4.48M 0.38% 42,654 – –
SWP
21
DELISTED
Stanley Black & Decker, Inc. Corporate Units
SWP
$4M 0.34% 35,135 +2,795 +9% +$318K
KMI.PRA
22
DELISTED
Kinder Morgan, Inc.
KMI.PRA
$3.98M 0.34% 94,695 -720 -0.8% -$30.2K
BKHU
23
DELISTED
Black Hills Corporation
BKHU
$3.73M 0.32% 49,692 +600 +1% +$45.1K
VRTSP
24
DELISTED
Virtus Investment Partners, Inc. 7.25% Series D Mandatory Convertible Preferred Stock
VRTSP
$3.47M 0.3% 33,501 – –
HBANP
25
DELISTED
Huntington Bancshars Inc. Pfd Ser A
HBANP
$2.99M 0.26% 2,032 +63 +3% +$92.6K
1
2 3 4 5