SIM

SSI Investment Management Portfolio holdings

AUM $1.42B
This Quarter Return
+1.81%
1 Year Return
+4.23%
3 Year Return
+10.78%
5 Year Return
+15.82%
10 Year Return
+26.07%
AUM
$1.5B
AUM Growth
+$1.5B
Cap. Flow
+$67.3M
Cap. Flow %
4.48%
Top 10 Hldgs %
22.48%
Holding
315
New
20
Increased
24
Reduced
84
Closed
6

Top Buys

1
AVGOP
Broadcom Inc. 8.00% Mandatory Convertible Preferred Stock, Series A
AVGOP
$24.1M
2
IVV icon
iShares Core S&P 500 ETF
IVV
$16.3M
3
SWT
Stanley Black & Decker, Inc.
SWT
$11M
4
ENR.PRA
Energizer Holdings, Inc. 7.50% Series A Mandatory Convertible Preferred Stock
ENR.PRA
$4.86M
5
ACWX icon
iShares MSCI ACWI ex US ETF
ACWX
$4.23M

Top Sells

1
SHY icon
iShares 1-3 Year Treasury Bond ETF
SHY
$6.05M
2
SWP
Stanley Black & Decker, Inc. Corporate Units
SWP
$5.61M
3
FTV.PRA
Fortive Corporation 5.00% Mandatory Convertible Preferred Stock, Series A
FTV.PRA
$1.72M
4
FTCS icon
First Trust Capital Strength ETF
FTCS
$1.63M
5
TBF icon
ProShares Short 20+ Year Treasury ETF
TBF
$785K

Sector Composition

1 Utilities 0.87%
2 Technology 0.66%
3 Financials 0.62%
4 Healthcare 0.48%
5 Communication Services 0.35%
Name Market Value Portfolio Weight Shares or Principal Shares
Change % 		Capital Flow
IVV icon
1
iShares Core S&P 500 ETF
IVV
$662B
$84.5M 5.62% 261,404 +50,528 +24% +$16.3M
WFC.PRL icon
2
WELLS FARGO 7.5% NON CUMV PERP CONV
WFC.PRL
$4.82B
$32.9M 2.19% 22,768 +139 +0.6% +$201K
BAC.PRL icon
3
Bank of America Series L
BAC.PRL
$3.84B
$28.1M 1.87% 19,392 +288 +2% +$417K
AVGOP
4
DELISTED
Broadcom Inc. 8.00% Mandatory Convertible Preferred Stock, Series A
AVGOP
$24.1M 1.6% +20,639 New +$24.1M
AGG icon
5
iShares Core US Aggregate Bond ETF
AGG
$131B
$20.5M 1.37% 182,653 +21,825 +14% +$2.45M
BDXA
6
DELISTED
Becton, Dickinson and Company Depositary Shares, each Representing a 1/20th Interest in a Share of 6
BDXA
$20.1M 1.34% 306,497 +2,630 +0.9% +$172K
DHR.PRA
7
DELISTED
Danaher Corporation 4.75% Mandatory Convertible Preferred Stock, Series A
DHR.PRA
$16.8M 1.12% 14,275 +177 +1% +$209K
SRE.PRA
8
DELISTED
Sempra Energy 6% Mandatory Convertible Preferred Stock, Series A
SRE.PRA
$14.3M 0.95% 119,249 -2,100 -2% -$252K
CCI.PRA
9
DELISTED
Crown Castle International Corp. 6.875% Mandatory Convertible Preferred Stock, Series A
CCI.PRA
$14.1M 0.94% 11,007 +59 +0.5% +$75.6K
SOLN
10
DELISTED
The Southern Company
SOLN
$13.1M 0.87% 244,175 +920 +0.4% +$49.5K
AVTR.PRA
11
DELISTED
Avantor, Inc. Series A Mandatory Convertible Preferred Stock
AVTR.PRA
$11.3M 0.75% 178,740 +11,955 +7% +$753K
SWT
12
DELISTED
Stanley Black & Decker, Inc.
SWT
$11M 0.73% +101,170 New +$11M
FTV.PRA
13
DELISTED
Fortive Corporation 5.00% Mandatory Convertible Preferred Stock, Series A
FTV.PRA
$10.9M 0.73% 11,213 -1,772 -14% -$1.72M
DCUE
14
DELISTED
Dominion Energy, Inc. 2019 Series A Corporate Units
DCUE
$9.8M 0.65% 91,708 +2,218 +2% +$237K
NEE.PRO
15
DELISTED
NextEra Energy, Inc. 4.872% Corporate Units
NEE.PRO
$9.69M 0.65% 188,950 +2,690 +1% +$138K
CHNGU
16
DELISTED
Change Healthcare Inc. Tangible Equity Units
CHNGU
$9.51M 0.63% 158,560 +9,770 +7% +$586K
ENR.PRA
17
DELISTED
Energizer Holdings, Inc. 7.50% Series A Mandatory Convertible Preferred Stock
ENR.PRA
$9.05M 0.6% 86,480 +46,480 +116% +$4.86M
CFXA
18
DELISTED
Colfax Corporation 5.75% Tangible Equity Units
CFXA
$8.72M 0.58% 55,400 +25,400 +85% +$4M
LMBS icon
19
First Trust Exchange-Traded Fund IV First Trust Low Duration Opportunities ETF
LMBS
$5.3B
$8.32M 0.55% 160,717 +20,976 +15% +$1.09M
CNP.PRB
20
DELISTED
CenterPoint Energy, Inc. Depositary Shares Each Representing a 1/20th Interest in a Share of 7.00% S
CNP.PRB
$8.17M 0.54% 167,560 +14,100 +9% +$687K
QTS.PRB
21
DELISTED
QTS Realty Trust, Inc. 6.50% Series B Cumulative Convertible Perpetual Preferred Stock
QTS.PRB
$7.73M 0.51% 60,025 +24,025 +67% +$3.1M
AEPPL
22
DELISTED
American Electric Power Company, Inc. Corporate Unit
AEPPL
$6.36M 0.42% 117,490 -690 -0.6% -$37.3K
WTRU
23
DELISTED
Essential Utilities, Inc.6.00% Tangible Equity Units
WTRU
$5.77M 0.38% 92,565 -315 -0.3% -$19.6K
FLG.PRU
24
Flagstar Financial, Inc. Bifurcated Option Note Unit SecuritiES
FLG.PRU
$113M
$5.53M 0.37% 109,000 +4,000 +4% +$203K
IYW icon
25
iShares US Technology ETF
IYW
$22.9B
$5.41M 0.36% 23,259 +4,836 +26% +$1.12M
1
2 3 4 5