SIM

SSI Investment Management Portfolio holdings

AUM $1.42B
This Quarter Return
+3.08%
1 Year Return
+4.23%
3 Year Return
+10.78%
5 Year Return
+15.82%
10 Year Return
+26.07%
AUM
$1.71B
AUM Growth
+$1.71B
Cap. Flow
+$172M
Cap. Flow %
10.1%
Top 10 Hldgs %
28.35%
Holding
357
New
23
Increased
20
Reduced
84
Closed
8

Top Buys

1
AVGOP
Broadcom Inc. 8.00% Mandatory Convertible Preferred Stock, Series A
AVGOP
$48.3M
2
DHR.PRB
Danaher Corporation 5.00% Mandatory Convertible Preferred Stock, Series B
DHR.PRB
$38.4M
3
KKR.PRC
KKR & Co. Inc. 6.00% Series C Mandatory Convertible Preferred Stock
KKR.PRC
$28.8M
4
AVTR.PRA
Avantor, Inc. Series A Mandatory Convertible Preferred Stock
AVTR.PRA
$21.9M
5
APTV.PRA
Aptiv PLC 5.50% Series A Mandatory Convertible Preferred Shares
APTV.PRA
$18.4M

Top Sells

1
SWT
Stanley Black & Decker, Inc.
SWT
$9.33M
2
CFXA
Colfax Corporation 5.75% Tangible Equity Units
CFXA
$8.9M
3
IWD icon
iShares Russell 1000 Value ETF
IWD
$5.64M
4
TBF icon
ProShares Short 20+ Year Treasury ETF
TBF
$5.49M
5
FPXI icon
First Trust Exchange-Traded Fund II First Trust International Equity Opportunities ETF
FPXI
$2.4M

Sector Composition

1 Technology 1.2%
2 Financials 0.55%
3 Consumer Discretionary 0.53%
4 Healthcare 0.52%
5 Communication Services 0.5%
Name Market Value Portfolio Weight Shares or Principal Shares
Change % 		Capital Flow
IVV icon
1
iShares Core S&P 500 ETF
IVV
$662B
$96.6M 5.66% 202,472 +13,811 +7% +$6.59M
AVGOP
2
DELISTED
Broadcom Inc. 8.00% Mandatory Convertible Preferred Stock, Series A
AVGOP
$48.3M 2.83% +23,309 New +$48.3M
DHR.PRB
3
DELISTED
Danaher Corporation 5.00% Mandatory Convertible Preferred Stock, Series B
DHR.PRB
$38.4M 2.25% +21,993 New +$38.4M
KKR.PRC
4
DELISTED
KKR & Co. Inc. 6.00% Series C Mandatory Convertible Preferred Stock
KKR.PRC
$28.8M 1.69% +309,107 New +$28.8M
AGG icon
5
iShares Core US Aggregate Bond ETF
AGG
$131B
$25.7M 1.51% 225,706 +46,401 +26% +$5.29M
NEE.PRP
6
DELISTED
NextEra Energy, Inc. 5.279% Corporate Units
NEE.PRP
$25M 1.46% 435,680 +54,460 +14% +$3.12M
AVTR.PRA
7
DELISTED
Avantor, Inc. Series A Mandatory Convertible Preferred Stock
AVTR.PRA
$21.9M 1.29% +169,975 New +$21.9M
APTV.PRA
8
DELISTED
Aptiv PLC 5.50% Series A Mandatory Convertible Preferred Shares
APTV.PRA
$18.4M 1.08% +99,960 New +$18.4M
VXUS icon
9
Vanguard Total International Stock ETF
VXUS
$102B
$16.1M 0.94% 252,828 -23,236 -8% -$1.48M
BSX.PRA
10
DELISTED
Boston Scientific Corporation 5.50% Mandatory Convertible Preferred Stock, Series A
BSX.PRA
$11.7M 0.69% +102,790 New +$11.7M
FPE icon
11
First Trust Preferred Securities and Income ETF
FPE
$6.1B
$10.5M 0.62% 516,440 +44,205 +9% +$898K
FTSL icon
12
First Trust Senior Loan Fund ETF
FTSL
$2.4B
$8.93M 0.52% 186,439 +18,159 +11% +$870K
IYW icon
13
iShares US Technology ETF
IYW
$22.9B
$8.15M 0.48% 71,001 +3,340 +5% +$384K
ANGL icon
14
VanEck Fallen Angel High Yield Bond ETF
ANGL
$3.05B
$7.43M 0.44% 225,306 +123,845 +122% +$4.08M
RBCP
15
DELISTED
RBC Bearings Incorporated 5.00% Series A Mandatory Convertible Preferred Stock
RBCP
$7.15M 0.42% 68,490 – –
LMBS icon
16
First Trust Exchange-Traded Fund IV First Trust Low Duration Opportunities ETF
LMBS
$5.3B
$7.12M 0.42% 142,504 +3,413 +2% +$171K
AAPL icon
17
Apple
AAPL
$3.45T
$5.84M 0.34% 32,885 -112 -0.3% -$19.9K
MSFT icon
18
Microsoft
MSFT
$3.77T
$5.42M 0.32% 16,128 -52 -0.3% -$17.5K
IWM icon
19
iShares Russell 2000 ETF
IWM
$67B
$5.31M 0.31% 23,869 +9,599 +67% +$2.14M
NEE.PRO
20
DELISTED
NextEra Energy, Inc. 4.872% Corporate Units
NEE.PRO
$5.07M 0.3% 74,595 -1,500 -2% -$102K
FIW icon
21
First Trust Water ETF
FIW
$1.94B
$4.37M 0.26% 46,111 +2,211 +5% +$210K
ELAT
22
DELISTED
Elanco Animal Health Incorporated 5.00% Tangible Equity Units
ELAT
$4.25M 0.25% 95,010 -21,725 -19% -$972K
DHR.PRA
23
DELISTED
Danaher Corporation 4.75% Mandatory Convertible Preferred Stock, Series A
DHR.PRA
$4.07M 0.24% +1,854 New +$4.07M
FLG.PRU
24
Flagstar Financial, Inc. Bifurcated Option Note Unit SecuritiES
FLG.PRU
$113M
$3.48M 0.2% 67,000 – –
BAC.PRL icon
25
Bank of America Series L
BAC.PRL
$3.84B
$3.43M 0.2% +2,373 New +$3.43M
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