We are live on ! Find out more
SIM

SSI Investment Management Portfolio holdings

AUM $1.45B
1-Year Est. Return 5.8%
This Fund
S&P 500
This Quarter Est. Return
+3.08%
1 Year Est. Return
+5.8%
3 Year Est. Return
+11.81%
5 Year Est. Return
+13.07%
10 Year Est. Return
+29.97%
AUM
$1.71B
AUM Growth
+$48M
Cap. Flow
-$1.02B
Cap. Flow %
-59.88%
Top 10 Hldgs %
28.35%
Holding
328
New
23
Increased
20
Reduced
84
Closed
8

Top Buys

Rank Stock Value
1
AVGOP
Broadcom Inc. 8.00% Mandatory Convertible Preferred Stock, Series A
AVGOP
+$40.8M
2
DHR.PRB
Danaher Corporation 5.00% Mandatory Convertible Preferred Stock, Series B
DHR.PRB
+$36.3M
3
KKR.PRC
KKR & Co. Inc. 6.00% Series C Mandatory Convertible Preferred Stock
KKR.PRC
+$28.6M
4
AVTR.PRA
Avantor, Inc. Series A Mandatory Convertible Preferred Stock
AVTR.PRA
+$20.6M
5
APTV.PRA
Aptiv PLC 5.50% Series A Mandatory Convertible Preferred Shares
APTV.PRA
+$18.7M

Top Sells

Rank Stock Value
1
SWT
Stanley Black & Decker, Inc.
SWT
+$9.29M
2
CFXA
Colfax Corporation 5.75% Tangible Equity Units
CFXA
+$8.9M
3
TBF icon
ProShares Short 20+ Year Treasury ETF
TBF
+$5.56M
4
IWD icon
iShares Russell 1000 Value ETF
IWD
+$5.5M
5
FPXI icon
First Trust Exchange-Traded Fund II First Trust International Equity Opportunities ETF
FPXI
+$2.4M

Sector Composition

Rank Sector Weight
1 Technology 1.2%
2 Financials 0.55%
3 Consumer Discretionary 0.53%
4 Healthcare 0.52%
5 Communication Services 0.5%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
IVV icon
1
iShares Core S&P 500 ETF
IVV
$872B
$96.6M 5.66%
202,472
+13,811
+7% +$6.36M
AVGOP
2
DELISTED
Broadcom Inc. 8.00% Mandatory Convertible Preferred Stock, Series A
AVGOP
$48.3M 2.83%
+23,309
New +$40.8M
DHR.PRB
3
DELISTED
Danaher Corporation 5.00% Mandatory Convertible Preferred Stock, Series B
DHR.PRB
$38.4M 2.25%
+21,993
New +$36.3M
KKR.PRC
4
DELISTED
KKR & Co. Inc. 6.00% Series C Mandatory Convertible Preferred Stock
KKR.PRC
$28.8M 1.69%
+309,107
New +$28.6M
AGG icon
5
iShares Core US Aggregate Bond ETF
AGG
$138B
$25.7M 1.51%
225,706
+46,401
+26% +$5.31M
NEE.PRP
6
DELISTED
NextEra Energy, Inc. 5.279% Corporate Units
NEE.PRP
$25M 1.46%
435,680
+54,460
+14% +$2.96M
AVTR.PRA
7
DELISTED
Avantor, Inc. Series A Mandatory Convertible Preferred Stock
AVTR.PRA
$21.9M 1.29%
+169,975
New +$20.6M
APTV.PRA
8
DELISTED
Aptiv PLC 5.50% Series A Mandatory Convertible Preferred Shares
APTV.PRA
$18.4M 1.08%
+99,960
New +$18.7M
VXUS icon
9
Vanguard Total International Stock ETF
VXUS
$155B
$16.1M 0.94%
252,828
-23,236
-8% -$1.49M
BSX.PRA
10
DELISTED
Boston Scientific Corporation 5.50% Mandatory Convertible Preferred Stock, Series A
BSX.PRA
$11.7M 0.69%
+102,790
New +$11.7M
FPE icon
11
First Trust Preferred Securities and Income ETF
FPE
$6.31B
$10.5M 0.62%
516,440
+44,205
+9% +$901K
FTSL icon
12
First Trust Senior Loan Fund ETF
FTSL
$2.32B
$8.93M 0.52%
186,439
+18,159
+11% +$869K
IYW icon
13
iShares US Technology ETF
IYW
$23.5B
$8.15M 0.48%
71,001
+3,340
+5% +$371K
ANGL icon
14
VanEck Fallen Angel High Yield Bond ETF
ANGL
$3.08B
$7.43M 0.44%
225,306
+123,845
+122% +$4.08M
RBCP
15
DELISTED
RBC Bearings Incorporated 5.00% Series A Mandatory Convertible Preferred Stock
RBCP
$7.15M 0.42%
68,490
– –
LMBS icon
16
First Trust Exchange-Traded Fund IV First Trust Low Duration Opportunities ETF
LMBS
$6.36B
$7.12M 0.42%
142,504
+3,413
+2% +$172K
AAPL icon
17
Apple
AAPL
$4.9T
$5.84M 0.34%
32,885
-112
-0.3% -$17.7K
MSFT icon
18
Microsoft
MSFT
$3.35T
$5.42M 0.32%
16,128
-52
-0.3% -$16.9K
IWM icon
19
iShares Russell 2000 ETF
IWM
$80.2B
$5.31M 0.31%
23,869
+9,599
+67% +$2.17M
NEE.PRO
20
DELISTED
NextEra Energy, Inc. 4.872% Corporate Units
NEE.PRO
$5.07M 0.3%
74,595
-1,500
-2% -$95.4K
FIW icon
21
First Trust Water ETF
FIW
$1.85B
$4.37M 0.26%
46,111
+2,211
+5% +$201K
ELAT
22
DELISTED
Elanco Animal Health Incorporated 5.00% Tangible Equity Units
ELAT
$4.25M 0.25%
95,010
-21,725
-19% -$1.05M
DHR.PRA
23
DELISTED
Danaher Corporation 4.75% Mandatory Convertible Preferred Stock, Series A
DHR.PRA
$4.07M 0.24%
+1,854
New +$3.84M
FLG.PRU
24
Flagstar Bank National Association Bifurcated Option Note Unit Securities
FLG.PRU
$118M
$3.48M 0.2%
67,000
– –
BAC.PRL icon
25
Bank of America Series L
BAC.PRL
$3.96B
$3.43M 0.2%
+2,373
New +$3.42M
1
2 3 4 5

Similar funds

VIP
Vantage Investment Partners Kansas City, Missouri $1.45B AUM 18.96% 1-Year Est. Return
CHAM
Clear Harbor Asset Management Stamford, Connecticut $1.45B AUM 23.7% 1-Year Est. Return
DP
DDD Partners Bellevue, Washington $1.45B AUM 9.14% 1-Year Est. Return
HTI
Hikari Tsushin Inc Tokyo, Japan $1.45B AUM 3.37% 1-Year Est. Return
AT
Avalon Trust Santa Fe, New Mexico $1.45B AUM 35.31% 1-Year Est. Return
SIA
Strategic Investment Advisors Farmington Hills, Michigan $1.45B AUM 17.59% 1-Year Est. Return
CIM
Corda Investment Management Houston, Texas $1.45B AUM 22.99% 1-Year Est. Return
BFA
Beaumont Financial Advisors Needham, Massachusetts $1.46B AUM 21.07% 1-Year Est. Return

SSI Investment Management's Q4 2021 Portfolio in Review

As of Q4 2021, SSI Investment Management held 328 positions worth $1.71B, up 2.9% from $1.66B the previous quarter. Its ten largest holdings account for 28% of the portfolio.

SSI Investment Management withdrew a net $1.02B in Q4 2021, closing 8 positions and reducing 84 holdings. Its most notable exit was Colfax Corporation 5.75% Tangible Equity Units, an estimated $8.9M position sold in full.

By sector, the portfolio is most concentrated in Technology at 1.2% of assets, up from 0.97% a quarter earlier, followed by Financials and Consumer Discretionary.

Against the trend, SSI Investment Management opened a new position in Broadcom Inc. 8.00% Mandatory Convertible Preferred Stock, Series A worth $48.3M.

  • SSI Investment Management's largest Q4 2021 buy was Broadcom Inc. 8.00% Mandatory Convertible Preferred Stock, Series A: 23,309 shares worth $48.3M.
  • SSI Investment Management added most to iShares Core S&P 500 ETF in Q4 2021, an estimated $6.36M increase.
  • SSI Investment Management's biggest Q4 2021 reduction was Stanley Black & Decker, Inc., cutting an estimated $9.29M.
  • SSI Investment Management fully exited Colfax Corporation 5.75% Tangible Equity Units in Q4 2021, selling an estimated $8.9M.
  • SSI Investment Management's ten largest holdings make up 28% of its $1.71B portfolio in Q4 2021.
  • SSI Investment Management opened 23 new positions and closed 8 in Q4 2021.
  • SSI Investment Management's portfolio value rose 2.9% quarter-over-quarter to $1.71B.

Based on SSI Investment Management's 13F filing for Q4 2021, filed 11 Feb 2022.