We are live on ! Find out more
SIM

SSI Investment Management Portfolio holdings

AUM $1.72B
1-Year Est. Return 7.09%
This Fund
S&P 500
This Quarter Est. Return
+0.97%
1 Year Est. Return
+7.09%
3 Year Est. Return
+15.65%
5 Year Est. Return
+16.94%
10 Year Est. Return
+34.3%
AUM
$1.02B
AUM Growth
–
Cap. Flow
+$363M
Cap. Flow %
35.58%
Top 10 Hldgs %
20.22%
Holding
384
New
239
Increased
–
Reduced
–
Closed
–

Top Buys

Rank Stock Value
1
SPY icon
State Street SPDR S&P 500 ETF Trust
SPY
+$56.4M
2
BAC.PRL icon
Bank of America Series L
BAC.PRL
+$14.8M
3
MLU
METLIFE, INC. COM EQUITY UNIT
MLU
+$11.3M
4
KEY.PRG
KeyCorp Pfd
KEY.PRG
+$10.1M
5
WFC.PRL icon
Wells Fargo 7.5% Non Cumv Perp Conv
WFC.PRL
+$10M

Top Sells

No sells this quarter

Sector Composition

Rank Sector Weight
1 Miscellaneous 81.23%
2 Financials 2.85%
3 Technology 2.72%
4 Healthcare 2.56%
5 Consumer Discretionary 2.22%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
SPY icon
1
State Street SPDR S&P 500 ETF Trust
SPY
$795B
$56.2M 5.5%
+350,318
New +$56.4M
BAC.PRL icon
2
Bank of America Series L
BAC.PRL
$3.85B
$13.6M 1.33%
+12,230
New +$14.8M
MLU
3
DELISTED
METLIFE, INC. COM EQUITY UNIT
MLU
$12M 1.17%
+343,637
New +$11.3M
KEY.PRG
4
DELISTED
KeyCorp Pfd
KEY.PRG
$9.72M 0.95%
+78,400
New +$10.1M
WFC.PRL icon
5
Wells Fargo 7.5% Non Cumv Perp Conv
WFC.PRL
$4.41B
$9.38M 0.92%
+7,856
New +$10M
GM.PRB
6
DELISTED
GENERAL MTRS CO JR PFD CONV SER B (DE)
GM.PRB
$8.9M 0.87%
+184,810
New +$8.66M
OCR.PRB
7
DELISTED
OMNICARE CAP TR II SER B 4% TR PFD INCM EQTY REDM SEC PIERS
OCR.PRB
$8.76M 0.86%
+149,105
New +$8.33M
ALR.PRB
8
DELISTED
Alere Inc
ALR.PRB
$5.69M 0.56%
+25,000
New +$6.01M
AAPL icon
9
Apple
AAPL
$4.85T
$4.72M 0.46%
+333,480
New +$5.13M
MTCN
10
DELISTED
ARCELORMITTAL 6% MANDATORILTY CONV SUB NT DUE 2016 (LUX)
MTCN
$4.69M 0.46%
+250,000
New +$5.12M
GE icon
11
GE Aerospace
GE
$325B
$4.65M 0.46%
+41,857
New +$4.63M
XOM icon
12
ExxonMobil
XOM
$672B
$4.44M 0.43%
+49,149
New +$4.42M
UTX.PRA
13
DELISTED
UNITED TECHNOLOGIES CORP CORP UNIT (DE)
UTX.PRA
$4.15M 0.41%
+69,905
New +$4.19M
GT.PRA
14
DELISTED
GOODYEAR TIRE & RUBR CO PFD CONV (OH)
GT.PRA
$4.01M 0.39%
+81,545
New +$4.01M
FLOT icon
15
iShares Floating Rate Bond ETF
FLOT
$10.8B
$3.78M 0.37%
+74,692
New +$3.78M
IGSB icon
16
iShares 1-5 Year Investment Grade Corporate Bond ETF
IGSB
$23.4B
$3.77M 0.37%
+71,860
New +$3.79M
PPL.PRW
17
DELISTED
PPL CORP CORP UITS CONSISTING OF PUR CONTRACT JR SUB NTS
PPL.PRW
$3.7M 0.36%
+68,560
New +$3.79M
HBANP
18
DELISTED
Huntington Bancshars Inc. Pfd Ser A
HBANP
$3.65M 0.36%
+3,000
New +$3.93M
JPM icon
19
JPMorgan Chase
JPM
$927B
$3.36M 0.33%
+63,606
New +$3.23M
CMCSA icon
20
Comcast
CMCSA
$84.2B
$2.98M 0.29%
+142,872
New +$2.95M
GOOG icon
21
Alphabet (Google) Class C
GOOG
$4.15T
$2.86M 0.28%
+130,246
New +$2.75M
PG icon
22
Procter & Gamble
PG
$341B
$2.84M 0.28%
+36,890
New +$2.9M
PFE icon
23
Pfizer
PFE
$157B
$2.66M 0.26%
+99,970
New +$2.76M
C icon
24
Citigroup
C
$223B
$2.62M 0.26%
+54,553
New +$2.62M
MSFT icon
25
Microsoft
MSFT
$3.64T
$2.49M 0.24%
+72,008
New +$2.36M
1
2 3 4 5

Similar funds

NHAS
Novo Holdings A/S Hellerup, Denmark $1.72B AUM 106.92% 1-Year Est. Return
FDCP
Foster Dykema Cabot & Partners Waltham, Massachusetts $1.72B AUM 20.41% 1-Year Est. Return
HR
Howe & Rusling Rochester, New York $1.72B AUM 25.63% 1-Year Est. Return
GAM
Goldentree Asset Management New York $1.72B AUM 1.39% 1-Year Est. Return
PIMG
Patriot Investment Management Group Knoxville, Tennessee $1.72B AUM 17.84% 1-Year Est. Return
AFG
Albion Financial Group Salt Lake City, Utah $1.73B AUM 20.99% 1-Year Est. Return
FMLI
Fukoku Mutual Life Insurance Tokyo, Japan $1.72B AUM 29.29% 1-Year Est. Return
FTCM
First Trust Capital Management Chicago, Illinois $1.72B AUM 70.66% 1-Year Est. Return

SSI Investment Management's Q2 2013 Portfolio in Review

Q2 2013 is the first quarter with a 13F filing on record for SSI Investment Management, which disclosed 384 positions worth $1.02B. Its ten largest holdings account for 20% of the portfolio.

Its largest position is State Street SPDR S&P 500 ETF Trust: 350,318 shares worth $56.2M.

By sector, the portfolio is most concentrated in Miscellaneous at 81% of assets, followed by Financials and Technology.

  • SSI Investment Management's largest Q2 2013 buy was State Street SPDR S&P 500 ETF Trust: 350,318 shares worth $56.2M.
  • SSI Investment Management's ten largest holdings make up 20% of its $1.02B portfolio in Q2 2013.
  • SSI Investment Management disclosed 384 positions in Q2 2013, its first 13F filing on record.

Based on SSI Investment Management's 13F filing for Q2 2013, filed 9 Aug 2013.