SIM

SSI Investment Management Portfolio holdings

AUM $1.42B
This Quarter Return
+0.62%
1 Year Return
+4.23%
3 Year Return
+10.78%
5 Year Return
+15.82%
10 Year Return
+26.07%
AUM
$1.37B
AUM Growth
+$1.37B
Cap. Flow
+$7.76M
Cap. Flow %
0.56%
Top 10 Hldgs %
21.59%
Holding
318
New
11
Increased
14
Reduced
65
Closed
12

Top Buys

1
SOLN
The Southern Company
SOLN
$13M
2
NEE.PRO
NextEra Energy, Inc. 4.872% Corporate Units
NEE.PRO
$9.34M
3
DCUE
Dominion Energy, Inc. 2019 Series A Corporate Units
DCUE
$8.41M
4
FTCS icon
First Trust Capital Strength ETF
FTCS
$4.18M
5
AVTR.PRA
Avantor, Inc. Series A Mandatory Convertible Preferred Stock
AVTR.PRA
$3.42M

Top Sells

1
NEE.PRR
NextEra Energy, Inc.
NEE.PRR
$10.8M
2
DCUD
Dominion Energy, Inc 2016 Series A Corporate Units
DCUD
$7.07M
3
DTV
DTE Energy Company 2016 Corporate Units
DTV
$4.89M
4
IFFT
International Flavors & Fragrances Inc. 6.00% Tangible Equity Units
IFFT
$3.44M
5
BAC.PRL icon
Bank of America Series L
BAC.PRL
$3.38M

Sector Composition

1 Utilities 0.95%
2 Technology 0.61%
3 Financials 0.59%
4 Healthcare 0.4%
5 Communication Services 0.38%
Name Market Value Portfolio Weight Shares or Principal Shares
Change % 		Capital Flow
IVV icon
1
iShares Core S&P 500 ETF
IVV
$662B
$63M 4.58% 210,876 +9,001 +4% +$2.69M
WFC.PRL icon
2
WELLS FARGO 7.5% NON CUMV PERP CONV
WFC.PRL
$4.82B
$33.8M 2.46% 22,629 -1,912 -8% -$2.86M
BAC.PRL icon
3
Bank of America Series L
BAC.PRL
$3.84B
$28.4M 2.07% 19,104 -2,273 -11% -$3.38M
BDXA
4
DELISTED
Becton, Dickinson and Company Depositary Shares, each Representing a 1/20th Interest in a Share of 6
BDXA
$18.8M 1.37% 303,867 -755 -0.2% -$46.7K
AGG icon
5
iShares Core US Aggregate Bond ETF
AGG
$131B
$18.2M 1.33% 160,828 -2,202 -1% -$249K
DHR.PRA
6
DELISTED
Danaher Corporation 4.75% Mandatory Convertible Preferred Stock, Series A
DHR.PRA
$16.1M 1.17% 14,098 +409 +3% +$466K
SRE.PRA
7
DELISTED
Sempra Energy 6% Mandatory Convertible Preferred Stock, Series A
SRE.PRA
$14.3M 1.04% 121,349 -1,295 -1% -$153K
CCI.PRA
8
DELISTED
Crown Castle International Corp. 6.875% Mandatory Convertible Preferred Stock, Series A
CCI.PRA
$13.8M 1.01% 10,948 +165 +2% +$208K
SOLN
9
DELISTED
The Southern Company
SOLN
$13M 0.95% +243,255 New +$13M
FTV.PRA
10
DELISTED
Fortive Corporation 5.00% Mandatory Convertible Preferred Stock, Series A
FTV.PRA
$11.7M 0.85% 12,985 +2,877 +28% +$2.6M
DCUE
11
DELISTED
Dominion Energy, Inc. 2019 Series A Corporate Units
DCUE
$9.46M 0.69% 89,490 +79,490 +795% +$8.41M
NEE.PRO
12
DELISTED
NextEra Energy, Inc. 4.872% Corporate Units
NEE.PRO
$9.34M 0.68% +186,260 New +$9.34M
AVTR.PRA
13
DELISTED
Avantor, Inc. Series A Mandatory Convertible Preferred Stock
AVTR.PRA
$8.91M 0.65% 166,785 +64,000 +62% +$3.42M
CNP.PRB
14
DELISTED
CenterPoint Energy, Inc. Depositary Shares Each Representing a 1/20th Interest in a Share of 7.00% S
CNP.PRB
$8.02M 0.58% 153,460 +1,955 +1% +$102K
LMBS icon
15
First Trust Exchange-Traded Fund IV First Trust Low Duration Opportunities ETF
LMBS
$5.3B
$7.27M 0.53% 139,741 -126 -0.1% -$6.55K
CHNGU
16
DELISTED
Change Healthcare Inc. Tangible Equity Units
CHNGU
$7.1M 0.52% 148,790 +46,120 +45% +$2.2M
SWP
17
DELISTED
Stanley Black & Decker, Inc. Corporate Units
SWP
$7M 0.51% 69,614 +15,505 +29% +$1.56M
SHY icon
18
iShares 1-3 Year Treasury Bond ETF
SHY
$24.5B
$6.55M 0.48% 77,221 – –
AEPPL
19
DELISTED
American Electric Power Company, Inc. Corporate Unit
AEPPL
$6.51M 0.47% 118,180 +12,340 +12% +$680K
WTRU
20
DELISTED
Essential Utilities, Inc.6.00% Tangible Equity Units
WTRU
$5.63M 0.41% 92,880 -10,300 -10% -$624K
FLG.PRU
21
Flagstar Financial, Inc. Bifurcated Option Note Unit SecuritiES
FLG.PRU
$113M
$5.25M 0.38% 105,000 -15,000 -13% -$750K
QTS.PRB
22
DELISTED
QTS Realty Trust, Inc. 6.50% Series B Cumulative Convertible Perpetual Preferred Stock
QTS.PRB
$4.37M 0.32% 36,000 +3,500 +11% +$425K
IFFT
23
DELISTED
International Flavors & Fragrances Inc. 6.00% Tangible Equity Units
IFFT
$4.29M 0.31% 91,575 -73,400 -44% -$3.44M
FTCS icon
24
First Trust Capital Strength ETF
FTCS
$8.49B
$4.18M 0.3% +73,637 New +$4.18M
CFXA
25
DELISTED
Colfax Corporation 5.75% Tangible Equity Units
CFXA
$3.91M 0.28% 30,000 -4,250 -12% -$554K
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