SIM

SSI Investment Management Portfolio holdings

AUM $1.42B
This Quarter Return
-0.65%
1 Year Return
+4.23%
3 Year Return
+10.78%
5 Year Return
+15.82%
10 Year Return
+26.07%
AUM
$1.22B
AUM Growth
+$1.22B
Cap. Flow
-$26M
Cap. Flow %
-2.13%
Top 10 Hldgs %
24.52%
Holding
276
New
4
Increased
4
Reduced
69
Closed
11

Top Buys

1
APO.PRA icon
Apollo Global Management Series A
APO.PRA
$15.6M
2
BUFR icon
FT Vest Fund of Buffer ETFs
BUFR
$4.51M
3
BAC.PRL icon
Bank of America Series L
BAC.PRL
$3.18M
4
RBCP
RBC Bearings Incorporated 5.00% Series A Mandatory Convertible Preferred Stock
RBCP
$2.68M
5
XME icon
SPDR S&P Metals & Mining ETF
XME
$1.26M

Top Sells

1
KKR.PRC
KKR & Co. Inc. 6.00% Series C Mandatory Convertible Preferred Stock
KKR.PRC
$13.1M
2
PCGU
PG&E Corporation
PCGU
$10.1M
3
NEE.PRR icon
NextEra Energy, Inc. 6.926% Corporate Units
NEE.PRR
$7.92M
4
BIL icon
SPDR Bloomberg 1-3 Month T-Bill ETF
BIL
$6M
5
AEPPZ
American Electric Power Company, Inc. Corporate Units
AEPPZ
$5.33M

Sector Composition

1 Technology 0.87%
2 Financials 0.38%
3 Healthcare 0.37%
4 Communication Services 0.32%
5 Consumer Discretionary 0.28%
Name Market Value Portfolio Weight Shares or Principal Shares
Change % 		Capital Flow
IVV icon
1
iShares Core S&P 500 ETF
IVV
$662B
$82.8M 6.77% 192,868 -1,352 -0.7% -$581K
WFC.PRL icon
2
WELLS FARGO 7.5% NON CUMV PERP CONV
WFC.PRL
$4.82B
$23.4M 1.92% 21,073 -1,681 -7% -$1.87M
IEF icon
3
iShares 7-10 Year Treasury Bond ETF
IEF
$35.7B
$19.7M 1.61% 215,147 -360 -0.2% -$33K
VXUS icon
4
Vanguard Total International Stock ETF
VXUS
$102B
$18.9M 1.55% 353,811 -1,250 -0.4% -$66.9K
APO.PRA icon
5
Apollo Global Management Series A
APO.PRA
$2.06B
$15.6M 1.28% +285,505 New +$15.6M
BAC.PRL icon
6
Bank of America Series L
BAC.PRL
$3.84B
$12.3M 1.01% 11,059 +2,859 +35% +$3.18M
FLOT icon
7
iShares Floating Rate Bond ETF
FLOT
$9.15B
$10.2M 0.84% 200,791 -3,053 -1% -$155K
GTLS.PRB icon
8
Chart Industries, Inc. Depositary Shares, each Representing a 1/20th Interest in a Share of 6.75% Series B Mandatory Convertible Preferred Stock
GTLS.PRB
$569M
$8.99M 0.74% 134,805 -8,330 -6% -$556K
NEE.PRR icon
9
NextEra Energy, Inc. 6.926% Corporate Units
NEE.PRR
$1.64B
$8.62M 0.71% 229,110 -210,330 -48% -$7.92M
LQD icon
10
iShares iBoxx $ Investment Grade Corporate Bond ETF
LQD
$29.5B
$7.94M 0.65% 77,853 -127 -0.2% -$13K
BIL icon
11
SPDR Bloomberg 1-3 Month T-Bill ETF
BIL
$42.1B
$7.66M 0.63% 83,381 -65,331 -44% -$6M
LMBS icon
12
First Trust Exchange-Traded Fund IV First Trust Low Duration Opportunities ETF
LMBS
$5.3B
$6.62M 0.54% 140,229 -2,334 -2% -$110K
CWB icon
13
SPDR Bloomberg Convertible Securities ETF
CWB
$4.41B
$5.04M 0.41% 74,292 -329 -0.4% -$22.3K
BUFR icon
14
FT Vest Fund of Buffer ETFs
BUFR
$7.31B
$4.51M 0.37% +184,280 New +$4.51M
XME icon
15
SPDR S&P Metals & Mining ETF
XME
$2.31B
$4.21M 0.34% 80,198 +24,001 +43% +$1.26M
IEMG icon
16
iShares Core MSCI Emerging Markets ETF
IEMG
$102B
$4.13M 0.34% 86,757 -40 -0% -$1.9K
DXJ icon
17
WisdomTree Japan Hedged Equity Fund
DXJ
$3.7B
$4.03M 0.33% 45,676 -204 -0.4% -$18K
MSFT icon
18
Microsoft
MSFT
$3.77T
$3.7M 0.3% 11,718 -85 -0.7% -$26.8K
AESC
19
DELISTED
The AES Corporation
AESC
$2.83M 0.23% 46,405 -2,345 -5% -$143K
AAPL icon
20
Apple
AAPL
$3.45T
$2.74M 0.22% 16,011 -210 -1% -$36K
RBCP
21
DELISTED
RBC Bearings Incorporated 5.00% Series A Mandatory Convertible Preferred Stock
RBCP
$2.68M 0.22% +24,345 New +$2.68M
IWN icon
22
iShares Russell 2000 Value ETF
IWN
$11.8B
$2.63M 0.22% 19,435 -82 -0.4% -$11.1K
FLG.PRU
23
Flagstar Financial, Inc. Bifurcated Option Note Unit SecuritiES
FLG.PRU
$113M
$2.37M 0.19% 64,890 – –
GOOGL icon
24
Alphabet (Google) Class A
GOOGL
$2.57T
$2.05M 0.17% 15,642 -160 -1% -$20.9K
TBF icon
25
ProShares Short 20+ Year Treasury ETF
TBF
$71.9M
$1.63M 0.13% 65,000 – –
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