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SSI Investment Management Portfolio holdings

AUM $1.45B
1-Year Est. Return 5.8%
This Fund
S&P 500
This Quarter Est. Return
-0.64%
1 Year Est. Return
+5.8%
3 Year Est. Return
+11.81%
5 Year Est. Return
+13.07%
10 Year Est. Return
+29.97%
AUM
$1.22B
AUM Growth
-$203M
Cap. Flow
-$982M
Cap. Flow %
-80.35%
Top 10 Hldgs %
24.52%
Holding
247
New
4
Increased
4
Reduced
69
Closed
11

Top Buys

Rank Stock Value
1
APO.PRA icon
Apollo Global Management Series A
APO.PRA
+$15.4M
2
BUFR icon
FT Vest Fund of Buffer ETFs
BUFR
+$4.63M
3
BAC.PRL icon
Bank of America Series L
BAC.PRL
+$3.32M
4
RBCP
RBC Bearings Incorporated 5.00% Series A Mandatory Convertible Preferred Stock
RBCP
+$2.65M
5
XME icon
State Street SPDR S&P Metals & Mining ETF
XME
+$1.24M

Top Sells

Rank Stock Value
1
KKR.PRC
KKR & Co. Inc. 6.00% Series C Mandatory Convertible Preferred Stock
KKR.PRC
+$13.1M
2
PCGU
PG&E Corporation
PCGU
+$10.1M
3
NEE.PRR
NextEra Energy, Inc. 6.926% Corporate Units
NEE.PRR
+$9.22M
4
BIL icon
State Street SPDR Bloomberg 1-3 Month T-Bill ETF
BIL
+$5.99M
5
AEPPZ
American Electric Power Company, Inc. Corporate Units
AEPPZ
+$5.33M

Sector Composition

Rank Sector Weight
1 Technology 0.87%
2 Financials 0.38%
3 Healthcare 0.37%
4 Communication Services 0.32%
5 Consumer Discretionary 0.28%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
IVV icon
1
iShares Core S&P 500 ETF
IVV
$872B
$82.8M 6.77%
192,868
-1,352
-0.7% -$605K
WFC.PRL icon
2
Wells Fargo 7.5% Non Cumv Perp Conv
WFC.PRL
$4.69B
$23.4M 1.92%
21,073
-1,681
-7% -$1.94M
IEF icon
3
iShares 7-10 Year Treasury Bond ETF
IEF
$47.2B
$19.7M 1.61%
215,147
-360
-0.2% -$34K
VXUS icon
4
Vanguard Total International Stock ETF
VXUS
$155B
$18.9M 1.55%
353,811
-1,250
-0.4% -$69.8K
APO.PRA icon
5
Apollo Global Management Series A
APO.PRA
$1.76B
$15.6M 1.28%
+285,505
New +$15.4M
BAC.PRL icon
6
Bank of America Series L
BAC.PRL
$3.96B
$12.3M 1.01%
11,059
+2,859
+35% +$3.32M
FLOT icon
7
iShares Floating Rate Bond ETF
FLOT
$10.2B
$10.2M 0.84%
200,791
-3,053
-1% -$155K
GTLS.PRB
8
DELISTED
Chart Industries 6.75% Series B Preferred Stock
GTLS.PRB
$8.99M 0.74%
134,805
-8,330
-6% -$559K
NEE.PRR
9
DELISTED
NextEra Energy, Inc. 6.926% Corporate Units
NEE.PRR
$8.62M 0.71%
229,110
-210,330
-48% -$9.22M
LQD icon
10
iShares iBoxx $ Investment Grade Corporate Bond ETF
LQD
$34.3B
$7.94M 0.65%
77,853
-127
-0.2% -$13.4K
BIL icon
11
State Street SPDR Bloomberg 1-3 Month T-Bill ETF
BIL
$47.1B
$7.66M 0.63%
83,381
-65,331
-44% -$5.99M
LMBS icon
12
First Trust Exchange-Traded Fund IV First Trust Low Duration Opportunities ETF
LMBS
$6.36B
$6.62M 0.54%
140,229
-2,334
-2% -$111K
CWB icon
13
State Street SPDR Bloomberg Convertible Securities ETF
CWB
$5.58B
$5.04M 0.41%
74,292
-329
-0.4% -$22.9K
BUFR icon
14
FT Vest Fund of Buffer ETFs
BUFR
$10.1B
$4.51M 0.37%
+184,280
New +$4.63M
XME icon
15
State Street SPDR S&P Metals & Mining ETF
XME
$3.92B
$4.21M 0.34%
80,198
+24,001
+43% +$1.24M
IEMG icon
16
iShares Core MSCI Emerging Markets ETF
IEMG
$149B
$4.13M 0.34%
86,757
-40
-0% -$1.98K
DXJ icon
17
WisdomTree Japan Hedged Equity Fund
DXJ
$7.13B
$4.03M 0.33%
45,676
-204
-0.4% -$17.4K
MSFT icon
18
Microsoft
MSFT
$3.35T
$3.7M 0.3%
11,718
-85
-0.7% -$28.1K
AESC
19
DELISTED
The AES Corporation
AESC
$2.83M 0.23%
46,405
-2,345
-5% -$177K
AAPL icon
20
Apple
AAPL
$4.9T
$2.74M 0.22%
16,011
-210
-1% -$38.5K
RBCP
21
DELISTED
RBC Bearings Incorporated 5.00% Series A Mandatory Convertible Preferred Stock
RBCP
$2.68M 0.22%
+24,345
New +$2.65M
IWN icon
22
iShares Russell 2000 Value ETF
IWN
$14.4B
$2.63M 0.22%
19,435
-82
-0.4% -$11.8K
FLG.PRU
23
Flagstar Bank National Association Bifurcated Option Note Unit Securities
FLG.PRU
$118M
$2.37M 0.19%
64,890
– –
GOOGL icon
24
Alphabet (Google) Class A
GOOGL
$4.08T
$2.05M 0.17%
15,642
-160
-1% -$20.7K
TBF icon
25
ProShares Short 20+ Year Treasury ETF
TBF
$87.3M
$1.63M 0.13%
65,000
– –
1
2 3 4

Similar funds

VIP
Vantage Investment Partners Kansas City, Missouri $1.45B AUM 18.96% 1-Year Est. Return
CHAM
Clear Harbor Asset Management Stamford, Connecticut $1.45B AUM 23.7% 1-Year Est. Return
DP
DDD Partners Bellevue, Washington $1.45B AUM 9.14% 1-Year Est. Return
HTI
Hikari Tsushin Inc Tokyo, Japan $1.45B AUM 3.37% 1-Year Est. Return
AT
Avalon Trust Santa Fe, New Mexico $1.45B AUM 35.31% 1-Year Est. Return
SIA
Strategic Investment Advisors Farmington Hills, Michigan $1.45B AUM 17.59% 1-Year Est. Return
CIM
Corda Investment Management Houston, Texas $1.45B AUM 22.99% 1-Year Est. Return
BFA
Beaumont Financial Advisors Needham, Massachusetts $1.46B AUM 21.07% 1-Year Est. Return

SSI Investment Management's Q3 2023 Portfolio in Review

As of Q3 2023, SSI Investment Management held 247 positions worth $1.22B, down 14% from $1.43B the previous quarter. Its ten largest holdings account for 25% of the portfolio.

SSI Investment Management withdrew a net $982M in Q3 2023, closing 11 positions and reducing 69 holdings. Its most notable exit was KKR & Co. Inc. 6.00% Series C Mandatory Convertible Preferred Stock, an estimated $13.1M position sold in full.

By sector, the portfolio is most concentrated in Technology at 0.87% of assets, up from 0.82% a quarter earlier, followed by Financials and Healthcare.

Against the trend, SSI Investment Management opened a new position in Apollo Global Management Series A worth $15.6M.

  • SSI Investment Management's largest Q3 2023 buy was Apollo Global Management Series A: 285,505 shares worth $15.6M.
  • SSI Investment Management added most to Bank of America Series L in Q3 2023, an estimated $3.32M increase.
  • SSI Investment Management's biggest Q3 2023 reduction was NextEra Energy, Inc. 6.926% Corporate Units, cutting an estimated $9.22M.
  • SSI Investment Management fully exited KKR & Co. Inc. 6.00% Series C Mandatory Convertible Preferred Stock in Q3 2023, selling an estimated $13.1M.
  • SSI Investment Management's ten largest holdings make up 25% of its $1.22B portfolio in Q3 2023.
  • SSI Investment Management opened 4 new positions and closed 11 in Q3 2023.
  • SSI Investment Management's portfolio value fell 14% quarter-over-quarter to $1.22B.

Based on SSI Investment Management's 13F filing for Q3 2023, filed 3 Nov 2023.