SIM

SSI Investment Management Portfolio holdings

AUM $1.42B
This Quarter Return
+1.97%
1 Year Return
+4.23%
3 Year Return
+10.78%
5 Year Return
+15.82%
10 Year Return
+26.07%
AUM
$1.11B
AUM Growth
+$1.11B
Cap. Flow
-$9.76M
Cap. Flow %
-0.88%
Top 10 Hldgs %
18.88%
Holding
466
New
65
Increased
52
Reduced
103
Closed
64

Top Buys

1
WELL.PRI
Welltower Inc.
WELL.PRI
$14.7M
2
WY.PRA
WEYERHAEUSER COMP PREF CONV SER A (WA)
WY.PRA
$3.87M
3
NEE.PRO
NEXTERA ENERGY INC UNITS EXPIRING 09/01/2015 (FL)
NEE.PRO
$3.67M
4
VGK icon
Vanguard FTSE Europe ETF
VGK
$1.66M
5
TFCFA
Twenty-First Century Fox, Inc. Class A
TFCFA
$1.63M

Top Sells

1
SPY icon
SPDR S&P 500 ETF Trust
SPY
$16.4M
2
HBANP
Huntington Bancshars Inc. Pfd Ser A
HBANP
$3.65M
3
OCR.PRB
OMNICARE CAP TR II SER B 4% TR PFD INCM EQTY REDM SEC PIERS
OCR.PRB
$3.29M
4
BAC.PRL icon
Bank of America Series L
BAC.PRL
$2.83M
5
APA.PRD
APACHE CORP DEP SHS REPSTG 1/20TH PFD CONV (DE)
APA.PRD
$2.25M

Sector Composition

1 Healthcare 2.71%
2 Financials 2.68%
3 Technology 2.61%
4 Consumer Discretionary 2.04%
5 Industrials 1.77%
Name Market Value Portfolio Weight Shares or Principal Shares
Change % 		Capital Flow
SPY icon
1
SPDR S&P 500 ETF Trust
SPY
$658B
$42.4M 3.82% 252,526 -97,792 -28% -$16.4M
WELL.PRI
2
DELISTED
Welltower Inc.
WELL.PRI
$14.7M 1.32% +254,750 New +$14.7M
BAC.PRL icon
3
Bank of America Series L
BAC.PRL
$3.84B
$10.4M 0.94% 9,608 -2,622 -21% -$2.83M
KEY.PRG
4
DELISTED
KeyCorp Pfd
KEY.PRG
$9.77M 0.88% 78,615 +215 +0.3% +$26.7K
GM.PRB
5
DELISTED
GENERAL MTRS CO JR PFD CONV SER B (DE)
GM.PRB
$9.28M 0.84% 185,030 +220 +0.1% +$11K
MLU
6
DELISTED
METLIFE, INC. COM EQUITY UNIT
MLU
$7.55M 0.68% 263,510 +44,870 +21% +$1.29M
WFC.PRL icon
7
WELLS FARGO 7.5% NON CUMV PERP CONV
WFC.PRL
$4.82B
$6.93M 0.62% 6,090 -1,766 -22% -$2.01M
OCR.PRB
8
DELISTED
OMNICARE CAP TR II SER B 4% TR PFD INCM EQTY REDM SEC PIERS
OCR.PRB
$6.84M 0.62% 100,695 -48,410 -32% -$3.29M
MTCN
9
DELISTED
ARCELORMITTAL 6% MANDATORILTY CONV SUB NT DUE 2016 (LUX)
MTCN
$6.02M 0.54% 280,000 +30,000 +12% +$645K
ALR.PRB
10
DELISTED
Alere Inc
ALR.PRB
$5.47M 0.49% 21,100 -3,900 -16% -$1.01M
GE icon
11
GE Aerospace
GE
$292B
$5.31M 0.48% 222,148 +21,550 +11% +$515K
GT.PRA
12
DELISTED
GOODYEAR TIRE & RUBR CO PFD CONV (OH)
GT.PRA
$5.13M 0.46% 80,545 -1,000 -1% -$63.7K
AAPL icon
13
Apple
AAPL
$3.45T
$4.65M 0.42% 9,748 -2,162 -18% -$1.03M
UTX.PRA
14
DELISTED
UNITED TECHNOLOGIES CORP CORP UNIT (DE)
UTX.PRA
$4.25M 0.38% 65,335 -4,570 -7% -$297K
WY.PRA
15
DELISTED
WEYERHAEUSER COMP PREF CONV SER A (WA)
WY.PRA
$3.87M 0.35% +73,590 New +$3.87M
XOM icon
16
Exxon Mobil
XOM
$487B
$3.82M 0.34% 44,365 -4,784 -10% -$411K
FLOT icon
17
iShares Floating Rate Bond ETF
FLOT
$9.15B
$3.79M 0.34% 74,692 – –
IGSB icon
18
iShares 1-5 Year Investment Grade Corporate Bond ETF
IGSB
$21.6B
$3.78M 0.34% 35,930 – –
PPL.PRW
19
DELISTED
PPL CORP CORP UITS CONSISTING OF PUR CONTRACT JR SUB NTS
PPL.PRW
$3.69M 0.33% 68,615 +55 +0.1% +$2.96K
NEE.PRO
20
DELISTED
NEXTERA ENERGY INC UNITS EXPIRING 09/01/2015 (FL)
NEE.PRO
$3.67M 0.33% +67,370 New +$3.67M
CMCSA icon
21
Comcast
CMCSA
$125B
$3.37M 0.3% 74,561 +3,125 +4% +$141K
GOOG icon
22
Alphabet (Google) Class C
GOOG
$2.58T
$3.25M 0.29% 3,715 +471 +15% +$413K
JPM icon
23
JPMorgan Chase
JPM
$829B
$3.23M 0.29% 62,461 -1,145 -2% -$59.2K
C icon
24
Citigroup
C
$178B
$2.85M 0.26% 58,665 +4,112 +8% +$200K
CSCO icon
25
Cisco
CSCO
$274B
$2.51M 0.23% 106,938 +23,222 +28% +$544K
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