We are live on ! Find out more
SIM

SSI Investment Management Portfolio holdings

AUM $1.45B
1-Year Est. Return 5.8%
This Fund
S&P 500
This Quarter Est. Return
+2.65%
1 Year Est. Return
+5.8%
3 Year Est. Return
+11.81%
5 Year Est. Return
+13.07%
10 Year Est. Return
+29.97%
AUM
$1.13B
AUM Growth
+$18.3M
Cap. Flow
-$679M
Cap. Flow %
-60.16%
Top 10 Hldgs %
19.64%
Holding
458
New
61
Increased
55
Reduced
93
Closed
51

Top Buys

Rank Stock Value
1
SPY icon
State Street SPDR S&P 500 ETF Trust
SPY
+$8.94M
2
CCI.PRA
Crown Castle International Corp.
CCI.PRA
+$3.87M
3
HBANP
Huntington Bancshars Inc. Pfd Ser A
HBANP
+$3.76M
4
DCUA
DOMINION RESOURCES INC. CORP UNIT 2013 SER A (VA)
DCUA
+$2.7M
5
WELL.PRI
Welltower Inc.
WELL.PRI
+$1.88M

Top Sells

Rank Stock Value
1
GM.PRB
GENERAL MTRS CO JR PFD CONV SER B (DE)
GM.PRB
+$9.28M
2
MLU
METLIFE, INC. COM EQUITY UNIT
MLU
+$3.63M
3
GT.PRA
GOODYEAR TIRE & RUBR CO PFD CONV (OH)
GT.PRA
+$3.33M
4
BAC.PRL icon
Bank of America Series L
BAC.PRL
+$3.24M
5
WFC.PRL icon
Wells Fargo 7.5% Non Cumv Perp Conv
WFC.PRL
+$3.23M

Sector Composition

Rank Sector Weight
1 Financials 3.46%
2 Healthcare 2.81%
3 Technology 2.37%
4 Industrials 2.08%
5 Consumer Discretionary 2.08%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
SPY icon
1
State Street SPDR S&P 500 ETF Trust
SPY
$781B
$56M 4.96%
303,057
+50,531
+20% +$8.94M
WELL.PRI
2
DELISTED
Welltower Inc.
WELL.PRI
$14.8M 1.31%
288,475
+33,725
+13% +$1.88M
KEY.PRG
3
DELISTED
KeyCorp Pfd
KEY.PRG
$9.38M 0.83%
73,725
-4,890
-6% -$622K
OCR.PRB
4
DELISTED
OMNICARE CAP TR II SER B 4% TR PFD INCM EQTY REDM SEC PIERS
OCR.PRB
$7.44M 0.66%
100,695
– –
MTCN
5
DELISTED
ARCELORMITTAL 6% MANDATORILTY CONV SUB NT DUE 2016 (LUX)
MTCN
$7.33M 0.65%
283,735
+3,735
+1% +$91.1K
BAC.PRL icon
6
Bank of America Series L
BAC.PRL
$3.97B
$6.97M 0.62%
6,573
-3,035
-32% -$3.24M
ALR.PRB
7
DELISTED
Alere Inc
ALR.PRB
$5.65M 0.5%
19,600
-1,500
-7% -$419K
GE icon
8
GE Aerospace
GE
$375B
$5.62M 0.5%
41,864
-4,490
-10% -$565K
AAPL icon
9
Apple
AAPL
$4.95T
$5.47M 0.48%
272,944
– –
XOM icon
10
ExxonMobil
XOM
$642B
$4.77M 0.42%
47,093
+2,728
+6% +$252K
MLU
11
DELISTED
METLIFE, INC. COM EQUITY UNIT
MLU
$4.5M 0.4%
142,720
-120,790
-46% -$3.63M
JPM icon
12
JPMorgan Chase
JPM
$947B
$4.27M 0.38%
73,048
+10,587
+17% +$580K
GOOG icon
13
Alphabet (Google) Class C
GOOG
$3.99T
$4.16M 0.37%
149,117
-40
-0% -$1.01K
WY.PRA
14
DELISTED
WEYERHAEUSER COMP PREF CONV SER A (WA)
WY.PRA
$4.06M 0.36%
72,955
-635
-0.9% -$34.5K
UTX.PRA
15
DELISTED
UNITED TECHNOLOGIES CORP CORP UNIT (DE)
UTX.PRA
$3.98M 0.35%
60,665
-4,670
-7% -$300K
C icon
16
Citigroup
C
$223B
$3.96M 0.35%
76,108
+17,443
+30% +$883K
CMCSA icon
17
Comcast
CMCSA
$80.9B
$3.87M 0.34%
148,992
-130
-0.1% -$3.13K
CCI.PRA
18
DELISTED
Crown Castle International Corp.
CCI.PRA
$3.83M 0.34%
+38,467
New +$3.87M
FLOT icon
19
iShares Floating Rate Bond ETF
FLOT
$10.2B
$3.79M 0.34%
74,692
– –
IGSB icon
20
iShares 1-5 Year Investment Grade Corporate Bond ETF
IGSB
$22.9B
$3.79M 0.34%
71,860
– –
HBANP
21
DELISTED
Huntington Bancshars Inc. Pfd Ser A
HBANP
$3.78M 0.33%
+2,993
New +$3.76M
NEE.PRO
22
DELISTED
NEXTERA ENERGY INC UNITS EXPIRING 09/01/2015 (FL)
NEE.PRO
$3.7M 0.33%
65,395
-1,975
-3% -$111K
WFC.PRL icon
23
Wells Fargo 7.5% Non Cumv Perp Conv
WFC.PRL
$4.68B
$3.58M 0.32%
3,222
-2,868
-47% -$3.23M
PPL.PRW
24
DELISTED
PPL CORP CORP UITS CONSISTING OF PUR CONTRACT JR SUB NTS
PPL.PRW
$3.52M 0.31%
66,660
-1,955
-3% -$103K
SWU
25
DELISTED
STANLEY BLACK & DECKER INC CORP UNIT
SWU
$3.17M 0.28%
25,670
+10,560
+70% +$1.35M
1
2 3 4 5

Similar funds

VIP
Vantage Investment Partners Kansas City, Missouri $1.45B AUM 18.96% 1-Year Est. Return
CHAM
Clear Harbor Asset Management Stamford, Connecticut $1.45B AUM 23.7% 1-Year Est. Return
DP
DDD Partners Bellevue, Washington $1.45B AUM 9.14% 1-Year Est. Return
HTI
Hikari Tsushin Inc Tokyo, Japan $1.45B AUM 3.37% 1-Year Est. Return
AT
Avalon Trust Santa Fe, New Mexico $1.45B AUM 35.31% 1-Year Est. Return
SIA
Strategic Investment Advisors Farmington Hills, Michigan $1.45B AUM 17.59% 1-Year Est. Return
CIM
Corda Investment Management Houston, Texas $1.45B AUM 22.99% 1-Year Est. Return
BFA
Beaumont Financial Advisors Needham, Massachusetts $1.46B AUM 21.07% 1-Year Est. Return

SSI Investment Management's Q4 2013 Portfolio in Review

As of Q4 2013, SSI Investment Management held 458 positions worth $1.13B, up 1.6% from $1.11B the previous quarter. Its ten largest holdings account for 20% of the portfolio.

SSI Investment Management withdrew a net $679M in Q4 2013, closing 51 positions and reducing 93 holdings. Its most notable exit was GENERAL MTRS CO JR PFD CONV SER B (DE), an estimated $9.28M position sold in full.

By sector, the portfolio is most concentrated in Financials at 3.5% of assets, up from 2.7% a quarter earlier, followed by Healthcare and Technology.

Against the trend, SSI Investment Management opened a new position in Crown Castle International Corp. worth $3.83M.

  • SSI Investment Management's largest Q4 2013 buy was Crown Castle International Corp.: 38,467 shares worth $3.83M.
  • SSI Investment Management added most to State Street SPDR S&P 500 ETF Trust in Q4 2013, an estimated $8.94M increase.
  • SSI Investment Management's biggest Q4 2013 reduction was METLIFE, INC. COM EQUITY UNIT, cutting an estimated $3.63M.
  • SSI Investment Management fully exited GENERAL MTRS CO JR PFD CONV SER B (DE) in Q4 2013, selling an estimated $9.28M.
  • SSI Investment Management's ten largest holdings make up 20% of its $1.13B portfolio in Q4 2013.
  • SSI Investment Management opened 61 new positions and closed 51 in Q4 2013.
  • SSI Investment Management's portfolio value rose 1.6% quarter-over-quarter to $1.13B.

Based on SSI Investment Management's 13F filing for Q4 2013, filed 7 Feb 2014.