SIM

SSI Investment Management Portfolio holdings

AUM $1.42B
This Quarter Return
+2.66%
1 Year Return
+4.23%
3 Year Return
+10.78%
5 Year Return
+15.82%
10 Year Return
+26.07%
AUM
$1.13B
AUM Growth
+$1.13B
Cap. Flow
+$4.65M
Cap. Flow %
0.41%
Top 10 Hldgs %
19.64%
Holding
473
New
63
Increased
55
Reduced
93
Closed
51

Top Buys

1
SPY icon
SPDR S&P 500 ETF Trust
SPY
$9.33M
2
CCI.PRA
Crown Castle International Corp.
CCI.PRA
$3.83M
3
HBANP
Huntington Bancshars Inc. Pfd Ser A
HBANP
$3.78M
4
DCUA
DOMINION RESOURCES INC. CORP UNIT 2013 SER A (VA)
DCUA
$2.69M
5
WELL.PRI
Welltower Inc.
WELL.PRI
$1.73M

Top Sells

1
GM.PRB
GENERAL MTRS CO JR PFD CONV SER B (DE)
GM.PRB
$9.28M
2
MLU
METLIFE, INC. COM EQUITY UNIT
MLU
$3.81M
3
GT.PRA
GOODYEAR TIRE & RUBR CO PFD CONV (OH)
GT.PRA
$3.33M
4
BAC.PRL icon
Bank of America Series L
BAC.PRL
$3.22M
5
WFC.PRL icon
WELLS FARGO 7.5% NON CUMV PERP CONV
WFC.PRL
$3.18M

Sector Composition

1 Financials 3.46%
2 Healthcare 2.81%
3 Technology 2.37%
4 Industrials 2.08%
5 Consumer Discretionary 2.08%
Name Market Value Portfolio Weight Shares or Principal Shares
Change % 		Capital Flow
SPY icon
1
SPDR S&P 500 ETF Trust
SPY
$658B
$56M 4.96% 303,057 +50,531 +20% +$9.33M
WELL.PRI
2
DELISTED
Welltower Inc.
WELL.PRI
$14.8M 1.31% 288,475 +33,725 +13% +$1.73M
KEY.PRG
3
DELISTED
KeyCorp Pfd
KEY.PRG
$9.38M 0.83% 73,725 -4,890 -6% -$622K
OCR.PRB
4
DELISTED
OMNICARE CAP TR II SER B 4% TR PFD INCM EQTY REDM SEC PIERS
OCR.PRB
$7.44M 0.66% 100,695 – –
MTCN
5
DELISTED
ARCELORMITTAL 6% MANDATORILTY CONV SUB NT DUE 2016 (LUX)
MTCN
$7.33M 0.65% 283,735 +3,735 +1% +$96.5K
BAC.PRL icon
6
Bank of America Series L
BAC.PRL
$3.84B
$6.97M 0.62% 6,573 -3,035 -32% -$3.22M
ALR.PRB
7
DELISTED
Alere Inc
ALR.PRB
$5.65M 0.5% 19,600 -1,500 -7% -$432K
GE icon
8
GE Aerospace
GE
$292B
$5.62M 0.5% 200,630 -21,518 -10% -$603K
AAPL icon
9
Apple
AAPL
$3.45T
$5.47M 0.48% 9,748 – –
XOM icon
10
Exxon Mobil
XOM
$487B
$4.77M 0.42% 47,093 +2,728 +6% +$276K
MLU
11
DELISTED
METLIFE, INC. COM EQUITY UNIT
MLU
$4.5M 0.4% 142,720 -120,790 -46% -$3.81M
JPM icon
12
JPMorgan Chase
JPM
$829B
$4.27M 0.38% 73,048 +10,587 +17% +$619K
GOOG icon
13
Alphabet (Google) Class C
GOOG
$2.58T
$4.16M 0.37% 3,714 -1 -0% -$1.12K
WY.PRA
14
DELISTED
WEYERHAEUSER COMP PREF CONV SER A (WA)
WY.PRA
$4.06M 0.36% 72,955 -635 -0.9% -$35.3K
UTX.PRA
15
DELISTED
UNITED TECHNOLOGIES CORP CORP UNIT (DE)
UTX.PRA
$3.98M 0.35% 60,665 -4,670 -7% -$307K
C icon
16
Citigroup
C
$178B
$3.97M 0.35% 76,108 +17,443 +30% +$909K
CMCSA icon
17
Comcast
CMCSA
$125B
$3.87M 0.34% 74,496 -65 -0.1% -$3.38K
CCI.PRA
18
DELISTED
Crown Castle International Corp.
CCI.PRA
$3.83M 0.34% +38,467 New +$3.83M
FLOT icon
19
iShares Floating Rate Bond ETF
FLOT
$9.15B
$3.79M 0.34% 74,692 – –
IGSB icon
20
iShares 1-5 Year Investment Grade Corporate Bond ETF
IGSB
$21.6B
$3.79M 0.34% 35,930 – –
HBANP
21
DELISTED
Huntington Bancshars Inc. Pfd Ser A
HBANP
$3.78M 0.33% +2,993 New +$3.78M
NEE.PRO
22
DELISTED
NEXTERA ENERGY INC UNITS EXPIRING 09/01/2015 (FL)
NEE.PRO
$3.7M 0.33% 65,395 -1,975 -3% -$112K
WFC.PRL icon
23
WELLS FARGO 7.5% NON CUMV PERP CONV
WFC.PRL
$4.82B
$3.58M 0.32% 3,222 -2,868 -47% -$3.18M
PPL.PRW
24
DELISTED
PPL CORP CORP UITS CONSISTING OF PUR CONTRACT JR SUB NTS
PPL.PRW
$3.52M 0.31% 66,660 -1,955 -3% -$103K
SWU
25
DELISTED
STANLEY BLACK & DECKER INC CORP UNIT
SWU
$3.17M 0.28% 25,670 +10,560 +70% +$1.3M
1
2 3 4 5