SSI Investment Management’s DOMINION RESOURCES INC. CORP UNIT 2013 SER A (VA) DCUA Stock Holding History

SSI Investment Management’s Portfolio DCUA Stock Details DCUA Fund Activity

Bought

Maintained

Sold

Quarter	Market Value	Status	Shares	Change in Stake	Trade Value	Portfolio Weight	Portfolio Position
2016 Q1	–	Sell	-94,544	Closed	-$5M	–	286
2015 Q4	$5M	Buy	94,544 +2,451	+3%	+$134K	0.51%	66
2015 Q3	$5.1M	Sell	92,093 -20	-0%	-$1.12K	0.55%	61
2015 Q2	$4.94M	Sell	92,113 -24,505	-21%	-$1.38M	0.48%	70
2015 Q1	$6.56M	Buy	116,618 +2,028	+2%	+$119K	0.62%	48
2014 Q4	$6.89M	Buy	114,590 +31,351	+38%	+$1.82M	0.7%	39
2014 Q3	$4.66M	Buy	83,239 +1,166	+1%	+$65.9K	0.45%	64
2014 Q2	$4.75M	Buy	82,073 +17,450	+27%	+$1M	0.46%	62
2014 Q1	$3.71M	Buy	64,623 +15,095	+30%	+$851K	0.38%	78
2013 Q4	$2.69M	Buy	+49,528	New	+$2.7M	0.24%	120

Other funds holding DCUA

Franklin Resources San Mateo, California $408B AUM 30.18% 1-Year Est. Return

CAM

Camden Asset Management Los Angeles, California $3.43B AUM 14.75% 1-Year Est. Return

AQR Arbitrage Greenwich, Connecticut $6.09B AUM 26.7% 1-Year Est. Return

Massachusetts Financial Services Boston, Massachusetts $315B AUM 27.84% 1-Year Est. Return

KKRC

Kohlberg Kravis Roberts & Co New York $5.35B AUM 63.01% 1-Year Est. Return

CSS LLC Chicago, Illinois $2.09B AUM 58.96% 1-Year Est. Return

ClearBridge Investments New York $115B AUM 24.78% 1-Year Est. Return

Deutsche Bank Frankfurt Am Main Ge, Germany $344B AUM 42.99% 1-Year Est. Return

Equitec Specialists Chicago, Illinois $708K AUM 25.27% 1-Year Est. Return

D.E. Shaw & Co New York $166B AUM 43.98% 1-Year Est. Return

SSI Investment Management's DCUA Position: Q1 2016 in Review

SSI Investment Management sold out of DOMINION RESOURCES INC. CORP UNIT 2013 SER A (VA) (DCUA) in Q1 2016, closing a stake of 94,544 shares — an estimated $5M sold.

SSI Investment Management first reported a position in DCUA in Q4 2013 and held it in 9 quarters. The position peaked at $6.89M in Q4 2014. 32 funds tracked by Wall St. Rank hold DCUA as of Q1 2016.

SSI Investment Management reported no remaining DOMINION RESOURCES INC. CORP UNIT 2013 SER A (VA) position as of Q1 2016 after selling out during the quarter.
SSI Investment Management sold 94,544 DOMINION RESOURCES INC. CORP UNIT 2013 SER A (VA) shares in Q1 2016, an estimated $5M.
SSI Investment Management first reported a position in DOMINION RESOURCES INC. CORP UNIT 2013 SER A (VA) in Q4 2013 and held it in 9 quarters.
SSI Investment Management's DOMINION RESOURCES INC. CORP UNIT 2013 SER A (VA) position peaked at $6.89M in Q4 2014.
32 funds tracked by Wall St. Rank held DOMINION RESOURCES INC. CORP UNIT 2013 SER A (VA) as of Q1 2016.

Based on SSI Investment Management's 13F filing for Q1 2016, filed 9 May 2016.