SIM

SSI Investment Management Portfolio holdings

AUM $1.42B
This Quarter Return
+1%
1 Year Return
+4.23%
3 Year Return
+10.78%
5 Year Return
+15.82%
10 Year Return
+26.07%
AUM
$1.43B
AUM Growth
+$1.43B
Cap. Flow
-$20.2M
Cap. Flow %
-1.42%
Top 10 Hldgs %
24.82%
Holding
291
New
4
Increased
7
Reduced
76
Closed
16

Top Buys

1
GTLS.PRB icon
Chart Industries, Inc. Depositary Shares, each Representing a 1/20th Interest in a Share of 6.75% Series B Mandatory Convertible Preferred Stock
GTLS.PRB
$8.68M
2
IVV icon
iShares Core S&P 500 ETF
IVV
$6.54M
3
BAC.PRL icon
Bank of America Series L
BAC.PRL
$5.57M
4
DXJ icon
WisdomTree Japan Hedged Equity Fund
DXJ
$3.82M
5
LQD icon
iShares iBoxx $ Investment Grade Corporate Bond ETF
LQD
$3.48M

Top Sells

1
BSX.PRA
Boston Scientific Corporation 5.50% Mandatory Convertible Preferred Stock, Series A
BSX.PRA
$11.1M
2
BDXB
Becton, Dickinson and Company Depositary Shares, each Representing a 1/20th Interest in a Share of 6.00% Mandatory Convertible Preferred Stock, Series B
BDXB
$7.77M
3
APTV.PRA
Aptiv PLC 5.50% Series A Mandatory Convertible Preferred Shares
APTV.PRA
$7.68M
4
QUAL icon
iShares MSCI USA Quality Factor ETF
QUAL
$7.17M
5
NEE.PRR icon
NextEra Energy, Inc. 6.926% Corporate Units
NEE.PRR
$3.68M

Sector Composition

1 Technology 0.82%
2 Financials 0.33%
3 Healthcare 0.32%
4 Communication Services 0.29%
5 Consumer Discretionary 0.27%
Name Market Value Portfolio Weight Shares or Principal Shares
Change % 		Capital Flow
IVV icon
1
iShares Core S&P 500 ETF
IVV
$662B
$86.6M 6.07% 194,220 +14,666 +8% +$6.54M
WFC.PRL icon
2
WELLS FARGO 7.5% NON CUMV PERP CONV
WFC.PRL
$4.82B
$26.2M 1.84% 22,754 -277 -1% -$319K
IEF icon
3
iShares 7-10 Year Treasury Bond ETF
IEF
$35.7B
$20.8M 1.46% 215,507 +24,378 +13% +$2.35M
VXUS icon
4
Vanguard Total International Stock ETF
VXUS
$102B
$19.9M 1.4% 355,061 -10,725 -3% -$601K
NEE.PRR icon
5
NextEra Energy, Inc. 6.926% Corporate Units
NEE.PRR
$1.64B
$19.8M 1.39% 439,440 -81,700 -16% -$3.68M
BIL icon
6
SPDR Bloomberg 1-3 Month T-Bill ETF
BIL
$42.1B
$13.7M 0.96% 148,712 -27,573 -16% -$2.53M
KKR.PRC
7
DELISTED
KKR & Co. Inc. 6.00% Series C Mandatory Convertible Preferred Stock
KKR.PRC
$13.1M 0.92% 199,102 -12,230 -6% -$808K
FLOT icon
8
iShares Floating Rate Bond ETF
FLOT
$9.15B
$10.4M 0.73% 203,844 -1,503 -0.7% -$76.4K
PCGU
9
DELISTED
PG&E Corporation
PCGU
$10.1M 0.71% 67,270 -1,740 -3% -$261K
BAC.PRL icon
10
Bank of America Series L
BAC.PRL
$3.84B
$9.61M 0.67% 8,200 +4,755 +138% +$5.57M
GTLS.PRB icon
11
Chart Industries, Inc. Depositary Shares, each Representing a 1/20th Interest in a Share of 6.75% Series B Mandatory Convertible Preferred Stock
GTLS.PRB
$569M
$9.29M 0.65% 143,135 +133,775 +1,429% +$8.68M
LQD icon
12
iShares iBoxx $ Investment Grade Corporate Bond ETF
LQD
$29.5B
$8.43M 0.59% 77,980 +32,174 +70% +$3.48M
LMBS icon
13
First Trust Exchange-Traded Fund IV First Trust Low Duration Opportunities ETF
LMBS
$5.3B
$6.8M 0.48% 142,563 -496 -0.3% -$23.6K
AEPPZ
14
DELISTED
American Electric Power Company, Inc. Corporate Units
AEPPZ
$5.33M 0.37% 107,745 -31,225 -22% -$1.54M
CWB icon
15
SPDR Bloomberg Convertible Securities ETF
CWB
$4.41B
$5.22M 0.37% 74,621 -663 -0.9% -$46.4K
IEMG icon
16
iShares Core MSCI Emerging Markets ETF
IEMG
$102B
$4.28M 0.3% 86,797 -3,336 -4% -$164K
MSFT icon
17
Microsoft
MSFT
$3.77T
$4.02M 0.28% 11,803 -1,367 -10% -$466K
AESC
18
DELISTED
The AES Corporation
AESC
$3.96M 0.28% 48,750 -3,255 -6% -$265K
DXJ icon
19
WisdomTree Japan Hedged Equity Fund
DXJ
$3.7B
$3.82M 0.27% +45,880 New +$3.82M
RCA
20
DELISTED
Ready Capital Corporation 7.00% Convertible Senior Notes due 2023
RCA
$3.31M 0.23% 132,722 +46,222 +53% +$1.15M
AAPL icon
21
Apple
AAPL
$3.45T
$3.15M 0.22% 16,221 -3,467 -18% -$672K
XME icon
22
SPDR S&P Metals & Mining ETF
XME
$2.31B
$2.86M 0.2% +56,197 New +$2.86M
NIMC
23
DELISTED
NiSource Inc. Series A Corporate Units
NIMC
$2.77M 0.19% 27,110 -9,530 -26% -$974K
IWN icon
24
iShares Russell 2000 Value ETF
IWN
$11.8B
$2.75M 0.19% +19,517 New +$2.75M
FLG.PRU
25
Flagstar Financial, Inc. Bifurcated Option Note Unit SecuritiES
FLG.PRU
$113M
$2.62M 0.18% 64,890 +25,233 +64% +$1.02M
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