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SIM

SSI Investment Management Portfolio holdings

AUM $1.45B
1-Year Est. Return 5.8%
This Fund
S&P 500
This Quarter Est. Return
+1%
1 Year Est. Return
+5.8%
3 Year Est. Return
+11.81%
5 Year Est. Return
+13.07%
10 Year Est. Return
+29.97%
AUM
$1.43B
AUM Growth
+$1.59M
Cap. Flow
-$1.03B
Cap. Flow %
-72.29%
Top 10 Hldgs %
24.82%
Holding
264
New
4
Increased
7
Reduced
76
Closed
16

Top Buys

Rank Stock Value
1
GTLS.PRB
Chart Industries 6.75% Series B Preferred Stock
GTLS.PRB
+$7.22M
2
IVV icon
iShares Core S&P 500 ETF
IVV
+$6.18M
3
BAC.PRL icon
Bank of America Series L
BAC.PRL
+$5.57M
4
DXJ icon
WisdomTree Japan Hedged Equity Fund
DXJ
+$3.49M
5
LQD icon
iShares iBoxx $ Investment Grade Corporate Bond ETF
LQD
+$3.48M

Top Sells

Rank Stock Value
1
BSX.PRA
Boston Scientific Corporation 5.50% Mandatory Convertible Preferred Stock, Series A
BSX.PRA
+$11.1M
2
BDXB
Becton, Dickinson and Company Depositary Shares, each Representing a 1/20th Interest in a Share of 6.00% Mandatory Convertible Preferred Stock, Series B
BDXB
+$7.77M
3
APTV.PRA
Aptiv PLC 5.50% Series A Mandatory Convertible Preferred Shares
APTV.PRA
+$7.68M
4
QUAL icon
iShares MSCI USA Quality Factor ETF
QUAL
+$7.17M
5
NEE.PRR
NextEra Energy, Inc. 6.926% Corporate Units
NEE.PRR
+$3.82M

Sector Composition

Rank Sector Weight
1 Technology 0.82%
2 Financials 0.33%
3 Healthcare 0.32%
4 Communication Services 0.29%
5 Consumer Discretionary 0.27%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
IVV icon
1
iShares Core S&P 500 ETF
IVV
$860B
$86.6M 6.07%
194,220
+14,666
+8% +$6.18M
WFC.PRL icon
2
Wells Fargo 7.5% Non Cumv Perp Conv
WFC.PRL
$4.67B
$26.2M 1.84%
22,754
-277
-1% -$320K
IEF icon
3
iShares 7-10 Year Treasury Bond ETF
IEF
$47.2B
$20.8M 1.46%
215,507
+24,378
+13% +$2.4M
VXUS icon
4
Vanguard Total International Stock ETF
VXUS
$151B
$19.9M 1.4%
355,061
-10,725
-3% -$600K
NEE.PRR
5
DELISTED
NextEra Energy, Inc. 6.926% Corporate Units
NEE.PRR
$19.8M 1.39%
439,440
-81,700
-16% -$3.82M
BIL icon
6
State Street SPDR Bloomberg 1-3 Month T-Bill ETF
BIL
$47.1B
$13.7M 0.96%
148,712
-27,573
-16% -$2.53M
KKR.PRC
7
DELISTED
KKR & Co. Inc. 6.00% Series C Mandatory Convertible Preferred Stock
KKR.PRC
$13.1M 0.92%
199,102
-12,230
-6% -$769K
FLOT icon
8
iShares Floating Rate Bond ETF
FLOT
$10.2B
$10.4M 0.73%
203,844
-1,503
-0.7% -$76K
PCGU
9
DELISTED
PG&E Corporation
PCGU
$10.1M 0.71%
67,270
-1,740
-3% -$257K
BAC.PRL icon
10
Bank of America Series L
BAC.PRL
$3.94B
$9.61M 0.67%
8,200
+4,755
+138% +$5.57M
GTLS.PRB
11
DELISTED
Chart Industries 6.75% Series B Preferred Stock
GTLS.PRB
$9.29M 0.65%
143,135
+133,775
+1,429% +$7.22M
LQD icon
12
iShares iBoxx $ Investment Grade Corporate Bond ETF
LQD
$34.3B
$8.43M 0.59%
77,980
+32,174
+70% +$3.48M
LMBS icon
13
First Trust Exchange-Traded Fund IV First Trust Low Duration Opportunities ETF
LMBS
$6.35B
$6.8M 0.48%
142,563
-496
-0.3% -$23.8K
AEPPZ
14
DELISTED
American Electric Power Company, Inc. Corporate Units
AEPPZ
$5.33M 0.37%
107,745
-31,225
-22% -$1.56M
CWB icon
15
State Street SPDR Bloomberg Convertible Securities ETF
CWB
$5.42B
$5.22M 0.37%
74,621
-663
-0.9% -$44.6K
IEMG icon
16
iShares Core MSCI Emerging Markets ETF
IEMG
$145B
$4.28M 0.3%
86,797
-3,336
-4% -$163K
MSFT icon
17
Microsoft
MSFT
$2.92T
$4.02M 0.28%
11,803
-1,367
-10% -$428K
AESC
18
DELISTED
The AES Corporation
AESC
$3.96M 0.28%
48,750
-3,255
-6% -$276K
DXJ icon
19
WisdomTree Japan Hedged Equity Fund
DXJ
$7.07B
$3.82M 0.27%
+45,880
New +$3.49M
RCA
20
DELISTED
Ready Capital Corporation 7.00% Convertible Senior Notes due 2023
RCA
$3.31M 0.23%
132,722
+46,222
+53% +$1.16M
AAPL icon
21
Apple
AAPL
$4.99T
$3.15M 0.22%
16,221
-3,467
-18% -$604K
XME icon
22
State Street SPDR S&P Metals & Mining ETF
XME
$3.75B
$2.86M 0.2%
+56,197
New +$2.76M
NIMC
23
DELISTED
NiSource Inc. Series A Corporate Units
NIMC
$2.77M 0.19%
27,110
-9,530
-26% -$982K
IWN icon
24
iShares Russell 2000 Value ETF
IWN
$14.3B
$2.75M 0.19%
+19,517
New +$2.64M
FLG.PRU
25
Flagstar Bank National Association Bifurcated Option Note Unit Securities
FLG.PRU
$118M
$2.62M 0.18%
64,890
+25,233
+64% +$1.01M
1
2 3 4 5

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VIP
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CHAM
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DP
DDD Partners Bellevue, Washington $1.45B AUM 9.14% 1-Year Est. Return
HTI
Hikari Tsushin Inc Tokyo, Japan $1.45B AUM 3.37% 1-Year Est. Return
AT
Avalon Trust Santa Fe, New Mexico $1.45B AUM 35.31% 1-Year Est. Return
SIA
Strategic Investment Advisors Farmington Hills, Michigan $1.45B AUM 17.59% 1-Year Est. Return
CIM
Corda Investment Management Houston, Texas $1.45B AUM 22.99% 1-Year Est. Return
BFA
Beaumont Financial Advisors Needham, Massachusetts $1.46B AUM 21.07% 1-Year Est. Return

SSI Investment Management's Q2 2023 Portfolio in Review

As of Q2 2023, SSI Investment Management held 264 positions worth $1.43B, up 0.11% from $1.42B the previous quarter. Its ten largest holdings account for 25% of the portfolio.

SSI Investment Management withdrew a net $1.03B in Q2 2023, closing 16 positions and reducing 76 holdings. Its most notable exit was Boston Scientific Corporation 5.50% Mandatory Convertible Preferred Stock, Series A, an estimated $11.1M position sold in full.

By sector, the portfolio is most concentrated in Technology at 0.82% of assets, up from 0.79% a quarter earlier, followed by Financials and Healthcare.

Against the trend, SSI Investment Management opened a new position in WisdomTree Japan Hedged Equity Fund worth $3.82M.

  • SSI Investment Management's largest Q2 2023 buy was WisdomTree Japan Hedged Equity Fund: 45,880 shares worth $3.82M.
  • SSI Investment Management added most to Chart Industries 6.75% Series B Preferred Stock in Q2 2023, an estimated $7.22M increase.
  • SSI Investment Management's biggest Q2 2023 reduction was NextEra Energy, Inc. 6.926% Corporate Units, cutting an estimated $3.82M.
  • SSI Investment Management fully exited Boston Scientific Corporation 5.50% Mandatory Convertible Preferred Stock, Series A in Q2 2023, selling an estimated $11.1M.
  • SSI Investment Management's ten largest holdings make up 25% of its $1.43B portfolio in Q2 2023.
  • SSI Investment Management opened 4 new positions and closed 16 in Q2 2023.
  • SSI Investment Management's portfolio value rose 0.11% quarter-over-quarter to $1.43B.

Based on SSI Investment Management's 13F filing for Q2 2023, filed 9 Aug 2023.