SIM

SSI Investment Management Portfolio holdings

AUM $1.42B
This Quarter Return
+0.95%
1 Year Return
+4.23%
3 Year Return
+10.78%
5 Year Return
+15.82%
10 Year Return
+26.07%
AUM
$1.35B
AUM Growth
+$1.35B
Cap. Flow
+$7.01M
Cap. Flow %
0.52%
Top 10 Hldgs %
20.42%
Holding
311
New
12
Increased
19
Reduced
82
Closed
11

Top Buys

1
AVTR.PRA
Avantor, Inc. Series A Mandatory Convertible Preferred Stock
AVTR.PRA
$6.77M
2
SHY icon
iShares 1-3 Year Treasury Bond ETF
SHY
$6.07M
3
WTRU
Essential Utilities, Inc.6.00% Tangible Equity Units
WTRU
$5.9M
4
CHNGU
Change Healthcare Inc. Tangible Equity Units
CHNGU
$5.78M
5
AGG icon
iShares Core US Aggregate Bond ETF
AGG
$2.26M

Top Sells

1
DYNC
Vistra Energy Corp.
DYNC
$4.43M
2
FEX icon
First Trust Large Cap Core AlphaDEX Fund
FEX
$4.33M
3
NEE.PRR
NextEra Energy, Inc.
NEE.PRR
$3.03M
4
BAC.PRL icon
Bank of America Series L
BAC.PRL
$2.68M
5
BDXA
Becton, Dickinson and Company Depositary Shares, each Representing a 1/20th Interest in a Share of 6
BDXA
$2.6M

Sector Composition

1 Technology 0.6%
2 Financials 0.55%
3 Healthcare 0.47%
4 Communication Services 0.38%
5 Consumer Staples 0.28%
Name Market Value Portfolio Weight Shares or Principal Shares
Change % 		Capital Flow
IVV icon
1
iShares Core S&P 500 ETF
IVV
$662B
$59.5M 4.42% 201,875 -426 -0.2% -$126K
WFC.PRL icon
2
WELLS FARGO 7.5% NON CUMV PERP CONV
WFC.PRL
$4.82B
$33.5M 2.49% 24,541 -902 -4% -$1.23M
BAC.PRL icon
3
Bank of America Series L
BAC.PRL
$3.84B
$29.3M 2.18% 21,377 -1,952 -8% -$2.68M
BDXA
4
DELISTED
Becton, Dickinson and Company Depositary Shares, each Representing a 1/20th Interest in a Share of 6
BDXA
$18.9M 1.4% 304,622 -42,055 -12% -$2.6M
AGG icon
5
iShares Core US Aggregate Bond ETF
AGG
$131B
$18.2M 1.35% 163,030 +20,329 +14% +$2.26M
DHR.PRA
6
DELISTED
Danaher Corporation 4.75% Mandatory Convertible Preferred Stock, Series A
DHR.PRA
$15.1M 1.12% 13,689 -160 -1% -$176K
SRE.PRA
7
DELISTED
Sempra Energy 6% Mandatory Convertible Preferred Stock, Series A
SRE.PRA
$13.7M 1.02% 122,644 +2,739 +2% +$305K
CCI.PRA
8
DELISTED
Crown Castle International Corp. 6.875% Mandatory Convertible Preferred Stock, Series A
CCI.PRA
$12.9M 0.96% 10,783 +128 +1% +$153K
NEE.PRR
9
DELISTED
NextEra Energy, Inc.
NEE.PRR
$10.8M 0.8% 164,990 -46,380 -22% -$3.03M
FTV.PRA
10
DELISTED
Fortive Corporation 5.00% Mandatory Convertible Preferred Stock, Series A
FTV.PRA
$10.4M 0.77% 10,108 -57 -0.6% -$58.5K
IFFT
11
DELISTED
International Flavors & Fragrances Inc. 6.00% Tangible Equity Units
IFFT
$8.84M 0.66% 164,975 -1,050 -0.6% -$56.3K
CNP.PRB
12
DELISTED
CenterPoint Energy, Inc. Depositary Shares Each Representing a 1/20th Interest in a Share of 7.00% S
CNP.PRB
$7.61M 0.57% 151,505 -4,235 -3% -$213K
LMBS icon
13
First Trust Exchange-Traded Fund IV First Trust Low Duration Opportunities ETF
LMBS
$5.3B
$7.23M 0.54% 139,867 +1,664 +1% +$86K
DCUD
14
DELISTED
Dominion Energy, Inc 2016 Series A Corporate Units
DCUD
$7.07M 0.53% 141,200 -2,035 -1% -$102K
AVTR.PRA
15
DELISTED
Avantor, Inc. Series A Mandatory Convertible Preferred Stock
AVTR.PRA
$6.77M 0.5% +102,785 New +$6.77M
SHY icon
16
iShares 1-3 Year Treasury Bond ETF
SHY
$24.5B
$6.55M 0.49% 77,221 +71,574 +1,267% +$6.07M
WTRU
17
DELISTED
Essential Utilities, Inc.6.00% Tangible Equity Units
WTRU
$5.9M 0.44% +103,180 New +$5.9M
CHNGU
18
DELISTED
Change Healthcare Inc. Tangible Equity Units
CHNGU
$5.78M 0.43% +102,670 New +$5.78M
FLG.PRU
19
Flagstar Financial, Inc. Bifurcated Option Note Unit SecuritiES
FLG.PRU
$113M
$5.73M 0.43% 120,000 +11,568 +11% +$553K
AEPPL
20
DELISTED
American Electric Power Company, Inc. Corporate Unit
AEPPL
$5.64M 0.42% 105,840 -660 -0.6% -$35.2K
SWP
21
DELISTED
Stanley Black & Decker, Inc. Corporate Units
SWP
$5.51M 0.41% 54,109 +3,305 +7% +$337K
DTV
22
DELISTED
DTE Energy Company 2016 Corporate Units
DTV
$4.89M 0.36% 87,020 -480 -0.5% -$27K
CFXA
23
DELISTED
Colfax Corporation 5.75% Tangible Equity Units
CFXA
$4.34M 0.32% 34,250 -2,040 -6% -$258K
IYW icon
24
iShares US Technology ETF
IYW
$22.9B
$3.65M 0.27% 18,423 +3,199 +21% +$633K
QTS.PRB
25
DELISTED
QTS Realty Trust, Inc. 6.50% Series B Cumulative Convertible Perpetual Preferred Stock
QTS.PRB
$3.6M 0.27% 32,500 +5,100 +19% +$565K
1
2 3 4 5