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SSI Investment Management Portfolio holdings

AUM $1.45B
1-Year Est. Return 5.8%
This Fund
S&P 500
This Quarter Est. Return
+0.93%
1 Year Est. Return
+5.8%
3 Year Est. Return
+11.81%
5 Year Est. Return
+13.07%
10 Year Est. Return
+29.97%
AUM
$1.35B
AUM Growth
+$152M
Cap. Flow
-$786M
Cap. Flow %
-58.36%
Top 10 Hldgs %
20.42%
Holding
298
New
12
Increased
19
Reduced
82
Closed
11

Top Buys

Rank Stock Value
1
AVTR.PRA
Avantor, Inc. Series A Mandatory Convertible Preferred Stock
AVTR.PRA
+$6.39M
2
SHY icon
iShares 1-3 Year Treasury Bond ETF
SHY
+$6.03M
3
CHNGU
Change Healthcare Inc. Tangible Equity Units
CHNGU
+$5.78M
4
WTRU
Essential Utilities, Inc.6.00% Tangible Equity Units
WTRU
+$5.73M
5
AGG icon
iShares Core US Aggregate Bond ETF
AGG
+$2.22M

Top Sells

Rank Stock Value
1
DYNC
Vistra Energy Corp.
DYNC
+$4.43M
2
FEX icon
First Trust Large Cap Core AlphaDEX Fund
FEX
+$4.33M
3
NEE.PRR
NextEra Energy, Inc.
NEE.PRR
+$2.93M
4
BAC.PRL icon
Bank of America Series L
BAC.PRL
+$2.59M
5
BDXA
Becton, Dickinson and Company Depositary Shares, each Representing a 1/20th Interest in a Share of 6
BDXA
+$2.49M

Sector Composition

Rank Sector Weight
1 Technology 0.6%
2 Financials 0.55%
3 Healthcare 0.47%
4 Communication Services 0.38%
5 Consumer Staples 0.28%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
IVV icon
1
iShares Core S&P 500 ETF
IVV
$869B
$59.5M 4.42%
201,875
-426
-0.2% -$123K
WFC.PRL icon
2
Wells Fargo 7.5% Non Cumv Perp Conv
WFC.PRL
$4.67B
$33.5M 2.49%
24,541
-902
-4% -$1.19M
BAC.PRL icon
3
Bank of America Series L
BAC.PRL
$3.97B
$29.3M 2.18%
21,377
-1,952
-8% -$2.59M
BDXA
4
DELISTED
Becton, Dickinson and Company Depositary Shares, each Representing a 1/20th Interest in a Share of 6
BDXA
$18.9M 1.4%
304,622
-42,055
-12% -$2.49M
AGG icon
5
iShares Core US Aggregate Bond ETF
AGG
$138B
$18.2M 1.35%
163,030
+20,329
+14% +$2.22M
DHR.PRA
6
DELISTED
Danaher Corporation 4.75% Mandatory Convertible Preferred Stock, Series A
DHR.PRA
$15.1M 1.12%
13,689
-160
-1% -$169K
SRE.PRA
7
DELISTED
Sempra Energy 6% Mandatory Convertible Preferred Stock, Series A
SRE.PRA
$13.7M 1.02%
122,644
+2,739
+2% +$299K
CCI.PRA
8
DELISTED
Crown Castle International Corp. 6.875% Mandatory Convertible Preferred Stock, Series A
CCI.PRA
$12.9M 0.96%
10,783
+128
+1% +$151K
NEE.PRR
9
DELISTED
NextEra Energy, Inc.
NEE.PRR
$10.8M 0.8%
164,990
-46,380
-22% -$2.93M
FTV.PRA
10
DELISTED
Fortive Corporation 5.00% Mandatory Convertible Preferred Stock, Series A
FTV.PRA
$10.4M 0.77%
10,108
-57
-0.6% -$59.1K
IFFT
11
DELISTED
International Flavors & Fragrances Inc. 6.00% Tangible Equity Units
IFFT
$8.84M 0.66%
164,975
-1,050
-0.6% -$55.2K
CNP.PRB
12
DELISTED
CenterPoint Energy, Inc. Depositary Shares Each Representing a 1/20th Interest in a Share of 7.00% S
CNP.PRB
$7.61M 0.57%
151,505
-4,235
-3% -$220K
LMBS icon
13
First Trust Exchange-Traded Fund IV First Trust Low Duration Opportunities ETF
LMBS
$6.35B
$7.23M 0.54%
139,867
+1,664
+1% +$85.6K
DCUD
14
DELISTED
Dominion Energy, Inc 2016 Series A Corporate Units
DCUD
$7.07M 0.53%
141,200
-2,035
-1% -$101K
AVTR.PRA
15
DELISTED
Avantor, Inc. Series A Mandatory Convertible Preferred Stock
AVTR.PRA
$6.77M 0.5%
+102,785
New +$6.39M
SHY icon
16
iShares 1-3 Year Treasury Bond ETF
SHY
$25.4B
$6.55M 0.49%
77,221
+71,574
+1,267% +$6.03M
WTRU
17
DELISTED
Essential Utilities, Inc.6.00% Tangible Equity Units
WTRU
$5.9M 0.44%
+103,180
New +$5.73M
CHNGU
18
DELISTED
Change Healthcare Inc. Tangible Equity Units
CHNGU
$5.78M 0.43%
+102,670
New +$5.78M
FLG.PRU
19
Flagstar Bank National Association Bifurcated Option Note Unit Securities
FLG.PRU
$119M
$5.73M 0.43%
120,000
+11,568
+11% +$560K
AEPPL
20
DELISTED
American Electric Power Company, Inc. Corporate Unit
AEPPL
$5.64M 0.42%
105,840
-660
-0.6% -$34.6K
SWP
21
DELISTED
Stanley Black & Decker, Inc. Corporate Units
SWP
$5.51M 0.41%
54,109
+3,305
+7% +$332K
DTV
22
DELISTED
DTE Energy Company 2016 Corporate Units
DTV
$4.89M 0.36%
87,020
-480
-0.5% -$26.8K
CFXA
23
DELISTED
Colfax Corporation 5.75% Tangible Equity Units
CFXA
$4.33M 0.32%
34,250
-2,040
-6% -$257K
IYW icon
24
iShares US Technology ETF
IYW
$23.3B
$3.65M 0.27%
73,692
+12,796
+21% +$626K
QTS.PRB
25
DELISTED
QTS Realty Trust, Inc. 6.50% Series B Cumulative Convertible Perpetual Preferred Stock
QTS.PRB
$3.6M 0.27%
32,500
+5,100
+19% +$563K
1
2 3 4 5

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CHAM
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DP
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HTI
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AT
Avalon Trust Santa Fe, New Mexico $1.45B AUM 35.31% 1-Year Est. Return
SIA
Strategic Investment Advisors Farmington Hills, Michigan $1.45B AUM 17.59% 1-Year Est. Return
CIM
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BFA
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SSI Investment Management's Q2 2019 Portfolio in Review

As of Q2 2019, SSI Investment Management held 298 positions worth $1.35B, up 13% from $1.19B the previous quarter. Its ten largest holdings account for 20% of the portfolio.

SSI Investment Management withdrew a net $786M in Q2 2019, closing 11 positions and reducing 82 holdings. Its most notable exit was Vistra Energy Corp., an estimated $4.43M position sold in full.

By sector, the portfolio is most concentrated in Technology at 0.6% of assets, down from 0.63% a quarter earlier, followed by Financials and Healthcare.

Against the trend, SSI Investment Management opened a new position in Avantor, Inc. Series A Mandatory Convertible Preferred Stock worth $6.77M.

  • SSI Investment Management's largest Q2 2019 buy was Avantor, Inc. Series A Mandatory Convertible Preferred Stock: 102,785 shares worth $6.77M.
  • SSI Investment Management added most to iShares 1-3 Year Treasury Bond ETF in Q2 2019, an estimated $6.03M increase.
  • SSI Investment Management's biggest Q2 2019 reduction was NextEra Energy, Inc., cutting an estimated $2.93M.
  • SSI Investment Management fully exited Vistra Energy Corp. in Q2 2019, selling an estimated $4.43M.
  • SSI Investment Management's ten largest holdings make up 20% of its $1.35B portfolio in Q2 2019.
  • SSI Investment Management opened 12 new positions and closed 11 in Q2 2019.
  • SSI Investment Management's portfolio value rose 13% quarter-over-quarter to $1.35B.

Based on SSI Investment Management's 13F filing for Q2 2019, filed 12 Aug 2019.