SIM

SSI Investment Management Portfolio holdings

AUM $1.42B
This Quarter Return
+0.82%
1 Year Return
+4.23%
3 Year Return
+10.78%
5 Year Return
+15.82%
10 Year Return
+26.07%
AUM
$1.34B
AUM Growth
+$1.34B
Cap. Flow
+$60.8M
Cap. Flow %
4.53%
Top 10 Hldgs %
23.52%
Holding
292
New
6
Increased
20
Reduced
45
Closed
5

Top Buys

1
BA.PRA
The Boeing Company Depositary Shares, each representing a 1/20th interest in a share of 6.00% Series A Mandatory Convertible Preferred Stock, par value $1.00
BA.PRA
$31.6M
2
ARES.PRB
Ares Management Corporation 6.75% Series B Mandatory Convertible Preferred Stock
ARES.PRB
$12.3M
3
HPE.PRC
Hewlett Packard Enterprise Company 7.625% Series C Mandatory Convertible Preferred Stock
HPE.PRC
$8.25M
4
PCG.PRX
PG&E Corporation 6.000% Series A Mandatory Convertible Preferred Stock
PCG.PRX
$6.82M
5
SHYG icon
iShares 0-5 Year High Yield Corporate Bond ETF
SHYG
$4.97M

Top Sells

1
APO.PRA icon
Apollo Global Management Series A
APO.PRA
$10.9M
2
RBCP
RBC Bearings Incorporated 5.00% Series A Mandatory Convertible Preferred Stock
RBCP
$5M
3
IEF icon
iShares 7-10 Year Treasury Bond ETF
IEF
$2.56M
4
IEMG icon
iShares Core MSCI Emerging Markets ETF
IEMG
$1.97M
5
LMBS icon
First Trust Exchange-Traded Fund IV First Trust Low Duration Opportunities ETF
LMBS
$1.83M

Sector Composition

1 Technology 1.38%
2 Financials 0.53%
3 Communication Services 0.48%
4 Consumer Discretionary 0.38%
5 Healthcare 0.34%
Name Market Value Portfolio Weight Shares or Principal Shares
Change % 		Capital Flow
IVV icon
1
iShares Core S&P 500 ETF
IVV
$662B
$95.1M 7.09% 161,510 +7,657 +5% +$4.51M
BA.PRA
2
The Boeing Company Depositary Shares, each representing a 1/20th interest in a share of 6.00% Series A Mandatory Convertible Preferred Stock, par value $1.00
BA.PRA
$8.56B
$31.6M 2.35% +513,070 New +$31.6M
WFC.PRL icon
3
WELLS FARGO 7.5% NON CUMV PERP CONV
WFC.PRL
$4.82B
$23.4M 1.74% 19,671 -310 -2% -$368K
BAC.PRL icon
4
Bank of America Series L
BAC.PRL
$3.84B
$20.1M 1.5% 16,573 -95 -0.6% -$115K
APO.PRA icon
5
Apollo Global Management Series A
APO.PRA
$2.06B
$18.4M 1.38% 211,840 -125,590 -37% -$10.9M
VXUS icon
6
Vanguard Total International Stock ETF
VXUS
$102B
$17.3M 1.29% 293,359 +20,125 +7% +$1.19M
LQD icon
7
iShares iBoxx $ Investment Grade Corporate Bond ETF
LQD
$29.5B
$16.4M 1.22% 153,057 +9,934 +7% +$1.06M
ARES.PRB
8
Ares Management Corporation 6.75% Series B Mandatory Convertible Preferred Stock
ARES.PRB
$1.65B
$12.3M 0.91% +219,060 New +$12.3M
JAAA icon
9
Janus Henderson AAA CLO ETF
JAAA
$24.9B
$11.5M 0.86% 226,293 +14,357 +7% +$728K
HPE.PRC
10
Hewlett Packard Enterprise Company 7.625% Series C Mandatory Convertible Preferred Stock
HPE.PRC
$1.89B
$10.7M 0.8% 173,540 +133,540 +334% +$8.25M
BKLN icon
11
Invesco Senior Loan ETF
BKLN
$6.97B
$10.5M 0.79% 500,269 +162,063 +48% +$3.41M
GTLS.PRB icon
12
Chart Industries, Inc. Depositary Shares, each Representing a 1/20th Interest in a Share of 6.75% Series B Mandatory Convertible Preferred Stock
GTLS.PRB
$569M
$9.74M 0.73% 137,595 -2,925 -2% -$207K
SHYG icon
13
iShares 0-5 Year High Yield Corporate Bond ETF
SHYG
$7.28B
$9.1M 0.68% 213,505 +116,688 +121% +$4.97M
IWN icon
14
iShares Russell 2000 Value ETF
IWN
$11.8B
$8.79M 0.66% 53,526 +28,751 +116% +$4.72M
ICVT icon
15
iShares Convertible Bond ETF
ICVT
$2.8B
$6.91M 0.52% 81,358 +5,283 +7% +$449K
PCG.PRX
16
PG&E Corporation 6.000% Series A Mandatory Convertible Preferred Stock
PCG.PRX
$1.29B
$6.82M 0.51% +136,920 New +$6.82M
ALB.PRA icon
17
Albemarle Corp Depositary Shares
ALB.PRA
$1.82B
$6.75M 0.5% 165,205 +2,085 +1% +$85.2K
SDVY icon
18
First Trust SMID Cap Rising Dividend Achievers ETF
SDVY
$8.9B
$6.58M 0.49% 183,679 +66,569 +57% +$2.39M
BUFR icon
19
FT Vest Fund of Buffer ETFs
BUFR
$7.31B
$5.89M 0.44% 193,428 +12,492 +7% +$381K
IYW icon
20
iShares US Technology ETF
IYW
$22.9B
$5.38M 0.4% 33,732 +1,982 +6% +$316K
MSFT icon
21
Microsoft
MSFT
$3.77T
$4.88M 0.36% 11,572 -8 -0.1% -$3.37K
LMBS icon
22
First Trust Exchange-Traded Fund IV First Trust Low Duration Opportunities ETF
LMBS
$5.3B
$4.87M 0.36% 100,106 -37,598 -27% -$1.83M
FLOT icon
23
iShares Floating Rate Bond ETF
FLOT
$9.15B
$4.71M 0.35% 92,504 +1,565 +2% +$79.6K
QUAL icon
24
iShares MSCI USA Quality Factor ETF
QUAL
$54.2B
$4.52M 0.34% 25,393 +953 +4% +$170K
NVDA icon
25
NVIDIA
NVDA
$4.24T
$4.36M 0.33% 32,448 -22 -0.1% -$2.95K
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