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SSI Investment Management Portfolio holdings

AUM $1.45B
1-Year Est. Return 5.8%
This Fund
S&P 500
This Quarter Est. Return
+0.88%
1 Year Est. Return
+5.8%
3 Year Est. Return
+11.81%
5 Year Est. Return
+13.07%
10 Year Est. Return
+29.97%
AUM
$1.34B
AUM Growth
-$17.3M
Cap. Flow
-$857M
Cap. Flow %
-63.9%
Top 10 Hldgs %
23.52%
Holding
275
New
6
Increased
20
Reduced
45
Closed
5

Top Buys

Rank Stock Value
1
BA.PRA
Boeing Co 6.00% Series A Preferred Stock
BA.PRA
+$29M
2
ARES.PRB
Ares Management Corp 6.75% Series B Preferred Stock
ARES.PRB
+$12M
3
HPE.PRC
Hewlett Packard Enterprise 7.625% Series C Preferred Stock
HPE.PRC
+$8.21M
4
PCG.PRX
PG&E Corp 6.000% Series A Preferred Stock
PCG.PRX
+$6.78M
5
SHYG icon
iShares 0-5 Year High Yield Corporate Bond ETF
SHYG
+$5.02M

Top Sells

Rank Stock Value
1
APO.PRA icon
Apollo Global Management Series A
APO.PRA
+$10.5M
2
RBCP
RBC Bearings Incorporated 5.00% Series A Mandatory Convertible Preferred Stock
RBCP
+$5M
3
IEF icon
iShares 7-10 Year Treasury Bond ETF
IEF
+$2.62M
4
IEMG icon
iShares Core MSCI Emerging Markets ETF
IEMG
+$2.09M
5
LMBS icon
First Trust Exchange-Traded Fund IV First Trust Low Duration Opportunities ETF
LMBS
+$1.84M

Sector Composition

Rank Sector Weight
1 Technology 1.38%
2 Financials 0.53%
3 Communication Services 0.48%
4 Consumer Discretionary 0.38%
5 Healthcare 0.34%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
IVV icon
1
iShares Core S&P 500 ETF
IVV
$872B
$95.1M 7.09%
161,510
+7,657
+5% +$4.53M
BA.PRA
2
Boeing Co 6.00% Series A Preferred Stock
BA.PRA
$7.86B
$31.6M 2.35%
+513,070
New +$29M
WFC.PRL icon
3
Wells Fargo 7.5% Non Cumv Perp Conv
WFC.PRL
$4.69B
$23.4M 1.74%
19,671
-310
-2% -$382K
BAC.PRL icon
4
Bank of America Series L
BAC.PRL
$3.96B
$20.1M 1.5%
16,573
-95
-0.6% -$118K
APO.PRA icon
5
Apollo Global Management Series A
APO.PRA
$1.76B
$18.4M 1.38%
211,840
-125,590
-37% -$10.5M
VXUS icon
6
Vanguard Total International Stock ETF
VXUS
$155B
$17.3M 1.29%
293,359
+20,125
+7% +$1.25M
LQD icon
7
iShares iBoxx $ Investment Grade Corporate Bond ETF
LQD
$34.3B
$16.4M 1.22%
153,057
+9,934
+7% +$1.09M
ARES.PRB
8
Ares Management Corp 6.75% Series B Preferred Stock
ARES.PRB
$1.24B
$12.3M 0.91%
+219,060
New +$12M
JAAA icon
9
Janus Henderson AAA CLO ETF
JAAA
$29.1B
$11.5M 0.86%
226,293
+14,357
+7% +$729K
HPE.PRC
10
Hewlett Packard Enterprise 7.625% Series C Preferred Stock
HPE.PRC
$3.68B
$10.7M 0.8%
173,540
+133,540
+334% +$8.21M
BKLN icon
11
Invesco Senior Loan ETF
BKLN
$6.97B
$10.5M 0.79%
500,269
+162,063
+48% +$3.42M
GTLS.PRB
12
DELISTED
Chart Industries 6.75% Series B Preferred Stock
GTLS.PRB
$9.74M 0.73%
137,595
-2,925
-2% -$181K
SHYG icon
13
iShares 0-5 Year High Yield Corporate Bond ETF
SHYG
$7.61B
$9.1M 0.68%
213,505
+116,688
+121% +$5.02M
IWN icon
14
iShares Russell 2000 Value ETF
IWN
$14.4B
$8.79M 0.66%
53,526
+28,751
+116% +$4.91M
ICVT icon
15
iShares Convertible Bond ETF
ICVT
$7.21B
$6.91M 0.52%
81,358
+5,283
+7% +$455K
PCG.PRX
16
PG&E Corp 6.000% Series A Preferred Stock
PCG.PRX
$1.4B
$6.82M 0.51%
+136,920
New +$6.78M
ALB.PRA icon
17
Albemarle Corp Depositary Shares
ALB.PRA
$2.41B
$6.75M 0.5%
165,205
+2,085
+1% +$96.5K
SDVY icon
18
First Trust SMID Cap Rising Dividend Achievers ETF
SDVY
$11.6B
$6.58M 0.49%
183,679
+66,569
+57% +$2.49M
BUFR icon
19
FT Vest Fund of Buffer ETFs
BUFR
$10.1B
$5.89M 0.44%
193,428
+12,492
+7% +$379K
IYW icon
20
iShares US Technology ETF
IYW
$23.5B
$5.38M 0.4%
33,732
+1,982
+6% +$314K
MSFT icon
21
Microsoft
MSFT
$3.35T
$4.88M 0.36%
11,572
-8
-0.1% -$3.41K
LMBS icon
22
First Trust Exchange-Traded Fund IV First Trust Low Duration Opportunities ETF
LMBS
$6.36B
$4.87M 0.36%
100,106
-37,598
-27% -$1.84M
FLOT icon
23
iShares Floating Rate Bond ETF
FLOT
$10.2B
$4.71M 0.35%
92,504
+1,565
+2% +$79.7K
QUAL icon
24
iShares MSCI USA Quality Factor ETF
QUAL
$46.3B
$4.52M 0.34%
25,393
+953
+4% +$173K
NVDA icon
25
NVIDIA
NVDA
$4.72T
$4.36M 0.33%
32,448
-22
-0.1% -$3.03K
1
2 3 4 5

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VIP
Vantage Investment Partners Kansas City, Missouri $1.45B AUM 18.96% 1-Year Est. Return
CHAM
Clear Harbor Asset Management Stamford, Connecticut $1.45B AUM 23.7% 1-Year Est. Return
DP
DDD Partners Bellevue, Washington $1.45B AUM 9.14% 1-Year Est. Return
HTI
Hikari Tsushin Inc Tokyo, Japan $1.45B AUM 3.37% 1-Year Est. Return
AT
Avalon Trust Santa Fe, New Mexico $1.45B AUM 35.31% 1-Year Est. Return
SIA
Strategic Investment Advisors Farmington Hills, Michigan $1.45B AUM 17.59% 1-Year Est. Return
CIM
Corda Investment Management Houston, Texas $1.45B AUM 22.99% 1-Year Est. Return
BFA
Beaumont Financial Advisors Needham, Massachusetts $1.46B AUM 21.07% 1-Year Est. Return

SSI Investment Management's Q4 2024 Portfolio in Review

As of Q4 2024, SSI Investment Management held 275 positions worth $1.34B, down 1.3% from $1.36B the previous quarter. Its ten largest holdings account for 24% of the portfolio.

SSI Investment Management withdrew a net $857M in Q4 2024, closing 5 positions and reducing 45 holdings. Its most notable exit was RBC Bearings Incorporated 5.00% Series A Mandatory Convertible Preferred Stock, an estimated $5M position sold in full.

By sector, the portfolio is most concentrated in Technology at 1.4% of assets, up from 1.3% a quarter earlier, followed by Financials and Communication Services.

Against the trend, SSI Investment Management opened a new position in Boeing Co 6.00% Series A Preferred Stock worth $31.6M.

  • SSI Investment Management's largest Q4 2024 buy was Boeing Co 6.00% Series A Preferred Stock: 513,070 shares worth $31.6M.
  • SSI Investment Management added most to Hewlett Packard Enterprise 7.625% Series C Preferred Stock in Q4 2024, an estimated $8.21M increase.
  • SSI Investment Management's biggest Q4 2024 reduction was Apollo Global Management Series A, cutting an estimated $10.5M.
  • SSI Investment Management fully exited RBC Bearings Incorporated 5.00% Series A Mandatory Convertible Preferred Stock in Q4 2024, selling an estimated $5M.
  • SSI Investment Management's ten largest holdings make up 24% of its $1.34B portfolio in Q4 2024.
  • SSI Investment Management opened 6 new positions and closed 5 in Q4 2024.
  • SSI Investment Management's portfolio value fell 1.3% quarter-over-quarter to $1.34B.

Based on SSI Investment Management's 13F filing for Q4 2024, filed 10 Feb 2025.