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SSI Investment Management Portfolio holdings

AUM $1.45B
1-Year Est. Return 5.8%
This Fund
S&P 500
This Quarter Est. Return
+1.25%
1 Year Est. Return
+5.8%
3 Year Est. Return
+11.81%
5 Year Est. Return
+13.07%
10 Year Est. Return
+29.97%
AUM
$985M
AUM Growth
-$40.5M
Cap. Flow
+$570M
Cap. Flow %
57.93%
Top 10 Hldgs %
22.88%
Holding
432
New
170
Increased
63
Reduced
93
Closed
70

Top Buys

Rank Stock Value
1
SPY icon
State Street SPDR S&P 500 ETF Trust
SPY
+$19.5M
2
TMUSP
T-Mobile US, Inc.5.50% Mandatory Convertible Preferred Stock, Series A
TMUSP
+$7.99M
3
TSNU
Tyson Foods, Inc.
TSNU
+$5.11M
4
BSV icon
Vanguard Short-Term Bond ETF
BSV
+$2.56M
5
SPSB icon
State Street SPDR Portfolio Short Term Corporate Bond ETF
SPSB
+$2.56M

Top Sells

Rank Stock Value
1
MTCN
ARCELORMITTAL 6% MANDATORILTY CONV SUB NT DUE 2016 (LUX)
MTCN
+$4.31M
2
FLOT icon
iShares Floating Rate Bond ETF
FLOT
+$4.06M
3
WELL.PRI
Welltower Inc.
WELL.PRI
+$3M
4
KEY.PRG
KeyCorp Pfd
KEY.PRG
+$2.71M
5
RPT.PRD
RPT Realty 7.25% Series D Cumulative Convertible Perpetual Preferred Shares of Beneficial Interest
RPT.PRD
+$1.15M

Sector Composition

Rank Sector Weight
1 Healthcare 1.63%
2 Financials 1.52%
3 Technology 1.28%
4 Industrials 1.07%
5 Communication Services 0.93%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
SPY icon
1
State Street SPDR S&P 500 ETF Trust
SPY
$781B
$68.4M 6.95%
332,770
+96,824
+41% +$19.5M
WFC.PRL icon
2
Wells Fargo 7.5% Non Cumv Perp Conv
WFC.PRL
$4.68B
$17.2M 1.74%
14,131
+1,612
+13% +$1.95M
BAC.PRL icon
3
Bank of America Series L
BAC.PRL
$3.97B
$16M 1.63%
13,792
+1,021
+8% +$1.18M
WELL.PRI
4
DELISTED
Welltower Inc.
WELL.PRI
$10.3M 1.04%
155,781
-47,401
-23% -$3M
TSNU
5
DELISTED
Tyson Foods, Inc.
TSNU
$9.02M 0.92%
179,508
+100,428
+127% +$5.11M
TMUSP
6
DELISTED
T-Mobile US, Inc.5.50% Mandatory Convertible Preferred Stock, Series A
TMUSP
$8.05M 0.82%
+153,992
New +$7.99M
AA.PRB
7
DELISTED
Alcoa Inc
AA.PRB
$7.09M 0.72%
140,315
-19,335
-12% -$980K
DCUA
8
DELISTED
DOMINION RESOURCES INC. CORP UNIT 2013 SER A (VA)
DCUA
$6.89M 0.7%
114,590
+31,351
+38% +$1.82M
KEY.PRG
9
DELISTED
KeyCorp Pfd
KEY.PRG
$6.25M 0.63%
47,894
-20,722
-30% -$2.71M
NEE.PRO
10
DELISTED
NEXTERA ENERGY INC UNITS EXPIRING 09/01/2015 (FL)
NEE.PRO
$5.46M 0.56%
81,768
+12,690
+18% +$812K
IRDMB
11
DELISTED
Iridium Communications Inc - 6.75% Series B
IRDMB
$4.11M 0.42%
11,364
-236
-2% -$83.4K
IGSB icon
12
iShares 1-5 Year Investment Grade Corporate Bond ETF
IGSB
$22.9B
$4.04M 0.41%
76,790
– –
WY.PRA
13
DELISTED
WEYERHAEUSER COMP PREF CONV SER A (WA)
WY.PRA
$3.76M 0.38%
65,263
+28,639
+78% +$1.63M
UTX.PRA
14
DELISTED
UNITED TECHNOLOGIES CORP CORP UNIT (DE)
UTX.PRA
$3.49M 0.35%
56,808
+1,490
+3% +$88.4K
RPT.PRD
15
DELISTED
RPT Realty 7.25% Series D Cumulative Convertible Perpetual Preferred Shares of Beneficial Interest
RPT.PRD
$3.3M 0.34%
49,657
-18,043
-27% -$1.15M
SWU
16
DELISTED
STANLEY BLACK & DECKER INC CORP UNIT
SWU
$3.19M 0.32%
23,275
-2,282
-9% -$305K
GOOG icon
17
Alphabet (Google) Class C
GOOG
$3.99T
$2.84M 0.29%
107,534
+6,437
+6% +$173K
EXCU
18
DELISTED
Exelon Corporation
EXCU
$2.77M 0.28%
52,135
+2,470
+5% +$130K
BSV icon
19
Vanguard Short-Term Bond ETF
BSV
$44.6B
$2.55M 0.26%
+31,920
New +$2.56M
SPSB icon
20
State Street SPDR Portfolio Short Term Corporate Bond ETF
SPSB
$10.4B
$2.55M 0.26%
+83,396
New +$2.56M
AMSGP
21
DELISTED
Amsurg Corp. 5.25% Mandatory Convertible Pft Stk Ser A-1
AMSGP
$2.46M 0.25%
+21,795
New +$2.34M
HBANP
22
DELISTED
Huntington Bancshars Inc. Pfd Ser A
HBANP
$2.45M 0.25%
1,842
+386
+27% +$513K
AAPL icon
23
Apple
AAPL
$4.95T
$2.36M 0.24%
85,668
+8,372
+11% +$228K
ALR.PRB
24
DELISTED
Alere Inc
ALR.PRB
$2.36M 0.24%
+7,500
New +$2.41M
CCI.PRA
25
DELISTED
Crown Castle International Corp.
CCI.PRA
$2.19M 0.22%
21,401
+35
+0.2% +$3.61K
1
2 3 4 5

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VIP
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CHAM
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DP
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HTI
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AT
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SIA
Strategic Investment Advisors Farmington Hills, Michigan $1.45B AUM 17.59% 1-Year Est. Return
CIM
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BFA
Beaumont Financial Advisors Needham, Massachusetts $1.46B AUM 21.07% 1-Year Est. Return

SSI Investment Management's Q4 2014 Portfolio in Review

As of Q4 2014, SSI Investment Management held 432 positions worth $985M, down 4% from $1.03B the previous quarter. Its ten largest holdings account for 23% of the portfolio.

SSI Investment Management deployed $570M of net new capital in Q4 2014, opening 170 new positions and adding to 63 existing holdings. Its largest new stake was T-Mobile US, Inc.5.50% Mandatory Convertible Preferred Stock, Series A: 153,992 shares worth $8.05M.

By sector, the portfolio is most concentrated in Healthcare at 1.6% of assets, up from 1.2% a quarter earlier, followed by Financials and Technology.

On the sell side, the largest reduction was Welltower Inc., an estimated $3M trimmed.

  • SSI Investment Management's largest Q4 2014 buy was T-Mobile US, Inc.5.50% Mandatory Convertible Preferred Stock, Series A: 153,992 shares worth $8.05M.
  • SSI Investment Management added most to State Street SPDR S&P 500 ETF Trust in Q4 2014, an estimated $19.5M increase.
  • SSI Investment Management's biggest Q4 2014 reduction was Welltower Inc., cutting an estimated $3M.
  • SSI Investment Management fully exited ARCELORMITTAL 6% MANDATORILTY CONV SUB NT DUE 2016 (LUX) in Q4 2014, selling an estimated $4.31M.
  • SSI Investment Management's ten largest holdings make up 23% of its $985M portfolio in Q4 2014.
  • SSI Investment Management opened 170 new positions and closed 70 in Q4 2014.
  • SSI Investment Management's portfolio value fell 4% quarter-over-quarter to $985M.

Based on SSI Investment Management's 13F filing for Q4 2014, filed 11 Feb 2015.