SIM

SSI Investment Management Portfolio holdings

AUM $1.42B
This Quarter Return
+1.24%
1 Year Return
+4.23%
3 Year Return
+10.78%
5 Year Return
+15.82%
10 Year Return
+26.07%
AUM
$985M
AUM Growth
+$985M
Cap. Flow
+$571M
Cap. Flow %
57.99%
Top 10 Hldgs %
22.88%
Holding
456
New
171
Increased
63
Reduced
94
Closed
70

Top Buys

1
SPY icon
SPDR S&P 500 ETF Trust
SPY
$19.9M
2
TMUSP
T-Mobile US, Inc.5.50% Mandatory Convertible Preferred Stock, Series A
TMUSP
$8.05M
3
TSNU
Tyson Foods, Inc.
TSNU
$5.04M
4
BSV icon
Vanguard Short-Term Bond ETF
BSV
$2.55M
5
SPSB icon
SPDR Portfolio Short Term Corporate Bond ETF
SPSB
$2.55M

Top Sells

1
MTCN
ARCELORMITTAL 6% MANDATORILTY CONV SUB NT DUE 2016 (LUX)
MTCN
$4.31M
2
FLOT icon
iShares Floating Rate Bond ETF
FLOT
$4.06M
3
WELL.PRI
Welltower Inc.
WELL.PRI
$3.12M
4
KEY.PRG
KeyCorp Pfd
KEY.PRG
$2.7M
5
RPT.PRD
RPT Realty 7.25% Series D Cumulative Convertible Perpetual Preferred Shares of Beneficial Interest
RPT.PRD
$1.2M

Sector Composition

1 Healthcare 1.63%
2 Financials 1.52%
3 Technology 1.31%
4 Industrials 1.03%
5 Communication Services 0.93%
Name Market Value Portfolio Weight Shares or Principal Shares
Change % 		Capital Flow
SPY icon
1
SPDR S&P 500 ETF Trust
SPY
$658B
$68.4M 6.95% 332,770 +96,824 +41% +$19.9M
WFC.PRL icon
2
WELLS FARGO 7.5% NON CUMV PERP CONV
WFC.PRL
$4.82B
$17.2M 1.74% 14,131 +1,612 +13% +$1.96M
BAC.PRL icon
3
Bank of America Series L
BAC.PRL
$3.84B
$16M 1.63% 13,792 +1,021 +8% +$1.19M
WELL.PRI
4
DELISTED
Welltower Inc.
WELL.PRI
$10.3M 1.04% 155,781 -47,401 -23% -$3.12M
TSNU
5
DELISTED
Tyson Foods, Inc.
TSNU
$9.02M 0.92% 179,508 +100,428 +127% +$5.04M
TMUSP
6
DELISTED
T-Mobile US, Inc.5.50% Mandatory Convertible Preferred Stock, Series A
TMUSP
$8.05M 0.82% +153,992 New +$8.05M
AA.PRB
7
DELISTED
Alcoa Inc.
AA.PRB
$7.1M 0.72% 140,315 -19,335 -12% -$978K
DCUA
8
DELISTED
DOMINION RESOURCES INC. CORP UNIT 2013 SER A (VA)
DCUA
$6.89M 0.7% 114,590 +31,351 +38% +$1.88M
KEY.PRG
9
DELISTED
KeyCorp Pfd
KEY.PRG
$6.25M 0.63% 47,894 -20,722 -30% -$2.7M
NEE.PRO
10
DELISTED
NEXTERA ENERGY INC UNITS EXPIRING 09/01/2015 (FL)
NEE.PRO
$5.47M 0.56% 81,768 +12,690 +18% +$848K
IRDMB
11
DELISTED
Iridium Communications Inc - 6.75% Series B
IRDMB
$4.11M 0.42% 11,364 -236 -2% -$85.3K
IGSB icon
12
iShares 1-5 Year Investment Grade Corporate Bond ETF
IGSB
$21.6B
$4.04M 0.41% 38,395 – –
WY.PRA
13
DELISTED
WEYERHAEUSER COMP PREF CONV SER A (WA)
WY.PRA
$3.76M 0.38% 65,263 +28,639 +78% +$1.65M
UTX.PRA
14
DELISTED
UNITED TECHNOLOGIES CORP CORP UNIT (DE)
UTX.PRA
$3.49M 0.35% 56,808 +1,490 +3% +$91.6K
RPT.PRD
15
DELISTED
RPT Realty 7.25% Series D Cumulative Convertible Perpetual Preferred Shares of Beneficial Interest
RPT.PRD
$3.3M 0.34% 49,657 -18,043 -27% -$1.2M
SWU
16
DELISTED
STANLEY BLACK & DECKER INC CORP UNIT
SWU
$3.2M 0.32% 23,275 -2,282 -9% -$313K
GOOG icon
17
Alphabet (Google) Class C
GOOG
$2.58T
$2.84M 0.29% 5,362 +321 +6% +$170K
EXCU
18
DELISTED
Exelon Corporation
EXCU
$2.77M 0.28% 52,135 +2,470 +5% +$131K
BSV icon
19
Vanguard Short-Term Bond ETF
BSV
$38.5B
$2.55M 0.26% +31,920 New +$2.55M
SPSB icon
20
SPDR Portfolio Short Term Corporate Bond ETF
SPSB
$8.42B
$2.55M 0.26% +83,396 New +$2.55M
AMSGP
21
DELISTED
Amsurg Corp. 5.25% Mandatory Convertible Pft Stk Ser A-1
AMSGP
$2.46M 0.25% +21,795 New +$2.46M
HBANP
22
DELISTED
Huntington Bancshars Inc. Pfd Ser A
HBANP
$2.45M 0.25% 1,842 +386 +27% +$514K
AAPL icon
23
Apple
AAPL
$3.45T
$2.36M 0.24% 21,417 +2,093 +11% +$231K
ALR.PRB
24
DELISTED
Alere Inc
ALR.PRB
$2.36M 0.24% +7,500 New +$2.36M
CCI.PRA
25
DELISTED
Crown Castle International Corp.
CCI.PRA
$2.19M 0.22% 21,401 +35 +0.2% +$3.59K
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