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SSI Investment Management Portfolio holdings

AUM $1.45B
1-Year Est. Return 5.8%
This Fund
S&P 500
This Quarter Est. Return
-2.01%
1 Year Est. Return
+5.8%
3 Year Est. Return
+11.81%
5 Year Est. Return
+13.07%
10 Year Est. Return
+29.97%
AUM
$929M
AUM Growth
-$91.8M
Cap. Flow
-$624M
Cap. Flow %
-67.1%
Top 10 Hldgs %
19.53%
Holding
290
New
16
Increased
14
Reduced
24
Closed
16

Top Buys

Rank Stock Value
1
SRCLP
Stericycle, Inc
SRCLP
+$9.77M
2
SPY icon
State Street SPDR S&P 500 ETF Trust
SPY
+$8.98M
3
WPXP
WPX Energy, Inc.
WPXP
+$8.97M
4
AGG icon
iShares Core US Aggregate Bond ETF
AGG
+$7.4M
5
SWNC
Southwestern Energy Company
SWNC
+$6.09M

Top Sells

Rank Stock Value
1
WFC.PRL icon
Wells Fargo 7.5% Non Cumv Perp Conv
WFC.PRL
+$8.75M
2
BAC.PRL icon
Bank of America Series L
BAC.PRL
+$4.25M
3
IWD icon
iShares Russell 1000 Value ETF
IWD
+$4.22M
4
IGSB icon
iShares 1-5 Year Investment Grade Corporate Bond ETF
IGSB
+$3.6M
5
IJH icon
iShares Core S&P Mid-Cap ETF
IJH
+$3.15M

Sector Composition

Rank Sector Weight
1 Industrials 1.45%
2 Healthcare 0.98%
3 Financials 0.79%
4 Consumer Staples 0.68%
5 Technology 0.52%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
AGN.PRA
1
DELISTED
Allergan plc
AGN.PRA
$26.5M 2.85%
27,983
-1,630
-6% -$1.7M
IVV icon
2
iShares Core S&P 500 ETF
IVV
$869B
$21.3M 2.3%
110,687
-12,847
-10% -$2.62M
FTRPR
3
DELISTED
Frontier Communications Corporation 11.125% Series A Mandatory Convertible Preferred Stock
FTRPR
$18.8M 2.02%
200,809
+54,276
+37% +$5.45M
TSNU
4
DELISTED
Tyson Foods, Inc.
TSNU
$15.2M 1.64%
291,643
-15
-0% -$773
BAC.PRL icon
5
Bank of America Series L
BAC.PRL
$3.97B
$13.5M 1.45%
12,530
-3,840
-23% -$4.25M
SWNC
6
DELISTED
Southwestern Energy Company
SWNC
$13.1M 1.41%
420,695
+150,806
+56% +$6.09M
WFC.PRL icon
7
Wells Fargo 7.5% Non Cumv Perp Conv
WFC.PRL
$4.68B
$10.9M 1.17%
9,330
-7,403
-44% -$8.75M
SRCLP
8
DELISTED
Stericycle, Inc
SRCLP
$9.78M 1.05%
+96,320
New +$9.77M
SPY icon
9
State Street SPDR S&P 500 ETF Trust
SPY
$781B
$9.48M 1.02%
49,459
+44,274
+854% +$8.98M
AGG icon
10
iShares Core US Aggregate Bond ETF
AGG
$138B
$8.66M 0.93%
79,053
+67,845
+605% +$7.4M
BSV icon
11
Vanguard Short-Term Bond ETF
BSV
$44.6B
$8.41M 0.91%
104,642
– –
WPXP
12
DELISTED
WPX Energy, Inc.
WPXP
$8.02M 0.86%
+225,000
New +$8.97M
FEX icon
13
First Trust Large Cap Core AlphaDEX Fund
FEX
$1.58B
$7.88M 0.85%
188,380
+3,332
+2% +$148K
FCAM
14
DELISTED
Fiat Chrysler Automobiles N.V.
FCAM
$7.23M 0.78%
60,981
-7,182
-11% -$922K
ANTX
15
DELISTED
Anthem, Inc.
ANTX
$6.55M 0.7%
136,018
+15,873
+13% +$797K
FPE icon
16
First Trust Preferred Securities and Income ETF
FPE
$6.32B
$6.26M 0.67%
334,214
+55,104
+20% +$1.05M
WELL.PRI
17
DELISTED
Welltower Inc.
WELL.PRI
$6.15M 0.66%
99,997
-1,537
-2% -$93.9K
KEY.PRG
18
DELISTED
KeyCorp Pfd
KEY.PRG
$5.91M 0.64%
45,500
– –
FLOT icon
19
iShares Floating Rate Bond ETF
FLOT
$10.2B
$5.22M 0.56%
103,490
– –
FPX icon
20
First Trust US Equity Opportunities ETF
FPX
$1.51B
$5.11M 0.55%
104,959
+33,996
+48% +$1.82M
DCUA
21
DELISTED
DOMINION RESOURCES INC. CORP UNIT 2013 SER A (VA)
DCUA
$5.1M 0.55%
92,093
-20
-0% -$1.12K
TMUSP
22
DELISTED
T-Mobile US, Inc.5.50% Mandatory Convertible Preferred Stock, Series A
TMUSP
$5.01M 0.54%
72,415
-9,975
-12% -$697K
IGSB icon
23
iShares 1-5 Year Investment Grade Corporate Bond ETF
IGSB
$22.9B
$3.72M 0.4%
70,726
-68,464
-49% -$3.6M
KMB icon
24
Kimberly-Clark
KMB
$37B
$3.33M 0.36%
30,585
+21,900
+252% +$2.41M
AMSGP
25
DELISTED
Amsurg Corp. 5.25% Mandatory Convertible Pft Stk Ser A-1
AMSGP
$3.33M 0.36%
22,475
-5
-0% -$759
1
2 3 4 5

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CHAM
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DP
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HTI
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AT
Avalon Trust Santa Fe, New Mexico $1.45B AUM 35.31% 1-Year Est. Return
SIA
Strategic Investment Advisors Farmington Hills, Michigan $1.45B AUM 17.59% 1-Year Est. Return
CIM
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BFA
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SSI Investment Management's Q3 2015 Portfolio in Review

As of Q3 2015, SSI Investment Management held 290 positions worth $929M, down 9% from $1.02B the previous quarter. Its ten largest holdings account for 20% of the portfolio.

SSI Investment Management withdrew a net $624M in Q3 2015, closing 16 positions and reducing 24 holdings. Its most notable exit was iShares Russell 1000 Value ETF, an estimated $4.22M position sold in full.

By sector, the portfolio is most concentrated in Industrials at 1.4% of assets, up from 0.36% a quarter earlier, followed by Healthcare and Financials.

Against the trend, SSI Investment Management opened a new position in Stericycle, Inc worth $9.78M.

  • SSI Investment Management's largest Q3 2015 buy was Stericycle, Inc: 96,320 shares worth $9.78M.
  • SSI Investment Management added most to State Street SPDR S&P 500 ETF Trust in Q3 2015, an estimated $8.98M increase.
  • SSI Investment Management's biggest Q3 2015 reduction was Wells Fargo 7.5% Non Cumv Perp Conv, cutting an estimated $8.75M.
  • SSI Investment Management fully exited iShares Russell 1000 Value ETF in Q3 2015, selling an estimated $4.22M.
  • SSI Investment Management's ten largest holdings make up 20% of its $929M portfolio in Q3 2015.
  • SSI Investment Management opened 16 new positions and closed 16 in Q3 2015.
  • SSI Investment Management's portfolio value fell 9% quarter-over-quarter to $929M.

Based on SSI Investment Management's 13F filing for Q3 2015, filed 9 Nov 2015.