SIM

SSI Investment Management Portfolio holdings

AUM $1.42B
This Quarter Return
-2.01%
1 Year Return
+4.23%
3 Year Return
+10.78%
5 Year Return
+15.82%
10 Year Return
+26.07%
AUM
$929M
AUM Growth
+$929M
Cap. Flow
+$19.8M
Cap. Flow %
2.13%
Top 10 Hldgs %
19.53%
Holding
320
New
16
Increased
16
Reduced
24
Closed
16

Top Buys

1
SRCLP
Stericycle, Inc
SRCLP
$9.78M
2
SPY icon
SPDR S&P 500 ETF Trust
SPY
$8.48M
3
WPXP
WPX Energy, Inc.
WPXP
$8.02M
4
AGG icon
iShares Core US Aggregate Bond ETF
AGG
$7.43M
5
FTRPR
Frontier Communications Corporation 11.125% Series A Mandatory Convertible Preferred Stock
FTRPR
$5.08M

Top Sells

1
WFC.PRL icon
WELLS FARGO 7.5% NON CUMV PERP CONV
WFC.PRL
$8.65M
2
IWD icon
iShares Russell 1000 Value ETF
IWD
$4.22M
3
BAC.PRL icon
Bank of America Series L
BAC.PRL
$4.14M
4
IGSB icon
iShares 1-5 Year Investment Grade Corporate Bond ETF
IGSB
$3.6M
5
IJH icon
iShares Core S&P Mid-Cap ETF
IJH
$3.15M

Sector Composition

1 Industrials 1.43%
2 Healthcare 0.98%
3 Financials 0.79%
4 Consumer Staples 0.68%
5 Technology 0.54%
Name Market Value Portfolio Weight Shares or Principal Shares
Change % 		Capital Flow
AGN.PRA
1
DELISTED
Allergan plc.
AGN.PRA
$26.5M 2.85% 27,983 -1,630 -6% -$1.54M
IVV icon
2
iShares Core S&P 500 ETF
IVV
$662B
$21.3M 2.3% 110,687 -12,847 -10% -$2.48M
FTRPR
3
DELISTED
Frontier Communications Corporation 11.125% Series A Mandatory Convertible Preferred Stock
FTRPR
$18.8M 2.02% 200,809 +54,276 +37% +$5.08M
TSNU
4
DELISTED
Tyson Foods, Inc.
TSNU
$15.2M 1.64% 291,643 -15 -0% -$782
BAC.PRL icon
5
Bank of America Series L
BAC.PRL
$3.84B
$13.5M 1.45% 12,530 -3,840 -23% -$4.14M
SWNC
6
DELISTED
Southwestern Energy Company
SWNC
$13.1M 1.41% 420,695 +150,806 +56% +$4.7M
WFC.PRL icon
7
WELLS FARGO 7.5% NON CUMV PERP CONV
WFC.PRL
$4.82B
$10.9M 1.17% 9,330 -7,403 -44% -$8.65M
SRCLP
8
DELISTED
Stericycle, Inc
SRCLP
$9.78M 1.05% +96,320 New +$9.78M
SPY icon
9
SPDR S&P 500 ETF Trust
SPY
$658B
$9.48M 1.02% 49,459 +44,274 +854% +$8.48M
AGG icon
10
iShares Core US Aggregate Bond ETF
AGG
$131B
$8.66M 0.93% 79,053 +67,845 +605% +$7.43M
BSV icon
11
Vanguard Short-Term Bond ETF
BSV
$38.5B
$8.41M 0.91% 104,642 – –
WPXP
12
DELISTED
WPX Energy, Inc.
WPXP
$8.02M 0.86% +225,000 New +$8.02M
FEX icon
13
First Trust Large Cap Core AlphaDEX Fund
FEX
$1.36B
$7.88M 0.85% 188,380 +3,332 +2% +$139K
FCAM
14
DELISTED
Fiat Chrysler Automobiles N.V.
FCAM
$7.23M 0.78% 60,981 -7,182 -11% -$851K
ANTX
15
DELISTED
Anthem, Inc.
ANTX
$6.55M 0.7% 136,018 +15,873 +13% +$764K
FPE icon
16
First Trust Preferred Securities and Income ETF
FPE
$6.1B
$6.27M 0.67% 334,214 +55,104 +20% +$1.03M
WELL.PRI
17
DELISTED
Welltower Inc.
WELL.PRI
$6.15M 0.66% 99,997 -1,537 -2% -$94.5K
KEY.PRG
18
DELISTED
KeyCorp Pfd
KEY.PRG
$5.91M 0.64% 45,500 – –
FLOT icon
19
iShares Floating Rate Bond ETF
FLOT
$9.15B
$5.22M 0.56% 103,490 – –
FPX icon
20
First Trust US Equity Opportunities ETF
FPX
$1.03B
$5.11M 0.55% 104,959 +33,996 +48% +$1.66M
DCUA
21
DELISTED
DOMINION RESOURCES INC. CORP UNIT 2013 SER A (VA)
DCUA
$5.1M 0.55% 92,093 -20 -0% -$1.11K
TMUSP
22
DELISTED
T-Mobile US, Inc.5.50% Mandatory Convertible Preferred Stock, Series A
TMUSP
$5.01M 0.54% 72,415 -9,975 -12% -$690K
IGSB icon
23
iShares 1-5 Year Investment Grade Corporate Bond ETF
IGSB
$21.6B
$3.72M 0.4% 35,363 -34,232 -49% -$3.6M
KMB icon
24
Kimberly-Clark
KMB
$42.8B
$3.34M 0.36% 30,585 +21,900 +252% +$2.39M
AMSGP
25
DELISTED
Amsurg Corp. 5.25% Mandatory Convertible Pft Stk Ser A-1
AMSGP
$3.33M 0.36% 22,475 -5 -0% -$740
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