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SSI Investment Management Portfolio holdings

AUM $1.45B
1-Year Est. Return 5.8%
This Fund
S&P 500
This Quarter Est. Return
+0.92%
1 Year Est. Return
+5.8%
3 Year Est. Return
+11.81%
5 Year Est. Return
+13.07%
10 Year Est. Return
+29.97%
AUM
$1.03B
AUM Growth
+$52.6M
Cap. Flow
-$649M
Cap. Flow %
-62.88%
Top 10 Hldgs %
23.29%
Holding
438
New
49
Increased
47
Reduced
141
Closed
51

Top Buys

Rank Stock Value
1
RPT.PRD
RPT Realty 7.25% Series D Cumulative Convertible Perpetual Preferred Shares of Beneficial Interest
RPT.PRD
+$4.28M
2
IRDMB
Iridium Communications Inc - 6.75% Series B
IRDMB
+$4.16M
3
AMT.PRA
American Tower Corporation
AMT.PRA
+$1.69M
4
DCUA
DOMINION RESOURCES INC. CORP UNIT 2013 SER A (VA)
DCUA
+$1M
5
GOOG icon
Alphabet (Google) Class C
GOOG
+$635K

Top Sells

Rank Stock Value
1
PPL.PRW
PPL CORP CORP UITS CONSISTING OF PUR CONTRACT JR SUB NTS
PPL.PRW
+$2.17M
2
GWRU
GENESEE & WYOMING INC TANGIBLE EQUITY UNIT (DE)
GWRU
+$1.21M
3
OCR.PRB
OMNICARE CAP TR II SER B 4% TR PFD INCM EQTY REDM SEC PIERS
OCR.PRB
+$1.14M
4
GE icon
GE Aerospace
GE
+$816K
5
EWY icon
iShares MSCI South Korea ETF
EWY
+$752K

Sector Composition

Rank Sector Weight
1 Financials 1.73%
2 Industrials 1.29%
3 Healthcare 1.2%
4 Technology 1.08%
5 Energy 1.08%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
SPY icon
1
State Street SPDR S&P 500 ETF Trust
SPY
$778B
$64.3M 6.23%
328,787
+1,364
+0.4% +$259K
WELL.PRI
2
DELISTED
Welltower Inc.
WELL.PRI
$14.1M 1.37%
244,877
-4,231
-2% -$246K
BAC.PRL icon
3
Bank of America Series L
BAC.PRL
$3.95B
$12.6M 1.22%
10,757
+125
+1% +$146K
WFC.PRL icon
4
Wells Fargo 7.5% Non Cumv Perp Conv
WFC.PRL
$4.66B
$10.3M 1%
8,516
+208
+3% +$251K
KEY.PRG
5
DELISTED
KeyCorp Pfd
KEY.PRG
$9.68M 0.94%
74,511
-1,264
-2% -$164K
ALR.PRB
6
DELISTED
Alere Inc
ALR.PRB
$7.64M 0.74%
24,250
-1,500
-6% -$459K
MTCN
7
DELISTED
ARCELORMITTAL 6% MANDATORILTY CONV SUB NT DUE 2016 (LUX)
MTCN
$5.23M 0.51%
231,950
-20,000
-8% -$472K
OCR.PRB
8
DELISTED
OMNICARE CAP TR II SER B 4% TR PFD INCM EQTY REDM SEC PIERS
OCR.PRB
$4.95M 0.48%
60,695
-15,000
-20% -$1.14M
MLU
9
DELISTED
METLIFE, INC. COM EQUITY UNIT
MLU
$4.8M 0.46%
150,104
+4,569
+3% +$139K
DCUA
10
DELISTED
DOMINION RESOURCES INC. CORP UNIT 2013 SER A (VA)
DCUA
$4.75M 0.46%
82,073
+17,450
+27% +$1M
NEE.PRO
11
DELISTED
NEXTERA ENERGY INC UNITS EXPIRING 09/01/2015 (FL)
NEE.PRO
$4.46M 0.43%
68,748
-3,082
-4% -$192K
IRDMB
12
DELISTED
Iridium Communications Inc - 6.75% Series B
IRDMB
$4.34M 0.42%
+13,000
New +$4.16M
RPT.PRD
13
DELISTED
RPT Realty 7.25% Series D Cumulative Convertible Perpetual Preferred Shares of Beneficial Interest
RPT.PRD
$4.3M 0.42%
+70,000
New +$4.28M
IGSB icon
14
iShares 1-5 Year Investment Grade Corporate Bond ETF
IGSB
$22.8B
$4.06M 0.39%
76,790
– –
FLOT icon
15
iShares Floating Rate Bond ETF
FLOT
$10.1B
$4.06M 0.39%
79,812
– –
UTX.PRA
16
DELISTED
UNITED TECHNOLOGIES CORP CORP UNIT (DE)
UTX.PRA
$3.61M 0.35%
55,314
+3,319
+6% +$219K
SWU
17
DELISTED
STANLEY BLACK & DECKER INC CORP UNIT
SWU
$3.35M 0.33%
25,395
+2,635
+12% +$344K
GOOG icon
18
Alphabet (Google) Class C
GOOG
$3.9T
$2.38M 0.23%
82,045
+23,386
+40% +$635K
CCI.PRA
19
DELISTED
Crown Castle International Corp.
CCI.PRA
$2.13M 0.21%
20,995
+477
+2% +$48.8K
WY.PRA
20
DELISTED
WEYERHAEUSER COMP PREF CONV SER A (WA)
WY.PRA
$2.08M 0.2%
36,675
+1,115
+3% +$62.2K
HBANP
21
DELISTED
Huntington Bancshars Inc. Pfd Ser A
HBANP
$1.92M 0.19%
1,456
+36
+3% +$47K
AAPL icon
22
Apple
AAPL
$4.89T
$1.81M 0.18%
78,076
-6,568
-8% -$140K
JPM icon
23
JPMorgan Chase
JPM
$939B
$1.76M 0.17%
30,451
-2,078
-6% -$117K
AMT.PRA
24
DELISTED
American Tower Corporation
AMT.PRA
$1.67M 0.16%
+15,797
New +$1.69M
GE icon
25
GE Aerospace
GE
$367B
$1.59M 0.15%
12,617
-6,420
-34% -$816K
1
2 3 4 5

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DP
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HTI
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AT
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SIA
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CIM
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BFA
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SSI Investment Management's Q2 2014 Portfolio in Review

As of Q2 2014, SSI Investment Management held 438 positions worth $1.03B, up 5.4% from $980M the previous quarter. Its ten largest holdings account for 23% of the portfolio.

SSI Investment Management withdrew a net $649M in Q2 2014, closing 51 positions and reducing 141 holdings. Its most notable exit was PPL CORP CORP UITS CONSISTING OF PUR CONTRACT JR SUB NTS, an estimated $2.17M position sold in full.

By sector, the portfolio is most concentrated in Financials at 1.7% of assets, down from 2% a quarter earlier, followed by Industrials and Healthcare.

Against the trend, SSI Investment Management opened a new position in RPT Realty 7.25% Series D Cumulative Convertible Perpetual Preferred Shares of Beneficial Interest worth $4.3M.

  • SSI Investment Management's largest Q2 2014 buy was RPT Realty 7.25% Series D Cumulative Convertible Perpetual Preferred Shares of Beneficial Interest: 70,000 shares worth $4.3M.
  • SSI Investment Management added most to DOMINION RESOURCES INC. CORP UNIT 2013 SER A (VA) in Q2 2014, an estimated $1M increase.
  • SSI Investment Management's biggest Q2 2014 reduction was OMNICARE CAP TR II SER B 4% TR PFD INCM EQTY REDM SEC PIERS, cutting an estimated $1.14M.
  • SSI Investment Management fully exited PPL CORP CORP UITS CONSISTING OF PUR CONTRACT JR SUB NTS in Q2 2014, selling an estimated $2.17M.
  • SSI Investment Management's ten largest holdings make up 23% of its $1.03B portfolio in Q2 2014.
  • SSI Investment Management opened 49 new positions and closed 51 in Q2 2014.
  • SSI Investment Management's portfolio value rose 5.4% quarter-over-quarter to $1.03B.

Based on SSI Investment Management's 13F filing for Q2 2014, filed 8 Aug 2014.