SIM

SSI Investment Management Portfolio holdings

AUM $1.42B
This Quarter Return
+0.93%
1 Year Return
+4.23%
3 Year Return
+10.78%
5 Year Return
+15.82%
10 Year Return
+26.07%
AUM
$1.03B
AUM Growth
+$1.03B
Cap. Flow
+$3.68M
Cap. Flow %
0.36%
Top 10 Hldgs %
23.29%
Holding
464
New
49
Increased
50
Reduced
139
Closed
51

Top Buys

1
IRDMB
Iridium Communications Inc - 6.75% Series B
IRDMB
$4.34M
2
RPT.PRD
RPT Realty 7.25% Series D Cumulative Convertible Perpetual Preferred Shares of Beneficial Interest
RPT.PRD
$4.3M
3
AMT.PRA
American Tower Corporation
AMT.PRA
$1.67M
4
AAPL icon
Apple
AAPL
$1.53M
5
GOOG icon
Alphabet (Google) Class C
GOOG
$1.53M

Top Sells

1
PPL.PRW
PPL CORP CORP UITS CONSISTING OF PUR CONTRACT JR SUB NTS
PPL.PRW
$2.17M
2
OCR.PRB
OMNICARE CAP TR II SER B 4% TR PFD INCM EQTY REDM SEC PIERS
OCR.PRB
$1.22M
3
GWRU
GENESEE & WYOMING INC TANGIBLE EQUITY UNIT (DE)
GWRU
$1.21M
4
GE icon
GE Aerospace
GE
$810K
5
EWY icon
iShares MSCI South Korea ETF
EWY
$765K

Sector Composition

1 Financials 1.73%
2 Industrials 1.29%
3 Healthcare 1.2%
4 Technology 1.08%
5 Energy 1.08%
Name Market Value Portfolio Weight Shares or Principal Shares
Change % 		Capital Flow
SPY icon
1
SPDR S&P 500 ETF Trust
SPY
$658B
$64.4M 6.23% 328,787 +1,364 +0.4% +$267K
WELL.PRI
2
DELISTED
Welltower Inc.
WELL.PRI
$14.1M 1.37% 244,877 -4,231 -2% -$244K
BAC.PRL icon
3
Bank of America Series L
BAC.PRL
$3.84B
$12.6M 1.22% 10,757 +125 +1% +$146K
WFC.PRL icon
4
WELLS FARGO 7.5% NON CUMV PERP CONV
WFC.PRL
$4.82B
$10.3M 1% 8,516 +208 +3% +$252K
KEY.PRG
5
DELISTED
KeyCorp Pfd
KEY.PRG
$9.68M 0.94% 74,511 -1,264 -2% -$164K
ALR.PRB
6
DELISTED
Alere Inc
ALR.PRB
$7.64M 0.74% 24,250 -1,500 -6% -$473K
MTCN
7
DELISTED
ARCELORMITTAL 6% MANDATORILTY CONV SUB NT DUE 2016 (LUX)
MTCN
$5.23M 0.51% 231,950 -20,000 -8% -$451K
OCR.PRB
8
DELISTED
OMNICARE CAP TR II SER B 4% TR PFD INCM EQTY REDM SEC PIERS
OCR.PRB
$4.95M 0.48% 60,695 -15,000 -20% -$1.22M
MLU
9
DELISTED
METLIFE, INC. COM EQUITY UNIT
MLU
$4.8M 0.46% 150,104 +4,569 +3% +$146K
DCUA
10
DELISTED
DOMINION RESOURCES INC. CORP UNIT 2013 SER A (VA)
DCUA
$4.75M 0.46% 82,073 +17,450 +27% +$1.01M
NEE.PRO
11
DELISTED
NEXTERA ENERGY INC UNITS EXPIRING 09/01/2015 (FL)
NEE.PRO
$4.46M 0.43% 68,748 -3,082 -4% -$200K
IRDMB
12
DELISTED
Iridium Communications Inc - 6.75% Series B
IRDMB
$4.34M 0.42% +13,000 New +$4.34M
RPT.PRD
13
DELISTED
RPT Realty 7.25% Series D Cumulative Convertible Perpetual Preferred Shares of Beneficial Interest
RPT.PRD
$4.3M 0.42% +70,000 New +$4.3M
IGSB icon
14
iShares 1-5 Year Investment Grade Corporate Bond ETF
IGSB
$21.6B
$4.06M 0.39% 38,395 – –
FLOT icon
15
iShares Floating Rate Bond ETF
FLOT
$9.15B
$4.06M 0.39% 79,812 – –
UTX.PRA
16
DELISTED
UNITED TECHNOLOGIES CORP CORP UNIT (DE)
UTX.PRA
$3.61M 0.35% 55,314 +3,319 +6% +$217K
SWU
17
DELISTED
STANLEY BLACK & DECKER INC CORP UNIT
SWU
$3.36M 0.33% 25,395 +2,635 +12% +$348K
GOOG icon
18
Alphabet (Google) Class C
GOOG
$2.58T
$2.38M 0.23% 4,091 +2,630 +180% +$1.53M
CCI.PRA
19
DELISTED
Crown Castle International Corp.
CCI.PRA
$2.13M 0.21% 20,995 +477 +2% +$48.4K
WY.PRA
20
DELISTED
WEYERHAEUSER COMP PREF CONV SER A (WA)
WY.PRA
$2.08M 0.2% 36,675 +1,115 +3% +$63.2K
HBANP
21
DELISTED
Huntington Bancshars Inc. Pfd Ser A
HBANP
$1.92M 0.19% 1,456 +36 +3% +$47.5K
AAPL icon
22
Apple
AAPL
$3.45T
$1.82M 0.18% 19,519 +16,496 +546% +$1.53M
JPM icon
23
JPMorgan Chase
JPM
$829B
$1.76M 0.17% 30,451 -2,078 -6% -$120K
AMT.PRA
24
DELISTED
American Tower Corporation
AMT.PRA
$1.67M 0.16% +15,797 New +$1.67M
GE icon
25
GE Aerospace
GE
$292B
$1.59M 0.15% 60,466 -30,768 -34% -$810K
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