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SSI Investment Management Portfolio holdings

AUM $1.45B
1-Year Est. Return 5.8%
This Fund
S&P 500
This Quarter Est. Return
+0.95%
1 Year Est. Return
+5.8%
3 Year Est. Return
+11.81%
5 Year Est. Return
+13.07%
10 Year Est. Return
+29.97%
AUM
$1.39B
AUM Growth
-$14M
Cap. Flow
-$1.03B
Cap. Flow %
-74.51%
Top 10 Hldgs %
26.34%
Holding
317
New
31
Increased
12
Reduced
74
Closed
11

Top Buys

Rank Stock Value
1
VXUS icon
Vanguard Total International Stock ETF
VXUS
+$12.4M
2
NEE.PRP
NextEra Energy, Inc. 5.279% Corporate Units
NEE.PRP
+$6.68M
3
AESC
The AES Corporation
AESC
+$5.1M
4
FTSL icon
First Trust Senior Loan Fund ETF
FTSL
+$3.9M
5
TBF icon
ProShares Short 20+ Year Treasury ETF
TBF
+$3.42M

Top Sells

Rank Stock Value
1
IVV icon
iShares Core S&P 500 ETF
IVV
+$19.4M
2
SWT
Stanley Black & Decker, Inc.
SWT
+$7.18M
3
AGG icon
iShares Core US Aggregate Bond ETF
AGG
+$7.02M
4
CHNGU
Change Healthcare Inc. Tangible Equity Units
CHNGU
+$5.48M
5
ELAT
Elanco Animal Health Incorporated 5.00% Tangible Equity Units
ELAT
+$3.83M

Sector Composition

Rank Sector Weight
1 Technology 1%
2 Financials 0.65%
3 Communication Services 0.52%
4 Consumer Discretionary 0.52%
5 Healthcare 0.49%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
IVV icon
1
iShares Core S&P 500 ETF
IVV
$877B
$66.2M 4.77%
166,377
-50,202
-23% -$19.4M
AGG icon
2
iShares Core US Aggregate Bond ETF
AGG
$137B
$19.9M 1.43%
174,734
-60,589
-26% -$7.02M
SWT
3
DELISTED
Stanley Black & Decker, Inc.
SWT
$16.4M 1.18%
139,256
-64,336
-32% -$7.18M
NEE.PRP
4
DELISTED
NextEra Energy, Inc. 5.279% Corporate Units
NEE.PRP
$15M 1.08%
302,990
+130,505
+76% +$6.68M
VXUS icon
5
Vanguard Total International Stock ETF
VXUS
$155B
$12.4M 0.89%
+197,883
New +$12.4M
CFXA
6
DELISTED
Colfax Corporation 5.75% Tangible Equity Units
CFXA
$11.4M 0.82%
63,488
+1,320
+2% +$232K
LMBS icon
7
First Trust Exchange-Traded Fund IV First Trust Low Duration Opportunities ETF
LMBS
$6.35B
$8.94M 0.64%
175,078
+13,288
+8% +$683K
IWD icon
8
iShares Russell 1000 Value ETF
IWD
$82.2B
$6.74M 0.49%
44,492
+16,377
+58% +$2.37M
FPE icon
9
First Trust Preferred Securities and Income ETF
FPE
$6.33B
$5.96M 0.43%
295,827
+26,407
+10% +$533K
AESC
10
DELISTED
The AES Corporation
AESC
$5.16M 0.37%
+50,000
New +$5.1M
ACWX icon
11
iShares MSCI ACWI ex US ETF
ACWX
$11.5B
$4.61M 0.33%
83,603
+19,478
+30% +$1.08M
IEMG icon
12
iShares Core MSCI Emerging Markets ETF
IEMG
$151B
$4.5M 0.32%
69,902
+26,253
+60% +$1.73M
NEE.PRO
13
DELISTED
NextEra Energy, Inc. 4.872% Corporate Units
NEE.PRO
$4.48M 0.32%
77,995
-355
-0.5% -$21K
AAPL icon
14
Apple
AAPL
$4.44T
$4.04M 0.29%
33,057
-15
-0% -$1.93K
FTSL icon
15
First Trust Senior Loan Fund ETF
FTSL
$2.32B
$3.89M 0.28%
+81,154
New +$3.9M
MSFT icon
16
Microsoft
MSFT
$3.44T
$3.83M 0.28%
16,232
-7
-0% -$1.62K
CWB icon
17
State Street SPDR Bloomberg Convertible Securities ETF
CWB
$5.6B
$3.73M 0.27%
44,798
-195
-0.4% -$16.9K
IWM icon
18
iShares Russell 2000 ETF
IWM
$79.9B
$3.64M 0.26%
16,497
-605
-4% -$132K
TBF icon
19
ProShares Short 20+ Year Treasury ETF
TBF
$88.2M
$3.62M 0.26%
+200,000
New +$3.42M
EMB icon
20
iShares JPMorgan USD Emerging Markets Bond ETF
EMB
$15B
$3.34M 0.24%
30,695
+28,525
+1,315% +$3.19M
FDN icon
21
First Trust Dow Jones Internet Index Fund ETF
FDN
$5.12B
$3.3M 0.24%
+15,154
New +$3.37M
ANGL icon
22
VanEck Fallen Angel High Yield Bond ETF
ANGL
$3.08B
$3.1M 0.22%
97,251
-34,854
-26% -$1.12M
FLG.PRU
23
Flagstar Bank National Association Bifurcated Option Note Unit Securities
FLG.PRU
$118M
$3.06M 0.22%
61,158
– –
IYW icon
24
iShares US Technology ETF
IYW
$23.6B
$2.71M 0.2%
30,820
-604
-2% -$52.9K
AMZN icon
25
Amazon
AMZN
$2.92T
$2.64M 0.19%
17,060
– –
1
2 3 4 5

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CHAM
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DP
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HTI
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AT
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SIA
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CIM
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BFA
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SSI Investment Management's Q1 2021 Portfolio in Review

As of Q1 2021, SSI Investment Management held 317 positions worth $1.39B, down 1% from $1.4B the previous quarter. Its ten largest holdings account for 26% of the portfolio.

SSI Investment Management withdrew a net $1.03B in Q1 2021, closing 11 positions and reducing 74 holdings. Its most notable exit was Change Healthcare Inc. Tangible Equity Units, an estimated $5.48M position sold in full.

By sector, the portfolio is most concentrated in Technology at 1% of assets, up from 0.92% a quarter earlier, followed by Financials and Communication Services.

Against the trend, SSI Investment Management opened a new position in Vanguard Total International Stock ETF worth $12.4M.

  • SSI Investment Management's largest Q1 2021 buy was Vanguard Total International Stock ETF: 197,883 shares worth $12.4M.
  • SSI Investment Management added most to NextEra Energy, Inc. 5.279% Corporate Units in Q1 2021, an estimated $6.68M increase.
  • SSI Investment Management's biggest Q1 2021 reduction was iShares Core S&P 500 ETF, cutting an estimated $19.4M.
  • SSI Investment Management fully exited Change Healthcare Inc. Tangible Equity Units in Q1 2021, selling an estimated $5.48M.
  • SSI Investment Management's ten largest holdings make up 26% of its $1.39B portfolio in Q1 2021.
  • SSI Investment Management opened 31 new positions and closed 11 in Q1 2021.
  • SSI Investment Management's portfolio value fell 1% quarter-over-quarter to $1.39B.

Based on SSI Investment Management's 13F filing for Q1 2021, filed 28 May 2021.