SIM

SSI Investment Management Portfolio holdings

AUM $1.42B
This Quarter Return
+2.57%
1 Year Return
+4.23%
3 Year Return
+10.78%
5 Year Return
+15.82%
10 Year Return
+26.07%
AUM
$1.19B
AUM Growth
+$1.19B
Cap. Flow
+$40.9M
Cap. Flow %
3.42%
Top 10 Hldgs %
22.76%
Holding
302
New
24
Increased
14
Reduced
73
Closed
10

Top Buys

1
DHR.PRA
Danaher Corporation 4.75% Mandatory Convertible Preferred Stock, Series A
DHR.PRA
$14.5M
2
IVV icon
iShares Core S&P 500 ETF
IVV
$11.4M
3
AEPPL
American Electric Power Company, Inc. Corporate Unit
AEPPL
$5.42M
4
CFXA
Colfax Corporation 5.75% Tangible Equity Units
CFXA
$4.84M
5
DTV
DTE Energy Company 2016 Corporate Units
DTV
$4.25M

Top Sells

1
SHY icon
iShares 1-3 Year Treasury Bond ETF
SHY
$6.53M
2
HES.PRA
Hess Corporation
HES.PRA
$4.1M
3
FLOT icon
iShares Floating Rate Bond ETF
FLOT
$2.09M
4
FXH icon
First Trust Health Care AlphaDEX Fund
FXH
$1.86M
5
DYNC
Vistra Energy Corp.
DYNC
$1.54M

Sector Composition

1 Technology 0.63%
2 Financials 0.57%
3 Healthcare 0.49%
4 Communication Services 0.42%
5 Consumer Staples 0.33%
Name Market Value Portfolio Weight Shares or Principal Shares
Change % 		Capital Flow
IVV icon
1
iShares Core S&P 500 ETF
IVV
$662B
$57.6M 4.82% 202,301 +39,953 +25% +$11.4M
WFC.PRL icon
2
WELLS FARGO 7.5% NON CUMV PERP CONV
WFC.PRL
$4.82B
$32.9M 2.75% 25,443 -242 -0.9% -$313K
BAC.PRL icon
3
Bank of America Series L
BAC.PRL
$3.84B
$30.4M 2.54% 23,329 +1,041 +5% +$1.36M
BDXA
4
DELISTED
Becton, Dickinson and Company Depositary Shares, each Representing a 1/20th Interest in a Share of 6
BDXA
$21.4M 1.79% 346,677 -4,795 -1% -$296K
AGG icon
5
iShares Core US Aggregate Bond ETF
AGG
$131B
$15.6M 1.3% 142,701 -4,937 -3% -$538K
DHR.PRA
6
DELISTED
Danaher Corporation 4.75% Mandatory Convertible Preferred Stock, Series A
DHR.PRA
$14.5M 1.22% +13,849 New +$14.5M
NEE.PRR
7
DELISTED
NextEra Energy, Inc.
NEE.PRR
$13.1M 1.1% 211,370 +715 +0.3% +$44.5K
SRE.PRA
8
DELISTED
Sempra Energy 6% Mandatory Convertible Preferred Stock, Series A
SRE.PRA
$12.7M 1.06% 119,905 -750 -0.6% -$79.3K
CCI.PRA
9
DELISTED
Crown Castle International Corp. 6.875% Mandatory Convertible Preferred Stock, Series A
CCI.PRA
$12.6M 1.06% 10,655 -21 -0.2% -$24.9K
FTV.PRA
10
DELISTED
Fortive Corporation 5.00% Mandatory Convertible Preferred Stock, Series A
FTV.PRA
$10.7M 0.9% 10,165 -353 -3% -$372K
IFFT
11
DELISTED
International Flavors & Fragrances Inc. 6.00% Tangible Equity Units
IFFT
$8.34M 0.7% 166,025 +57,495 +53% +$2.89M
CNP.PRB
12
DELISTED
CenterPoint Energy, Inc. Depositary Shares Each Representing a 1/20th Interest in a Share of 7.00% S
CNP.PRB
$8.23M 0.69% 155,740 +24,575 +19% +$1.3M
DCUD
13
DELISTED
Dominion Energy, Inc 2016 Series A Corporate Units
DCUD
$7.15M 0.6% 143,235 -2,995 -2% -$149K
LMBS icon
14
First Trust Exchange-Traded Fund IV First Trust Low Duration Opportunities ETF
LMBS
$5.3B
$7.09M 0.59% 138,203 +943 +0.7% +$48.4K
AEPPL
15
DELISTED
American Electric Power Company, Inc. Corporate Unit
AEPPL
$5.42M 0.45% +106,500 New +$5.42M
FLG.PRU
16
Flagstar Financial, Inc. Bifurcated Option Note Unit SecuritiES
FLG.PRU
$113M
$5.18M 0.43% 108,432 +8,050 +8% +$384K
SWP
17
DELISTED
Stanley Black & Decker, Inc. Corporate Units
SWP
$4.97M 0.42% 50,804 -1,865 -4% -$182K
DTV
18
DELISTED
DTE Energy Company 2016 Corporate Units
DTV
$4.84M 0.41% 87,500 +76,805 +718% +$4.25M
CFXA
19
DELISTED
Colfax Corporation 5.75% Tangible Equity Units
CFXA
$4.84M 0.41% +36,290 New +$4.84M
DYNC
20
DELISTED
Vistra Energy Corp.
DYNC
$4.43M 0.37% 45,000 -15,600 -26% -$1.54M
FEX icon
21
First Trust Large Cap Core AlphaDEX Fund
FEX
$1.36B
$4.33M 0.36% 72,795 +682 +0.9% +$40.6K
FLOT icon
22
iShares Floating Rate Bond ETF
FLOT
$9.15B
$3.58M 0.3% 70,409 -41,017 -37% -$2.09M
ENR.PRA
23
DELISTED
Energizer Holdings, Inc. 7.50% Series A Mandatory Convertible Preferred Stock
ENR.PRA
$3.4M 0.29% +35,000 New +$3.4M
QTS.PRB
24
DELISTED
QTS Realty Trust, Inc. 6.50% Series B Cumulative Convertible Perpetual Preferred Stock
QTS.PRB
$2.99M 0.25% 27,400 +2,400 +10% +$262K
NBR.PRA
25
DELISTED
Nabors Industries Ltd. 6.00% Mandatory Convertible Preferred Shares, Series A
NBR.PRA
$2.94M 0.25% +109,806 New +$2.94M
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