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SSI Investment Management Portfolio holdings

AUM $1.45B
1-Year Est. Return 5.8%
This Fund
S&P 500
This Quarter Est. Return
+2.56%
1 Year Est. Return
+5.8%
3 Year Est. Return
+11.81%
5 Year Est. Return
+13.07%
10 Year Est. Return
+29.97%
AUM
$1.19B
AUM Growth
+$125M
Cap. Flow
-$668M
Cap. Flow %
-55.93%
Top 10 Hldgs %
22.76%
Holding
282
New
24
Increased
14
Reduced
73
Closed
10

Top Buys

Rank Stock Value
1
DHR.PRA
Danaher Corporation 4.75% Mandatory Convertible Preferred Stock, Series A
DHR.PRA
+$14.3M
2
IVV icon
iShares Core S&P 500 ETF
IVV
+$10.9M
3
AEPPL
American Electric Power Company, Inc. Corporate Unit
AEPPL
+$5.48M
4
CFXA
Colfax Corporation 5.75% Tangible Equity Units
CFXA
+$4.4M
5
DTV
DTE Energy Company 2016 Corporate Units
DTV
+$4.16M

Top Sells

Rank Stock Value
1
SHY icon
iShares 1-3 Year Treasury Bond ETF
SHY
+$6.51M
2
HES.PRA
Hess Corporation
HES.PRA
+$4.09M
3
FLOT icon
iShares Floating Rate Bond ETF
FLOT
+$2.08M
4
FXH icon
First Trust Health Care AlphaDEX Fund
FXH
+$1.86M
5
DYNC
Vistra Energy Corp.
DYNC
+$1.52M

Sector Composition

Rank Sector Weight
1 Technology 0.63%
2 Financials 0.57%
3 Healthcare 0.49%
4 Communication Services 0.42%
5 Consumer Staples 0.33%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
IVV icon
1
iShares Core S&P 500 ETF
IVV
$871B
$57.6M 4.82%
202,301
+39,953
+25% +$10.9M
WFC.PRL icon
2
Wells Fargo 7.5% Non Cumv Perp Conv
WFC.PRL
$4.69B
$32.9M 2.75%
25,443
-242
-0.9% -$313K
BAC.PRL icon
3
Bank of America Series L
BAC.PRL
$3.98B
$30.4M 2.54%
23,329
+1,041
+5% +$1.35M
BDXA
4
DELISTED
Becton, Dickinson and Company Depositary Shares, each Representing a 1/20th Interest in a Share of 6
BDXA
$21.4M 1.79%
346,677
-4,795
-1% -$291K
AGG icon
5
iShares Core US Aggregate Bond ETF
AGG
$138B
$15.6M 1.3%
142,701
-4,937
-3% -$529K
DHR.PRA
6
DELISTED
Danaher Corporation 4.75% Mandatory Convertible Preferred Stock, Series A
DHR.PRA
$14.5M 1.22%
+13,849
New +$14.3M
NEE.PRR
7
DELISTED
NextEra Energy, Inc.
NEE.PRR
$13.1M 1.1%
211,370
+715
+0.3% +$42.9K
SRE.PRA
8
DELISTED
Sempra Energy 6% Mandatory Convertible Preferred Stock, Series A
SRE.PRA
$12.7M 1.06%
119,905
-750
-0.6% -$76.6K
CCI.PRA
9
DELISTED
Crown Castle International Corp. 6.875% Mandatory Convertible Preferred Stock, Series A
CCI.PRA
$12.6M 1.06%
10,655
-21
-0.2% -$23.3K
FTV.PRA
10
DELISTED
Fortive Corporation 5.00% Mandatory Convertible Preferred Stock, Series A
FTV.PRA
$10.7M 0.9%
10,165
-353
-3% -$352K
IFFT
11
DELISTED
International Flavors & Fragrances Inc. 6.00% Tangible Equity Units
IFFT
$8.34M 0.7%
166,025
+57,495
+53% +$2.94M
CNP.PRB
12
DELISTED
CenterPoint Energy, Inc. Depositary Shares Each Representing a 1/20th Interest in a Share of 7.00% S
CNP.PRB
$8.23M 0.69%
155,740
+24,575
+19% +$1.29M
DCUD
13
DELISTED
Dominion Energy, Inc 2016 Series A Corporate Units
DCUD
$7.15M 0.6%
143,235
-2,995
-2% -$146K
LMBS icon
14
First Trust Exchange-Traded Fund IV First Trust Low Duration Opportunities ETF
LMBS
$6.35B
$7.09M 0.59%
138,203
+943
+0.7% +$48.3K
AEPPL
15
DELISTED
American Electric Power Company, Inc. Corporate Unit
AEPPL
$5.42M 0.45%
+106,500
New +$5.48M
FLG.PRU
16
Flagstar Bank National Association Bifurcated Option Note Unit Securities
FLG.PRU
$119M
$5.18M 0.43%
108,432
+8,050
+8% +$382K
SWP
17
DELISTED
Stanley Black & Decker, Inc. Corporate Units
SWP
$4.97M 0.42%
50,804
-1,865
-4% -$179K
DTV
18
DELISTED
DTE Energy Company 2016 Corporate Units
DTV
$4.84M 0.41%
87,500
+76,805
+718% +$4.16M
CFXA
19
DELISTED
Colfax Corporation 5.75% Tangible Equity Units
CFXA
$4.84M 0.41%
+36,290
New +$4.4M
DYNC
20
DELISTED
Vistra Energy Corp.
DYNC
$4.43M 0.37%
45,000
-15,600
-26% -$1.52M
FEX icon
21
First Trust Large Cap Core AlphaDEX Fund
FEX
$1.58B
$4.33M 0.36%
72,795
+682
+0.9% +$39.2K
FLOT icon
22
iShares Floating Rate Bond ETF
FLOT
$10.2B
$3.58M 0.3%
70,409
-41,017
-37% -$2.08M
ENR.PRA
23
DELISTED
Energizer Holdings, Inc. 7.50% Series A Mandatory Convertible Preferred Stock
ENR.PRA
$3.4M 0.29%
+35,000
New +$3.52M
QTS.PRB
24
DELISTED
QTS Realty Trust, Inc. 6.50% Series B Cumulative Convertible Perpetual Preferred Stock
QTS.PRB
$2.99M 0.25%
27,400
+2,400
+10% +$249K
NBR.PRA
25
DELISTED
Nabors Industries Ltd. 6.00% Mandatory Convertible Preferred Shares, Series A
NBR.PRA
$2.94M 0.25%
+109,806
New +$2.7M
1
2 3 4 5

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CHAM
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DP
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HTI
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AT
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SIA
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CIM
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BFA
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SSI Investment Management's Q1 2019 Portfolio in Review

As of Q1 2019, SSI Investment Management held 282 positions worth $1.19B, up 12% from $1.07B the previous quarter. Its ten largest holdings account for 23% of the portfolio.

SSI Investment Management withdrew a net $668M in Q1 2019, closing 10 positions and reducing 73 holdings. Its most notable exit was Hess Corporation, an estimated $4.09M position sold in full.

By sector, the portfolio is most concentrated in Technology at 0.63% of assets, up from 0.56% a quarter earlier, followed by Financials and Healthcare.

Against the trend, SSI Investment Management opened a new position in Danaher Corporation 4.75% Mandatory Convertible Preferred Stock, Series A worth $14.5M.

  • SSI Investment Management's largest Q1 2019 buy was Danaher Corporation 4.75% Mandatory Convertible Preferred Stock, Series A: 13,849 shares worth $14.5M.
  • SSI Investment Management added most to iShares Core S&P 500 ETF in Q1 2019, an estimated $10.9M increase.
  • SSI Investment Management's biggest Q1 2019 reduction was iShares 1-3 Year Treasury Bond ETF, cutting an estimated $6.51M.
  • SSI Investment Management fully exited Hess Corporation in Q1 2019, selling an estimated $4.09M.
  • SSI Investment Management's ten largest holdings make up 23% of its $1.19B portfolio in Q1 2019.
  • SSI Investment Management opened 24 new positions and closed 10 in Q1 2019.
  • SSI Investment Management's portfolio value rose 12% quarter-over-quarter to $1.19B.

Based on SSI Investment Management's 13F filing for Q1 2019, filed 13 May 2019.