SIM

SSI Investment Management Portfolio holdings

AUM $1.42B
This Quarter Return
+1.05%
1 Year Return
+4.23%
3 Year Return
+10.78%
5 Year Return
+15.82%
10 Year Return
+26.07%
AUM
$999M
AUM Growth
+$999M
Cap. Flow
+$11.1M
Cap. Flow %
1.12%
Top 10 Hldgs %
22.6%
Holding
297
New
9
Increased
87
Reduced
22
Closed
8

Top Buys

1
SWNC
Southwestern Energy Company
SWNC
$4.56M
2
IVV icon
iShares Core S&P 500 ETF
IVV
$3.65M
3
AGN.PRA
Allergan plc.
AGN.PRA
$2.74M
4
CCI.PRA
Crown Castle International Corp.
CCI.PRA
$2.66M
5
AGG icon
iShares Core US Aggregate Bond ETF
AGG
$2.48M

Top Sells

1
TSNU
Tyson Foods, Inc.
TSNU
$4.21M
2
ARE.PRD
Alexandria Real Estate Equities, Inc. 7.00% Series D Cumulative Convertible Preferred Stock
ARE.PRD
$4.2M
3
SRCLP
Stericycle, Inc
SRCLP
$4.17M
4
FPE icon
First Trust Preferred Securities and Income ETF
FPE
$2.19M
5
BAC.PRL icon
Bank of America Series L
BAC.PRL
$325K

Sector Composition

1 Industrials 0.85%
2 Financials 0.73%
3 Healthcare 0.63%
4 Consumer Staples 0.51%
5 Communication Services 0.5%
Name Market Value Portfolio Weight Shares or Principal Shares
Change % 		Capital Flow
IVV icon
1
iShares Core S&P 500 ETF
IVV
$662B
$37.6M 3.6% 178,578 +17,346 +11% +$3.65M
AGN.PRA
2
DELISTED
Allergan plc.
AGN.PRA
$27M 2.58% 32,431 +3,296 +11% +$2.74M
WFC.PRL icon
3
WELLS FARGO 7.5% NON CUMV PERP CONV
WFC.PRL
$4.82B
$23.6M 2.26% 18,156 -117 -0.6% -$152K
BAC.PRL icon
4
Bank of America Series L
BAC.PRL
$3.84B
$20M 1.92% 16,759 -272 -2% -$325K
FTRPR
5
DELISTED
Frontier Communications Corporation 11.125% Series A Mandatory Convertible Preferred Stock
FTRPR
$16.6M 1.59% 175,355 -3,276 -2% -$310K
AGG icon
6
iShares Core US Aggregate Bond ETF
AGG
$131B
$14.9M 1.43% 132,661 +22,046 +20% +$2.48M
SPY icon
7
SPDR S&P 500 ETF Trust
SPY
$658B
$11.3M 1.09% 54,168 – –
DCUC
8
DELISTED
Dominion Energy, Inc.
DCUC
$9.07M 0.87% 175,880 -2,615 -1% -$135K
ANTX
9
DELISTED
Anthem, Inc.
ANTX
$9.05M 0.87% 202,227 -5,188 -3% -$232K
AMT.PRA
10
DELISTED
American Tower Corporation
AMT.PRA
$8.85M 0.85% 79,097 -457 -0.6% -$51.1K
CCI.PRA
11
DELISTED
Crown Castle International Corp.
CCI.PRA
$8.34M 0.8% 68,895 +21,950 +47% +$2.66M
WPXP
12
DELISTED
WPX Energy, Inc.
WPXP
$7.89M 0.76% 170,667 -4,333 -2% -$200K
NEE.PRP
13
DELISTED
NEXTERA ENERGY INC EQUITY UNIT
NEE.PRP
$6.94M 0.66% 104,005 -1,755 -2% -$117K
SWNC
14
DELISTED
Southwestern Energy Company
SWNC
$6.65M 0.64% 222,240 +152,465 +219% +$4.56M
WELL.PRI
15
DELISTED
Welltower Inc.
WELL.PRI
$6.54M 0.63% 96,501 +7,079 +8% +$480K
IWD icon
16
iShares Russell 1000 Value ETF
IWD
$63.5B
$6.16M 0.59% 59,650 – –
KEY.PRG
17
DELISTED
KeyCorp Pfd
KEY.PRG
$5.78M 0.55% 44,471 -1,029 -2% -$134K
TMUSP
18
DELISTED
T-Mobile US, Inc.5.50% Mandatory Convertible Preferred Stock, Series A
TMUSP
$5.63M 0.54% 76,858 -1,437 -2% -$105K
FLOT icon
19
iShares Floating Rate Bond ETF
FLOT
$9.15B
$5.24M 0.5% 103,464 – –
TSNU
20
DELISTED
Tyson Foods, Inc.
TSNU
$5.06M 0.49% 68,452 -56,903 -45% -$4.21M
FEX icon
21
First Trust Large Cap Core AlphaDEX Fund
FEX
$1.36B
$4.92M 0.47% 109,182 – –
SRCLP
22
DELISTED
Stericycle, Inc
SRCLP
$4.66M 0.45% 56,140 -50,235 -47% -$4.17M
TLT icon
23
iShares 20+ Year Treasury Bond ETF
TLT
$47.8B
$4.46M 0.43% 32,121 +10,740 +50% +$1.49M
KMI.PRA
24
DELISTED
Kinder Morgan, Inc.
KMI.PRA
$4.36M 0.42% 90,325 +46,435 +106% +$2.24M
IRDMB
25
DELISTED
Iridium Communications Inc - 6.75% Series B
IRDMB
$4.22M 0.4% 12,996 -504 -4% -$164K
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