We are live on ! Find out more
SIM

SSI Investment Management Portfolio holdings

AUM $1.45B
1-Year Est. Return 5.8%
This Fund
S&P 500
This Quarter Est. Return
-2.1%
1 Year Est. Return
+5.8%
3 Year Est. Return
+11.81%
5 Year Est. Return
+13.07%
10 Year Est. Return
+29.97%
AUM
$1.07B
AUM Growth
-$229M
Cap. Flow
-$848M
Cap. Flow %
-79.3%
Top 10 Hldgs %
22.62%
Holding
289
New
5
Increased
13
Reduced
75
Closed
32

Top Buys

Rank Stock Value
1
DCUD
Dominion Energy, Inc 2016 Series A Corporate Units
DCUD
+$7.08M
2
SHY icon
iShares 1-3 Year Treasury Bond ETF
SHY
+$6.93M
3
CNP.PRB
CenterPoint Energy, Inc. Depositary Shares Each Representing a 1/20th Interest in a Share of 7.00% S
CNP.PRB
+$6.59M
4
AGG icon
iShares Core US Aggregate Bond ETF
AGG
+$5.83M
5
BAC.PRL icon
Bank of America Series L
BAC.PRL
+$5.04M

Top Sells

Rank Stock Value
1
HES.PRA
Hess Corporation
HES.PRA
+$5.59M
2
IVV icon
iShares Core S&P 500 ETF
IVV
+$3.26M
3
FTSL icon
First Trust Senior Loan Fund ETF
FTSL
+$2.77M
4
FTXO icon
First Trust Nasdaq Bank ETF
FTXO
+$2.67M
5
FPE icon
First Trust Preferred Securities and Income ETF
FPE
+$1.49M

Sector Composition

Rank Sector Weight
1 Financials 0.63%
2 Technology 0.56%
3 Healthcare 0.53%
4 Communication Services 0.41%
5 Consumer Staples 0.32%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
IVV icon
1
iShares Core S&P 500 ETF
IVV
$871B
$40.8M 3.82%
162,348
-11,989
-7% -$3.26M
WFC.PRL icon
2
Wells Fargo 7.5% Non Cumv Perp Conv
WFC.PRL
$4.69B
$32.4M 3.03%
25,685
+2,792
+12% +$3.54M
BAC.PRL icon
3
Bank of America Series L
BAC.PRL
$3.98B
$27.9M 2.61%
22,288
+3,971
+22% +$5.04M
BDXA
4
DELISTED
Becton, Dickinson and Company Depositary Shares, each Representing a 1/20th Interest in a Share of 6
BDXA
$20.3M 1.9%
351,472
-2,550
-0.7% -$154K
AGG icon
5
iShares Core US Aggregate Bond ETF
AGG
$138B
$15.7M 1.47%
147,638
+55,603
+60% +$5.83M
NEE.PRR
6
DELISTED
NextEra Energy, Inc.
NEE.PRR
$12.1M 1.14%
210,655
-15,940
-7% -$931K
SRE.PRA
7
DELISTED
Sempra Energy 6% Mandatory Convertible Preferred Stock, Series A
SRE.PRA
$11.6M 1.09%
120,655
+750
+0.6% +$75.7K
CCI.PRA
8
DELISTED
Crown Castle International Corp. 6.875% Mandatory Convertible Preferred Stock, Series A
CCI.PRA
$11.2M 1.05%
10,676
+2,270
+27% +$2.39M
FTV.PRA
9
DELISTED
Fortive Corporation 5.00% Mandatory Convertible Preferred Stock, Series A
FTV.PRA
$9.55M 0.89%
10,518
-766
-7% -$753K
LMBS icon
10
First Trust Exchange-Traded Fund IV First Trust Low Duration Opportunities ETF
LMBS
$6.35B
$7.01M 0.66%
137,260
+40,788
+42% +$2.08M
DCUD
11
DELISTED
Dominion Energy, Inc 2016 Series A Corporate Units
DCUD
$7M 0.66%
+146,230
New +$7.08M
SHY icon
12
iShares 1-3 Year Treasury Bond ETF
SHY
$25.4B
$6.97M 0.65%
+83,385
New +$6.93M
CNP.PRB
13
DELISTED
CenterPoint Energy, Inc. Depositary Shares Each Representing a 1/20th Interest in a Share of 7.00% S
CNP.PRB
$6.61M 0.62%
+131,165
New +$6.59M
FLOT icon
14
iShares Floating Rate Bond ETF
FLOT
$10.2B
$5.61M 0.53%
111,426
-513
-0.5% -$26K
IFFT
15
DELISTED
International Flavors & Fragrances Inc. 6.00% Tangible Equity Units
IFFT
$5.52M 0.52%
108,530
+4,780
+5% +$262K
DYNC
16
DELISTED
Vistra Energy Corp.
DYNC
$5.5M 0.51%
60,600
-8,400
-12% -$789K
SWP
17
DELISTED
Stanley Black & Decker, Inc. Corporate Units
SWP
$4.79M 0.45%
52,669
+236
+0.5% +$22.6K
FLG.PRU
18
Flagstar Bank National Association Bifurcated Option Note Unit Securities
FLG.PRU
$119M
$4.49M 0.42%
100,382
-11,118
-10% -$520K
HES.PRA
19
DELISTED
Hess Corporation
HES.PRA
$4.09M 0.38%
82,507
-87,638
-52% -$5.59M
FEX icon
20
First Trust Large Cap Core AlphaDEX Fund
FEX
$1.58B
$3.76M 0.35%
72,113
-23,173
-24% -$1.32M
VRTSP
21
DELISTED
Virtus Investment Partners, Inc. 7.25% Series D Mandatory Convertible Preferred Stock
VRTSP
$2.6M 0.24%
34,501
– –
IYW icon
22
iShares US Technology ETF
IYW
$23B
$2.41M 0.23%
60,352
-364
-0.6% -$15.8K
QTS.PRB
23
DELISTED
QTS Realty Trust, Inc. 6.50% Series B Cumulative Convertible Perpetual Preferred Stock
QTS.PRB
$2.36M 0.22%
25,000
– –
TLT icon
24
iShares 20+ Year Treasury Bond ETF
TLT
$43.1B
$2.19M 0.2%
+18,021
New +$2.09M
TBF icon
25
ProShares Short 20+ Year Treasury ETF
TBF
$85.7M
$2.02M 0.19%
90,000
-56,634
-39% -$1.34M
1
2 3 4 5

Similar funds

VIP
Vantage Investment Partners Kansas City, Missouri $1.45B AUM 18.96% 1-Year Est. Return
CHAM
Clear Harbor Asset Management Stamford, Connecticut $1.45B AUM 23.7% 1-Year Est. Return
DP
DDD Partners Bellevue, Washington $1.45B AUM 9.14% 1-Year Est. Return
HTI
Hikari Tsushin Inc Tokyo, Japan $1.45B AUM 3.37% 1-Year Est. Return
AT
Avalon Trust Santa Fe, New Mexico $1.45B AUM 35.31% 1-Year Est. Return
SIA
Strategic Investment Advisors Farmington Hills, Michigan $1.45B AUM 17.59% 1-Year Est. Return
CIM
Corda Investment Management Houston, Texas $1.45B AUM 22.99% 1-Year Est. Return
BFA
Beaumont Financial Advisors Needham, Massachusetts $1.46B AUM 21.07% 1-Year Est. Return

SSI Investment Management's Q4 2018 Portfolio in Review

As of Q4 2018, SSI Investment Management held 289 positions worth $1.07B, down 18% from $1.3B the previous quarter. Its ten largest holdings account for 23% of the portfolio.

SSI Investment Management withdrew a net $848M in Q4 2018, closing 32 positions and reducing 75 holdings. Its most notable exit was First Trust Senior Loan Fund ETF, an estimated $2.77M position sold in full.

By sector, the portfolio is most concentrated in Financials at 0.63% of assets, down from 0.66% a quarter earlier, followed by Technology and Healthcare.

Against the trend, SSI Investment Management opened a new position in Dominion Energy, Inc 2016 Series A Corporate Units worth $7M.

  • SSI Investment Management's largest Q4 2018 buy was Dominion Energy, Inc 2016 Series A Corporate Units: 146,230 shares worth $7M.
  • SSI Investment Management added most to iShares Core US Aggregate Bond ETF in Q4 2018, an estimated $5.83M increase.
  • SSI Investment Management's biggest Q4 2018 reduction was Hess Corporation, cutting an estimated $5.59M.
  • SSI Investment Management fully exited First Trust Senior Loan Fund ETF in Q4 2018, selling an estimated $2.77M.
  • SSI Investment Management's ten largest holdings make up 23% of its $1.07B portfolio in Q4 2018.
  • SSI Investment Management opened 5 new positions and closed 32 in Q4 2018.
  • SSI Investment Management's portfolio value fell 18% quarter-over-quarter to $1.07B.

Based on SSI Investment Management's 13F filing for Q4 2018, filed 8 Feb 2019.