SIM

SSI Investment Management Portfolio holdings

AUM $1.42B
This Quarter Return
-2.11%
1 Year Return
+4.23%
3 Year Return
+10.78%
5 Year Return
+15.82%
10 Year Return
+26.07%
AUM
$1.07B
AUM Growth
+$1.07B
Cap. Flow
+$13.7M
Cap. Flow %
1.29%
Top 10 Hldgs %
22.62%
Holding
315
New
5
Increased
14
Reduced
74
Closed
32

Top Buys

1
DCUD
Dominion Energy, Inc 2016 Series A Corporate Units
DCUD
$7M
2
SHY icon
iShares 1-3 Year Treasury Bond ETF
SHY
$6.97M
3
CNP.PRB
CenterPoint Energy, Inc. Depositary Shares Each Representing a 1/20th Interest in a Share of 7.00% S
CNP.PRB
$6.61M
4
AGG icon
iShares Core US Aggregate Bond ETF
AGG
$5.92M
5
BAC.PRL icon
Bank of America Series L
BAC.PRL
$4.97M

Top Sells

1
HES.PRA
Hess Corporation
HES.PRA
$4.35M
2
IVV icon
iShares Core S&P 500 ETF
IVV
$3.02M
3
FTSL icon
First Trust Senior Loan Fund ETF
FTSL
$2.77M
4
FTXO icon
First Trust Nasdaq Bank ETF
FTXO
$2.67M
5
FPE icon
First Trust Preferred Securities and Income ETF
FPE
$1.49M

Sector Composition

1 Financials 0.63%
2 Technology 0.56%
3 Healthcare 0.53%
4 Communication Services 0.41%
5 Consumer Staples 0.32%
Name Market Value Portfolio Weight Shares or Principal Shares
Change % 		Capital Flow
IVV icon
1
iShares Core S&P 500 ETF
IVV
$662B
$40.8M 3.82% 162,348 -11,989 -7% -$3.02M
WFC.PRL icon
2
WELLS FARGO 7.5% NON CUMV PERP CONV
WFC.PRL
$4.82B
$32.4M 3.03% 25,685 +2,792 +12% +$3.52M
BAC.PRL icon
3
Bank of America Series L
BAC.PRL
$3.84B
$27.9M 2.61% 22,288 +3,971 +22% +$4.97M
BDXA
4
DELISTED
Becton, Dickinson and Company Depositary Shares, each Representing a 1/20th Interest in a Share of 6
BDXA
$20.3M 1.9% 351,472 -2,550 -0.7% -$147K
AGG icon
5
iShares Core US Aggregate Bond ETF
AGG
$131B
$15.7M 1.47% 147,638 +55,603 +60% +$5.92M
NEE.PRR
6
DELISTED
NextEra Energy, Inc.
NEE.PRR
$12.1M 1.14% 210,655 -15,940 -7% -$919K
SRE.PRA
7
DELISTED
Sempra Energy 6% Mandatory Convertible Preferred Stock, Series A
SRE.PRA
$11.6M 1.09% 120,655 +750 +0.6% +$72.2K
CCI.PRA
8
DELISTED
Crown Castle International Corp. 6.875% Mandatory Convertible Preferred Stock, Series A
CCI.PRA
$11.2M 1.05% 10,676 +2,270 +27% +$2.38M
FTV.PRA
9
DELISTED
Fortive Corporation 5.00% Mandatory Convertible Preferred Stock, Series A
FTV.PRA
$9.55M 0.89% 10,518 -766 -7% -$696K
LMBS icon
10
First Trust Exchange-Traded Fund IV First Trust Low Duration Opportunities ETF
LMBS
$5.3B
$7.01M 0.66% 137,260 +40,788 +42% +$2.08M
DCUD
11
DELISTED
Dominion Energy, Inc 2016 Series A Corporate Units
DCUD
$7M 0.66% +146,230 New +$7M
SHY icon
12
iShares 1-3 Year Treasury Bond ETF
SHY
$24.5B
$6.97M 0.65% +83,385 New +$6.97M
CNP.PRB
13
DELISTED
CenterPoint Energy, Inc. Depositary Shares Each Representing a 1/20th Interest in a Share of 7.00% S
CNP.PRB
$6.61M 0.62% +131,165 New +$6.61M
FLOT icon
14
iShares Floating Rate Bond ETF
FLOT
$9.15B
$5.61M 0.53% 111,426 -513 -0.5% -$25.8K
IFFT
15
DELISTED
International Flavors & Fragrances Inc. 6.00% Tangible Equity Units
IFFT
$5.52M 0.52% 108,530 +4,780 +5% +$243K
DYNC
16
DELISTED
Vistra Energy Corp.
DYNC
$5.5M 0.51% 60,600 -8,400 -12% -$763K
SWP
17
DELISTED
Stanley Black & Decker, Inc. Corporate Units
SWP
$4.79M 0.45% 52,669 +236 +0.5% +$21.4K
FLG.PRU
18
Flagstar Financial, Inc. Bifurcated Option Note Unit SecuritiES
FLG.PRU
$113M
$4.49M 0.42% 100,382 -11,118 -10% -$498K
HES.PRA
19
DELISTED
Hess Corporation
HES.PRA
$4.1M 0.38% 82,507 -87,638 -52% -$4.35M
FEX icon
20
First Trust Large Cap Core AlphaDEX Fund
FEX
$1.36B
$3.76M 0.35% 72,113 -23,173 -24% -$1.21M
VRTSP
21
DELISTED
Virtus Investment Partners, Inc. 7.25% Series D Mandatory Convertible Preferred Stock
VRTSP
$2.6M 0.24% 34,501 – –
IYW icon
22
iShares US Technology ETF
IYW
$22.9B
$2.41M 0.23% 15,088 -91 -0.6% -$14.6K
QTS.PRB
23
DELISTED
QTS Realty Trust, Inc. 6.50% Series B Cumulative Convertible Perpetual Preferred Stock
QTS.PRB
$2.36M 0.22% 25,000 – –
TLT icon
24
iShares 20+ Year Treasury Bond ETF
TLT
$47.8B
$2.19M 0.2% +18,021 New +$2.19M
TBF icon
25
ProShares Short 20+ Year Treasury ETF
TBF
$71.9M
$2.02M 0.19% 90,000 -56,634 -39% -$1.27M
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