SIM

SSI Investment Management Portfolio holdings

AUM $1.42B
This Quarter Return
+0.79%
1 Year Return
+4.23%
3 Year Return
+10.78%
5 Year Return
+15.82%
10 Year Return
+26.07%
AUM
$977M
AUM Growth
+$977M
Cap. Flow
+$121K
Cap. Flow %
0.01%
Top 10 Hldgs %
20.93%
Holding
309
New
14
Increased
19
Reduced
23
Closed
15

Top Buys

1
IVV icon
iShares Core S&P 500 ETF
IVV
$15.2M
2
ARE.PRD
Alexandria Real Estate Equities, Inc. 7.00% Series D Cumulative Convertible Preferred Stock
ARE.PRD
$7.24M
3
IWD icon
iShares Russell 1000 Value ETF
IWD
$3.67M
4
AGG icon
iShares Core US Aggregate Bond ETF
AGG
$3.4M
5
FXG icon
First Trust Consumer Staples AlphaDEX Fund
FXG
$3.25M

Top Sells

1
TSNU
Tyson Foods, Inc.
TSNU
$9.62M
2
BSV icon
Vanguard Short-Term Bond ETF
BSV
$8.41M
3
FPE icon
First Trust Preferred Securities and Income ETF
FPE
$6.27M
4
FEX icon
First Trust Large Cap Core AlphaDEX Fund
FEX
$3.88M
5
IGSB icon
iShares 1-5 Year Investment Grade Corporate Bond ETF
IGSB
$3.72M

Sector Composition

1 Industrials 1.08%
2 Healthcare 0.87%
3 Financials 0.83%
4 Technology 0.54%
5 Consumer Staples 0.46%
Name Market Value Portfolio Weight Shares or Principal Shares
Change % 		Capital Flow
IVV icon
1
iShares Core S&P 500 ETF
IVV
$662B
$37.9M 3.88% 185,021 +74,334 +67% +$15.2M
AGN.PRA
2
DELISTED
Allergan plc.
AGN.PRA
$29.8M 3.05% 29,096 +1,113 +4% +$1.14M
FTRPR
3
DELISTED
Frontier Communications Corporation 11.125% Series A Mandatory Convertible Preferred Stock
FTRPR
$16M 1.64% 176,216 -24,593 -12% -$2.23M
BAC.PRL icon
4
Bank of America Series L
BAC.PRL
$3.84B
$13.7M 1.4% 12,528 -2 -0% -$2.19K
WFC.PRL icon
5
WELLS FARGO 7.5% NON CUMV PERP CONV
WFC.PRL
$4.82B
$13.4M 1.38% 11,631 +2,301 +25% +$2.66M
AGG icon
6
iShares Core US Aggregate Bond ETF
AGG
$131B
$11.9M 1.22% 110,562 +31,509 +40% +$3.4M
SPY icon
7
SPDR S&P 500 ETF Trust
SPY
$658B
$10.8M 1.11% 52,976 +3,517 +7% +$717K
ANTX
8
DELISTED
Anthem, Inc.
ANTX
$8.91M 0.91% 194,584 +58,566 +43% +$2.68M
TSNU
9
DELISTED
Tyson Foods, Inc.
TSNU
$8.05M 0.82% 132,803 -158,840 -54% -$9.62M
SWNC
10
DELISTED
Southwestern Energy Company
SWNC
$7.8M 0.8% 421,450 +755 +0.2% +$14K
ARE.PRD
11
DELISTED
Alexandria Real Estate Equities, Inc. 7.00% Series D Cumulative Convertible Preferred Stock
ARE.PRD
$7.24M 0.74% +270,000 New +$7.24M
FCAM
12
DELISTED
Fiat Chrysler Automobiles N.V.
FCAM
$7.14M 0.73% 61,581 +600 +1% +$69.6K
WPXP
13
DELISTED
WPX Energy, Inc.
WPXP
$7M 0.72% 225,000 – –
SRCLP
14
DELISTED
Stericycle, Inc
SRCLP
$6.75M 0.69% 74,200 -22,120 -23% -$2.01M
KEY.PRG
15
DELISTED
KeyCorp Pfd
KEY.PRG
$5.94M 0.61% 45,500 – –
FPX icon
16
First Trust US Equity Opportunities ETF
FPX
$1.03B
$5.37M 0.55% 105,051 +92 +0.1% +$4.7K
AMT.PRA
17
DELISTED
American Tower Corporation
AMT.PRA
$5.33M 0.55% 52,497 +27,395 +109% +$2.78M
FLOT icon
18
iShares Floating Rate Bond ETF
FLOT
$9.15B
$5.22M 0.53% 103,464 -26 -0% -$1.31K
DCUA
19
DELISTED
DOMINION RESOURCES INC. CORP UNIT 2013 SER A (VA)
DCUA
$5M 0.51% 94,544 +2,451 +3% +$130K
TMUSP
20
DELISTED
T-Mobile US, Inc.5.50% Mandatory Convertible Preferred Stock, Series A
TMUSP
$4.91M 0.5% 72,610 +195 +0.3% +$13.2K
CCI.PRA
21
DELISTED
Crown Castle International Corp.
CCI.PRA
$4.64M 0.48% 43,173 +23,227 +116% +$2.5M
FEX icon
22
First Trust Large Cap Core AlphaDEX Fund
FEX
$1.36B
$4.27M 0.44% 98,768 -89,612 -48% -$3.88M
IRDMB
23
DELISTED
Iridium Communications Inc - 6.75% Series B
IRDMB
$4.16M 0.43% 13,500 – –
IWD icon
24
iShares Russell 1000 Value ETF
IWD
$63.5B
$3.67M 0.38% +37,490 New +$3.67M
WELL.PRI
25
DELISTED
Welltower Inc.
WELL.PRI
$3.4M 0.35% 56,232 -43,765 -44% -$2.64M
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