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SSI Investment Management Portfolio holdings

AUM $1.45B
1-Year Est. Return 5.8%
This Fund
S&P 500
This Quarter Est. Return
+0.79%
1 Year Est. Return
+5.8%
3 Year Est. Return
+11.81%
5 Year Est. Return
+13.07%
10 Year Est. Return
+29.97%
AUM
$977M
AUM Growth
+$47.9M
Cap. Flow
-$591M
Cap. Flow %
-60.44%
Top 10 Hldgs %
20.93%
Holding
294
New
14
Increased
18
Reduced
23
Closed
15

Top Buys

Rank Stock Value
1
IVV icon
iShares Core S&P 500 ETF
IVV
+$15.4M
2
ARE.PRD
Alexandria Real Estate Equities Inc 7.00% Series D Preferred Stock
ARE.PRD
+$7.39M
3
IWD icon
iShares Russell 1000 Value ETF
IWD
+$3.72M
4
AGG icon
iShares Core US Aggregate Bond ETF
AGG
+$3.43M
5
FXG icon
First Trust Consumer Staples AlphaDEX Fund
FXG
+$3.2M

Top Sells

Rank Stock Value
1
TSNU
Tyson Foods, Inc.
TSNU
+$8.87M
2
BSV icon
Vanguard Short-Term Bond ETF
BSV
+$8.41M
3
FPE icon
First Trust Preferred Securities and Income ETF
FPE
+$6.26M
4
FEX icon
First Trust Large Cap Core AlphaDEX Fund
FEX
+$3.94M
5
IGSB icon
iShares 1-5 Year Investment Grade Corporate Bond ETF
IGSB
+$3.72M

Sector Composition

Rank Sector Weight
1 Industrials 1.1%
2 Healthcare 0.87%
3 Financials 0.83%
4 Technology 0.52%
5 Consumer Staples 0.46%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
IVV icon
1
iShares Core S&P 500 ETF
IVV
$869B
$37.9M 3.88%
185,021
+74,334
+67% +$15.4M
AGN.PRA
2
DELISTED
Allergan plc
AGN.PRA
$29.8M 3.05%
29,096
+1,113
+4% +$1.12M
FTRPR
3
DELISTED
Frontier Communications Corporation 11.125% Series A Mandatory Convertible Preferred Stock
FTRPR
$16M 1.64%
176,216
-24,593
-12% -$2.37M
BAC.PRL icon
4
Bank of America Series L
BAC.PRL
$3.97B
$13.7M 1.4%
12,528
-2
-0% -$2.21K
WFC.PRL icon
5
Wells Fargo 7.5% Non Cumv Perp Conv
WFC.PRL
$4.68B
$13.4M 1.38%
11,631
+2,301
+25% +$2.7M
AGG icon
6
iShares Core US Aggregate Bond ETF
AGG
$138B
$11.9M 1.22%
110,562
+31,509
+40% +$3.43M
SPY icon
7
State Street SPDR S&P 500 ETF Trust
SPY
$781B
$10.8M 1.11%
52,976
+3,517
+7% +$722K
ANTX
8
DELISTED
Anthem, Inc.
ANTX
$8.91M 0.91%
194,584
+58,566
+43% +$2.71M
TSNU
9
DELISTED
Tyson Foods, Inc.
TSNU
$8.04M 0.82%
132,803
-158,840
-54% -$8.87M
SWNC
10
DELISTED
Southwestern Energy Company
SWNC
$7.8M 0.8%
421,450
+755
+0.2% +$19.1K
ARE.PRD
11
DELISTED
Alexandria Real Estate Equities Inc 7.00% Series D Preferred Stock
ARE.PRD
$7.24M 0.74%
+270,000
New +$7.39M
FCAM
12
DELISTED
Fiat Chrysler Automobiles N.V.
FCAM
$7.14M 0.73%
61,581
+600
+1% +$74.5K
WPXP
13
DELISTED
WPX Energy, Inc.
WPXP
$7M 0.72%
225,000
– –
SRCLP
14
DELISTED
Stericycle, Inc
SRCLP
$6.75M 0.69%
74,200
-22,120
-23% -$2.11M
KEY.PRG
15
DELISTED
KeyCorp Pfd
KEY.PRG
$5.94M 0.61%
45,500
– –
FPX icon
16
First Trust US Equity Opportunities ETF
FPX
$1.51B
$5.37M 0.55%
105,051
+92
+0.1% +$4.75K
AMT.PRA
17
DELISTED
American Tower Corporation
AMT.PRA
$5.33M 0.55%
52,497
+27,395
+109% +$2.82M
FLOT icon
18
iShares Floating Rate Bond ETF
FLOT
$10.2B
$5.22M 0.53%
103,464
-26
-0% -$1.31K
DCUA
19
DELISTED
DOMINION RESOURCES INC. CORP UNIT 2013 SER A (VA)
DCUA
$5M 0.51%
94,544
+2,451
+3% +$134K
TMUSP
20
DELISTED
T-Mobile US, Inc.5.50% Mandatory Convertible Preferred Stock, Series A
TMUSP
$4.91M 0.5%
72,610
+195
+0.3% +$13.1K
CCI.PRA
21
DELISTED
Crown Castle International Corp.
CCI.PRA
$4.64M 0.48%
43,173
+23,227
+116% +$2.46M
FEX icon
22
First Trust Large Cap Core AlphaDEX Fund
FEX
$1.58B
$4.27M 0.44%
98,768
-89,612
-48% -$3.94M
IRDMB
23
DELISTED
Iridium Communications Inc - 6.75% Series B
IRDMB
$4.16M 0.43%
13,500
– –
IWD icon
24
iShares Russell 1000 Value ETF
IWD
$81.5B
$3.67M 0.38%
+37,490
New +$3.72M
WELL.PRI
25
DELISTED
Welltower Inc.
WELL.PRI
$3.4M 0.35%
56,232
-43,765
-44% -$2.62M
1
2 3 4 5

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CHAM
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DP
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HTI
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AT
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SIA
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CIM
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BFA
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SSI Investment Management's Q4 2015 Portfolio in Review

As of Q4 2015, SSI Investment Management held 294 positions worth $977M, up 5.1% from $929M the previous quarter. Its ten largest holdings account for 21% of the portfolio.

SSI Investment Management withdrew a net $591M in Q4 2015, closing 15 positions and reducing 23 holdings. Its most notable exit was Vanguard Short-Term Bond ETF, an estimated $8.41M position sold in full.

By sector, the portfolio is most concentrated in Industrials at 1.1% of assets, down from 1.4% a quarter earlier, followed by Healthcare and Financials.

Against the trend, SSI Investment Management opened a new position in Alexandria Real Estate Equities Inc 7.00% Series D Preferred Stock worth $7.24M.

  • SSI Investment Management's largest Q4 2015 buy was Alexandria Real Estate Equities Inc 7.00% Series D Preferred Stock: 270,000 shares worth $7.24M.
  • SSI Investment Management added most to iShares Core S&P 500 ETF in Q4 2015, an estimated $15.4M increase.
  • SSI Investment Management's biggest Q4 2015 reduction was Tyson Foods, Inc., cutting an estimated $8.87M.
  • SSI Investment Management fully exited Vanguard Short-Term Bond ETF in Q4 2015, selling an estimated $8.41M.
  • SSI Investment Management's ten largest holdings make up 21% of its $977M portfolio in Q4 2015.
  • SSI Investment Management opened 14 new positions and closed 15 in Q4 2015.
  • SSI Investment Management's portfolio value rose 5.1% quarter-over-quarter to $977M.

Based on SSI Investment Management's 13F filing for Q4 2015, filed 10 Feb 2016.