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SSI Investment Management Portfolio holdings

AUM $1.45B
1-Year Est. Return 5.8%
This Fund
S&P 500
This Quarter Est. Return
+1.34%
1 Year Est. Return
+5.8%
3 Year Est. Return
+11.81%
5 Year Est. Return
+13.07%
10 Year Est. Return
+29.97%
AUM
$1.36B
AUM Growth
+$56.5M
Cap. Flow
-$891M
Cap. Flow %
-65.61%
Top 10 Hldgs %
22.65%
Holding
273
New
9
Increased
9
Reduced
64
Closed
4

Top Buys

Rank Stock Value
1
SDVY icon
First Trust SMID Cap Rising Dividend Achievers ETF
SDVY
+$4.09M
2
JAAA icon
Janus Henderson AAA CLO ETF
JAAA
+$4.06M
3
IYR icon
iShares US Real Estate ETF
IYR
+$3.41M
4
HPE.PRC
Hewlett Packard Enterprise 7.625% Series C Preferred Stock
HPE.PRC
+$2.34M
5
NEE.PRS
NextEra Energy 7.299% Corporate Units
NEE.PRS
+$2.11M

Top Sells

Rank Stock Value
1
IVV icon
iShares Core S&P 500 ETF
IVV
+$11.4M
2
FLOT icon
iShares Floating Rate Bond ETF
FLOT
+$4.11M
3
ALB.PRA icon
Albemarle Corp Depositary Shares
ALB.PRA
+$1.33M
4
IYW icon
iShares US Technology ETF
IYW
+$1.13M
5
BKLN icon
Invesco Senior Loan ETF
BKLN
+$919K

Sector Composition

Rank Sector Weight
1 Technology 1.29%
2 Financials 0.49%
3 Communication Services 0.45%
4 Healthcare 0.38%
5 Consumer Discretionary 0.36%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
IVV icon
1
iShares Core S&P 500 ETF
IVV
$876B
$88.7M 6.53%
153,853
-20,414
-12% -$11.4M
WFC.PRL icon
2
Wells Fargo 7.5% Non Cumv Perp Conv
WFC.PRL
$4.7B
$25.6M 1.88%
19,981
-357
-2% -$437K
APO.PRA icon
3
Apollo Global Management Series A
APO.PRA
$1.76B
$23M 1.7%
337,430
+26,910
+9% +$1.72M
BAC.PRL icon
4
Bank of America Series L
BAC.PRL
$3.97B
$21.2M 1.56%
16,668
-286
-2% -$352K
VXUS icon
5
Vanguard Total International Stock ETF
VXUS
$155B
$17.7M 1.3%
273,234
-3,045
-1% -$188K
LQD icon
6
iShares iBoxx $ Investment Grade Corporate Bond ETF
LQD
$34.3B
$16.2M 1.19%
143,123
-2,428
-2% -$269K
JAAA icon
7
Janus Henderson AAA CLO ETF
JAAA
$29.1B
$10.8M 0.79%
211,936
+80,054
+61% +$4.06M
ALB.PRA icon
8
Albemarle Corp Depositary Shares
ALB.PRA
$2.29B
$7.31M 0.54%
163,120
-30,805
-16% -$1.33M
IEF icon
9
iShares 7-10 Year Treasury Bond ETF
IEF
$47.1B
$7.13M 0.53%
72,705
-1,015
-1% -$98.1K
BKLN icon
10
Invesco Senior Loan ETF
BKLN
$6.97B
$7.11M 0.52%
338,206
-43,711
-11% -$919K
GTLS.PRB
11
DELISTED
Chart Industries 6.75% Series B Preferred Stock
GTLS.PRB
$7.06M 0.52%
140,520
-9,195
-6% -$487K
LMBS icon
12
First Trust Exchange-Traded Fund IV First Trust Low Duration Opportunities ETF
LMBS
$6.35B
$6.8M 0.5%
137,704
-334
-0.2% -$16.3K
IEMG icon
13
iShares Core MSCI Emerging Markets ETF
IEMG
$151B
$6.58M 0.48%
114,636
+30,133
+36% +$1.63M
ICVT icon
14
iShares Convertible Bond ETF
ICVT
$7.28B
$6.37M 0.47%
76,075
+12,656
+20% +$1.02M
BUFR icon
15
FT Vest Fund of Buffer ETFs
BUFR
$10.1B
$5.41M 0.4%
180,936
-768
-0.4% -$22.4K
RBCP
16
DELISTED
RBC Bearings Incorporated 5.00% Series A Mandatory Convertible Preferred Stock
RBCP
$5M 0.37%
37,540
-3,675
-9% -$472K
MSFT icon
17
Microsoft
MSFT
$3.41T
$4.98M 0.37%
11,580
-6
-0.1% -$2.56K
IYW icon
18
iShares US Technology ETF
IYW
$23.7B
$4.81M 0.35%
31,750
-7,670
-19% -$1.13M
FLOT icon
19
iShares Floating Rate Bond ETF
FLOT
$10.2B
$4.64M 0.34%
90,939
-80,745
-47% -$4.11M
QUAL icon
20
iShares MSCI USA Quality Factor ETF
QUAL
$46.2B
$4.38M 0.32%
24,440
+20
+0.1% +$3.47K
SDVY icon
21
First Trust SMID Cap Rising Dividend Achievers ETF
SDVY
$11.6B
$4.26M 0.31%
+117,110
New +$4.09M
IYR icon
22
iShares US Real Estate ETF
IYR
$4.67B
$4.22M 0.31%
41,391
+35,372
+588% +$3.41M
SHYG icon
23
iShares 0-5 Year High Yield Corporate Bond ETF
SHYG
$7.61B
$4.2M 0.31%
96,817
+104
+0.1% +$4.44K
IWN icon
24
iShares Russell 2000 Value ETF
IWN
$14.4B
$4.13M 0.3%
24,775
+20
+0.1% +$3.25K
NVDA icon
25
NVIDIA
NVDA
$4.81T
$3.94M 0.29%
32,470
-15
-0% -$1.77K
1
2 3 4 5

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VIP
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CHAM
Clear Harbor Asset Management Stamford, Connecticut $1.45B AUM 23.7% 1-Year Est. Return
DP
DDD Partners Bellevue, Washington $1.45B AUM 9.14% 1-Year Est. Return
HTI
Hikari Tsushin Inc Tokyo, Japan $1.45B AUM 3.37% 1-Year Est. Return
AT
Avalon Trust Santa Fe, New Mexico $1.45B AUM 35.31% 1-Year Est. Return
SIA
Strategic Investment Advisors Farmington Hills, Michigan $1.45B AUM 17.59% 1-Year Est. Return
CIM
Corda Investment Management Houston, Texas $1.45B AUM 22.99% 1-Year Est. Return
BFA
Beaumont Financial Advisors Needham, Massachusetts $1.46B AUM 21.07% 1-Year Est. Return

SSI Investment Management's Q3 2024 Portfolio in Review

As of Q3 2024, SSI Investment Management held 273 positions worth $1.36B, up 4.3% from $1.3B the previous quarter. Its ten largest holdings account for 23% of the portfolio.

SSI Investment Management withdrew a net $891M in Q3 2024, closing 4 positions and reducing 64 holdings. Its most notable exit was Caterpillar, an estimated $330K position sold in full.

By sector, the portfolio is most concentrated in Technology at 1.3% of assets, down from 1.3% a quarter earlier, followed by Financials and Communication Services.

Against the trend, SSI Investment Management opened a new position in First Trust SMID Cap Rising Dividend Achievers ETF worth $4.26M.

  • SSI Investment Management's largest Q3 2024 buy was First Trust SMID Cap Rising Dividend Achievers ETF: 117,110 shares worth $4.26M.
  • SSI Investment Management added most to Janus Henderson AAA CLO ETF in Q3 2024, an estimated $4.06M increase.
  • SSI Investment Management's biggest Q3 2024 reduction was iShares Core S&P 500 ETF, cutting an estimated $11.4M.
  • SSI Investment Management fully exited Caterpillar in Q3 2024, selling an estimated $330K.
  • SSI Investment Management's ten largest holdings make up 23% of its $1.36B portfolio in Q3 2024.
  • SSI Investment Management opened 9 new positions and closed 4 in Q3 2024.
  • SSI Investment Management's portfolio value rose 4.3% quarter-over-quarter to $1.36B.

Based on SSI Investment Management's 13F filing for Q3 2024, filed 8 Nov 2024.