SIM

SSI Investment Management Portfolio holdings

AUM $1.42B
This Quarter Return
+0.74%
1 Year Return
+4.23%
3 Year Return
+10.78%
5 Year Return
+15.82%
10 Year Return
+26.07%
AUM
$1.13B
AUM Growth
+$1.13B
Cap. Flow
+$9.84M
Cap. Flow %
0.87%
Top 10 Hldgs %
20.03%
Holding
334
New
12
Increased
22
Reduced
96
Closed
10

Top Buys

1
BDXA
Becton, Dickinson and Company Depositary Shares, each Representing a 1/20th Interest in a Share of 6
BDXA
$14.3M
2
AMT.PRB
American Tower Corporation
AMT.PRB
$5.5M
3
DCUD
Dominion Energy, Inc 2016 Series A Corporate Units
DCUD
$4.76M
4
SWP
Stanley Black & Decker, Inc. Corporate Units
SWP
$3.49M
5
LMBS icon
First Trust Exchange-Traded Fund IV First Trust Low Duration Opportunities ETF
LMBS
$2.51M

Top Sells

1
DCUC
Dominion Energy, Inc.
DCUC
$8.64M
2
AMT.PRA
American Tower Corporation
AMT.PRA
$6.04M
3
EXCU
Exelon Corporation
EXCU
$3.8M
4
FTRPR
Frontier Communications Corporation 11.125% Series A Mandatory Convertible Preferred Stock
FTRPR
$3.49M
5
WPXP
WPX Energy, Inc.
WPXP
$3.22M

Sector Composition

1 Financials 0.82%
2 Healthcare 0.57%
3 Technology 0.54%
4 Communication Services 0.48%
5 Industrials 0.39%
Name Market Value Portfolio Weight Shares or Principal Shares
Change % 		Capital Flow
IVV icon
1
iShares Core S&P 500 ETF
IVV
$662B
$32.8M 2.89% 134,668 +9,516 +8% +$2.32M
AGN.PRA
2
DELISTED
Allergan plc.
AGN.PRA
$30.7M 2.7% 35,399 +868 +3% +$753K
WFC.PRL icon
3
WELLS FARGO 7.5% NON CUMV PERP CONV
WFC.PRL
$4.82B
$21.5M 1.89% 16,386 +716 +5% +$939K
BAC.PRL icon
4
Bank of America Series L
BAC.PRL
$3.84B
$19.8M 1.74% 15,679 +522 +3% +$659K
ANTX
5
DELISTED
Anthem, Inc.
ANTX
$15.6M 1.38% 298,022 +6,915 +2% +$363K
BDXA
6
DELISTED
Becton, Dickinson and Company Depositary Shares, each Representing a 1/20th Interest in a Share of 6
BDXA
$14.3M 1.26% +262,445 New +$14.3M
AGG icon
7
iShares Core US Aggregate Bond ETF
AGG
$131B
$10.1M 0.89% 91,796 +5,795 +7% +$635K
WELL.PRI
8
DELISTED
Welltower Inc.
WELL.PRI
$9.61M 0.85% 145,015 +28,810 +25% +$1.91M
NEE.PRQ
9
DELISTED
NextEra Energy, Inc.
NEE.PRQ
$7.65M 0.67% 119,880 +6,450 +6% +$412K
TMUSP
10
DELISTED
T-Mobile US, Inc.5.50% Mandatory Convertible Preferred Stock, Series A
TMUSP
$6.84M 0.6% 69,370 +2,275 +3% +$224K
FLOT icon
11
iShares Floating Rate Bond ETF
FLOT
$9.15B
$5.59M 0.49% 109,714 +7,610 +7% +$388K
AMT.PRB
12
DELISTED
American Tower Corporation
AMT.PRB
$5.5M 0.48% +45,600 New +$5.5M
SPY icon
13
SPDR S&P 500 ETF Trust
SPY
$658B
$5.24M 0.46% 21,663 -4,686 -18% -$1.13M
IRDMB
14
DELISTED
Iridium Communications Inc - 6.75% Series B
IRDMB
$5.1M 0.45% 13,507 – –
RYAM.PRA
15
DELISTED
Rayonier Advanced Materials Inc. 8.00% Series A Mandatory Convertible Preferred Stock
RYAM.PRA
$5.01M 0.44% 42,654 – –
DCUD
16
DELISTED
Dominion Energy, Inc 2016 Series A Corporate Units
DCUD
$4.76M 0.42% +94,655 New +$4.76M
FEX icon
17
First Trust Large Cap Core AlphaDEX Fund
FEX
$1.36B
$4.73M 0.42% 89,048 +6,000 +7% +$319K
LMBS icon
18
First Trust Exchange-Traded Fund IV First Trust Low Duration Opportunities ETF
LMBS
$5.3B
$4.68M 0.41% 89,860 +48,194 +116% +$2.51M
KMI.PRA
19
DELISTED
Kinder Morgan, Inc.
KMI.PRA
$4.13M 0.36% 95,415 +3,425 +4% +$148K
BKHU
20
DELISTED
Black Hills Corporation
BKHU
$3.62M 0.32% 49,092 +4,105 +9% +$303K
IWD icon
21
iShares Russell 1000 Value ETF
IWD
$63.5B
$3.6M 0.32% 30,912 -15,450 -33% -$1.8M
SWP
22
DELISTED
Stanley Black & Decker, Inc. Corporate Units
SWP
$3.49M 0.31% +32,340 New +$3.49M
VRTSP
23
DELISTED
Virtus Investment Partners, Inc. 7.25% Series D Mandatory Convertible Preferred Stock
VRTSP
$3.37M 0.3% 33,501 – –
HBANP
24
DELISTED
Huntington Bancshars Inc. Pfd Ser A
HBANP
$2.84M 0.25% 1,969 +41 +2% +$59.2K
HEZU icon
25
iShares Currency Hedged MSCI Eurozone ETF
HEZU
$726M
$2.52M 0.22% 86,051 +4,088 +5% +$120K
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