SIM

SSI Investment Management Portfolio holdings

AUM $1.42B
This Quarter Return
-1.48%
1 Year Return
+4.23%
3 Year Return
+10.78%
5 Year Return
+15.82%
10 Year Return
+26.07%
AUM
$1.83B
AUM Growth
+$1.83B
Cap. Flow
+$16.7M
Cap. Flow %
0.91%
Top 10 Hldgs %
26.02%
Holding
370
New
16
Increased
14
Reduced
110
Closed
17

Top Buys

1
AEPPZ
American Electric Power Company, Inc. Corporate Units
AEPPZ
$11.5M
2
NIMC
NiSource Inc. Series A Corporate Units
NIMC
$10.9M
3
CWB icon
SPDR Bloomberg Convertible Securities ETF
CWB
$10.1M
4
BDXB
Becton, Dickinson and Company Depositary Shares, each Representing a 1/20th Interest in a Share of 6.00% Mandatory Convertible Preferred Stock, Series B
BDXB
$9.91M
5
PCGU
PG&E Corporation
PCGU
$8.36M

Top Sells

1
IVV icon
iShares Core S&P 500 ETF
IVV
$18.5M
2
KKR.PRC
KKR & Co. Inc. 6.00% Series C Mandatory Convertible Preferred Stock
KKR.PRC
$7.27M
3
APTV.PRA
Aptiv PLC 5.50% Series A Mandatory Convertible Preferred Shares
APTV.PRA
$5.01M
4
FIW icon
First Trust Water ETF
FIW
$4.37M
5
DHR.PRA
Danaher Corporation 4.75% Mandatory Convertible Preferred Stock, Series A
DHR.PRA
$4.07M

Sector Composition

1 Technology 0.97%
2 Financials 0.49%
3 Healthcare 0.45%
4 Consumer Discretionary 0.42%
5 Communication Services 0.38%
Name Market Value Portfolio Weight Shares or Principal Shares
Change % 		Capital Flow
IVV icon
1
iShares Core S&P 500 ETF
IVV
$662B
$73.4M 4% 161,707 -40,765 -20% -$18.5M
AVGOP
2
DELISTED
Broadcom Inc. 8.00% Mandatory Convertible Preferred Stock, Series A
AVGOP
$44.4M 2.42% 22,648 -661 -3% -$1.3M
DHR.PRB
3
DELISTED
Danaher Corporation 5.00% Mandatory Convertible Preferred Stock, Series B
DHR.PRB
$35.8M 1.95% 22,803 +810 +4% +$1.27M
NEE.PRP
4
DELISTED
NextEra Energy, Inc. 5.279% Corporate Units
NEE.PRP
$27.2M 1.48% 519,080 +83,400 +19% +$4.37M
AGG icon
5
iShares Core US Aggregate Bond ETF
AGG
$131B
$23.8M 1.3% 222,699 -3,007 -1% -$322K
VXUS icon
6
Vanguard Total International Stock ETF
VXUS
$102B
$18.4M 1% 307,599 +54,771 +22% +$3.27M
KKR.PRC
7
DELISTED
KKR & Co. Inc. 6.00% Series C Mandatory Convertible Preferred Stock
KKR.PRC
$15.5M 0.84% 210,322 -98,785 -32% -$7.27M
AVTR.PRA
8
DELISTED
Avantor, Inc. Series A Mandatory Convertible Preferred Stock
AVTR.PRA
$14.8M 0.81% 143,170 -26,805 -16% -$2.77M
NIMC
9
DELISTED
NiSource Inc. Series A Corporate Units
NIMC
$12.5M 0.68% 104,395 +91,225 +693% +$10.9M
BSX.PRA
10
DELISTED
Boston Scientific Corporation 5.50% Mandatory Convertible Preferred Stock, Series A
BSX.PRA
$12M 0.66% 103,385 +595 +0.6% +$69.2K
AEPPZ
11
DELISTED
American Electric Power Company, Inc. Corporate Units
AEPPZ
$11.5M 0.63% +204,250 New +$11.5M
CWB icon
12
SPDR Bloomberg Convertible Securities ETF
CWB
$4.41B
$10.1M 0.55% +130,892 New +$10.1M
BDXB
13
DELISTED
Becton, Dickinson and Company Depositary Shares, each Representing a 1/20th Interest in a Share of 6.00% Mandatory Convertible Preferred Stock, Series B
BDXB
$9.91M 0.54% +186,515 New +$9.91M
SWT
14
DELISTED
Stanley Black & Decker, Inc.
SWT
$9.47M 0.52% 108,475 +83,155 +328% +$7.26M
FTSL icon
15
First Trust Senior Loan Fund ETF
FTSL
$2.4B
$8.89M 0.49% 188,930 +2,491 +1% +$117K
APTV.PRA
16
DELISTED
Aptiv PLC 5.50% Series A Mandatory Convertible Preferred Shares
APTV.PRA
$8.64M 0.47% 63,250 -36,710 -37% -$5.01M
PCGU
17
DELISTED
PG&E Corporation
PCGU
$8.36M 0.46% +74,305 New +$8.36M
FPE icon
18
First Trust Preferred Securities and Income ETF
FPE
$6.1B
$7.7M 0.42% 404,946 -111,494 -22% -$2.12M
IYW icon
19
iShares US Technology ETF
IYW
$22.9B
$7.32M 0.4% 71,110 +109 +0.2% +$11.2K
RBCP
20
DELISTED
RBC Bearings Incorporated 5.00% Series A Mandatory Convertible Preferred Stock
RBCP
$6.54M 0.36% 65,740 -2,750 -4% -$274K
FTGC icon
21
First Trust Global Tactical Commodity Strategy Fund
FTGC
$2.23B
$5.82M 0.32% +204,802 New +$5.82M
AAPL icon
22
Apple
AAPL
$3.45T
$5.67M 0.31% 32,504 -381 -1% -$66.5K
LMBS icon
23
First Trust Exchange-Traded Fund IV First Trust Low Duration Opportunities ETF
LMBS
$5.3B
$5.13M 0.28% 104,827 -37,677 -26% -$1.84M
MSFT icon
24
Microsoft
MSFT
$3.77T
$4.92M 0.27% 15,945 -183 -1% -$56.4K
IWM icon
25
iShares Russell 2000 ETF
IWM
$67B
$4.91M 0.27% 23,910 +41 +0.2% +$8.42K
1
2 3 4 5