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SSI Investment Management Portfolio holdings

AUM $1.45B
1-Year Est. Return 5.8%
This Fund
S&P 500
This Quarter Est. Return
-1.48%
1 Year Est. Return
+5.8%
3 Year Est. Return
+11.81%
5 Year Est. Return
+13.07%
10 Year Est. Return
+29.97%
AUM
$1.83B
AUM Growth
+$128M
Cap. Flow
-$1.06B
Cap. Flow %
-57.98%
Top 10 Hldgs %
26.02%
Holding
333
New
16
Increased
14
Reduced
110
Closed
17

Top Buys

Rank Stock Value
1
AEPPZ
American Electric Power Company, Inc. Corporate Units
AEPPZ
+$10.9M
2
NIMC
NiSource Inc. Series A Corporate Units
NIMC
+$10.3M
3
CWB icon
State Street SPDR Bloomberg Convertible Securities ETF
CWB
+$10M
4
BDXB
Becton, Dickinson and Company Depositary Shares, each Representing a 1/20th Interest in a Share of 6.00% Mandatory Convertible Preferred Stock, Series B
BDXB
+$9.97M
5
PCGU
PG&E Corporation
PCGU
+$8.35M

Top Sells

Rank Stock Value
1
IVV icon
iShares Core S&P 500 ETF
IVV
+$18.2M
2
KKR.PRC
KKR & Co. Inc. 6.00% Series C Mandatory Convertible Preferred Stock
KKR.PRC
+$7.86M
3
APTV.PRA
Aptiv PLC 5.50% Series A Mandatory Convertible Preferred Shares
APTV.PRA
+$5.53M
4
FIW icon
First Trust Water ETF
FIW
+$4.37M
5
DHR.PRA
Danaher Corporation 4.75% Mandatory Convertible Preferred Stock, Series A
DHR.PRA
+$4.07M

Sector Composition

Rank Sector Weight
1 Technology 0.97%
2 Financials 0.49%
3 Healthcare 0.45%
4 Consumer Discretionary 0.42%
5 Communication Services 0.38%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
IVV icon
1
iShares Core S&P 500 ETF
IVV
$878B
$73.4M 4%
161,707
-40,765
-20% -$18.2M
AVGOP
2
DELISTED
Broadcom Inc. 8.00% Mandatory Convertible Preferred Stock, Series A
AVGOP
$44.4M 2.42%
22,648
-661
-3% -$1.22M
DHR.PRB
3
DELISTED
Danaher Corporation 5.00% Mandatory Convertible Preferred Stock, Series B
DHR.PRB
$35.8M 1.95%
22,803
+810
+4% +$1.24M
NEE.PRP
4
DELISTED
NextEra Energy, Inc. 5.279% Corporate Units
NEE.PRP
$27.2M 1.48%
519,080
+83,400
+19% +$4.26M
AGG icon
5
iShares Core US Aggregate Bond ETF
AGG
$137B
$23.8M 1.3%
222,699
-3,007
-1% -$331K
VXUS icon
6
Vanguard Total International Stock ETF
VXUS
$155B
$18.4M 1%
307,599
+54,771
+22% +$3.33M
KKR.PRC
7
DELISTED
KKR & Co. Inc. 6.00% Series C Mandatory Convertible Preferred Stock
KKR.PRC
$15.5M 0.84%
210,322
-98,785
-32% -$7.86M
AVTR.PRA
8
DELISTED
Avantor, Inc. Series A Mandatory Convertible Preferred Stock
AVTR.PRA
$14.8M 0.81%
143,170
-26,805
-16% -$2.92M
NIMC
9
DELISTED
NiSource Inc. Series A Corporate Units
NIMC
$12.5M 0.68%
104,395
+91,225
+693% +$10.3M
BSX.PRA
10
DELISTED
Boston Scientific Corporation 5.50% Mandatory Convertible Preferred Stock, Series A
BSX.PRA
$12M 0.66%
103,385
+595
+0.6% +$68.8K
AEPPZ
11
DELISTED
American Electric Power Company, Inc. Corporate Units
AEPPZ
$11.5M 0.63%
+204,250
New +$10.9M
CWB icon
12
State Street SPDR Bloomberg Convertible Securities ETF
CWB
$5.6B
$10.1M 0.55%
+130,892
New +$10M
BDXB
13
DELISTED
Becton, Dickinson and Company Depositary Shares, each Representing a 1/20th Interest in a Share of 6.00% Mandatory Convertible Preferred Stock, Series B
BDXB
$9.91M 0.54%
+186,515
New +$9.97M
SWT
14
DELISTED
Stanley Black & Decker, Inc.
SWT
$9.47M 0.52%
108,475
+83,155
+328% +$8.22M
FTSL icon
15
First Trust Senior Loan Fund ETF
FTSL
$2.32B
$8.89M 0.49%
188,930
+2,491
+1% +$118K
APTV.PRA
16
DELISTED
Aptiv PLC 5.50% Series A Mandatory Convertible Preferred Shares
APTV.PRA
$8.64M 0.47%
63,250
-36,710
-37% -$5.53M
PCGU
17
DELISTED
PG&E Corporation
PCGU
$8.36M 0.46%
+74,305
New +$8.35M
FPE icon
18
First Trust Preferred Securities and Income ETF
FPE
$6.32B
$7.7M 0.42%
404,946
-111,494
-22% -$2.17M
IYW icon
19
iShares US Technology ETF
IYW
$23.6B
$7.32M 0.4%
71,110
+109
+0.2% +$11.1K
RBCP
20
DELISTED
RBC Bearings Incorporated 5.00% Series A Mandatory Convertible Preferred Stock
RBCP
$6.54M 0.36%
65,740
-2,750
-4% -$275K
FTGC icon
21
First Trust Global Tactical Commodity Strategy Fund
FTGC
$2.97B
$5.82M 0.32%
+204,802
New +$5.37M
AAPL icon
22
Apple
AAPL
$4.54T
$5.67M 0.31%
32,504
-381
-1% -$64.1K
LMBS icon
23
First Trust Exchange-Traded Fund IV First Trust Low Duration Opportunities ETF
LMBS
$6.35B
$5.13M 0.28%
104,827
-37,677
-26% -$1.87M
MSFT icon
24
Microsoft
MSFT
$3.45T
$4.92M 0.27%
15,945
-183
-1% -$55.1K
IWM icon
25
iShares Russell 2000 ETF
IWM
$79.8B
$4.91M 0.27%
23,910
+41
+0.2% +$8.36K
1
2 3 4 5

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VIP
Vantage Investment Partners Kansas City, Missouri $1.45B AUM 18.96% 1-Year Est. Return
CHAM
Clear Harbor Asset Management Stamford, Connecticut $1.45B AUM 23.7% 1-Year Est. Return
DP
DDD Partners Bellevue, Washington $1.45B AUM 9.14% 1-Year Est. Return
HTI
Hikari Tsushin Inc Tokyo, Japan $1.45B AUM 3.37% 1-Year Est. Return
AT
Avalon Trust Santa Fe, New Mexico $1.45B AUM 35.31% 1-Year Est. Return
SIA
Strategic Investment Advisors Farmington Hills, Michigan $1.45B AUM 17.59% 1-Year Est. Return
CIM
Corda Investment Management Houston, Texas $1.45B AUM 22.99% 1-Year Est. Return
BFA
Beaumont Financial Advisors Needham, Massachusetts $1.46B AUM 21.07% 1-Year Est. Return

SSI Investment Management's Q1 2022 Portfolio in Review

As of Q1 2022, SSI Investment Management held 333 positions worth $1.83B, up 7.5% from $1.71B the previous quarter. Its ten largest holdings account for 26% of the portfolio.

SSI Investment Management withdrew a net $1.06B in Q1 2022, closing 17 positions and reducing 110 holdings. Its most notable exit was First Trust Water ETF, an estimated $4.37M position sold in full.

By sector, the portfolio is most concentrated in Technology at 0.97% of assets, down from 1.2% a quarter earlier, followed by Financials and Healthcare.

Against the trend, SSI Investment Management opened a new position in American Electric Power Company, Inc. Corporate Units worth $11.5M.

  • SSI Investment Management's largest Q1 2022 buy was American Electric Power Company, Inc. Corporate Units: 204,250 shares worth $11.5M.
  • SSI Investment Management added most to NiSource Inc. Series A Corporate Units in Q1 2022, an estimated $10.3M increase.
  • SSI Investment Management's biggest Q1 2022 reduction was iShares Core S&P 500 ETF, cutting an estimated $18.2M.
  • SSI Investment Management fully exited First Trust Water ETF in Q1 2022, selling an estimated $4.37M.
  • SSI Investment Management's ten largest holdings make up 26% of its $1.83B portfolio in Q1 2022.
  • SSI Investment Management opened 16 new positions and closed 17 in Q1 2022.
  • SSI Investment Management's portfolio value rose 7.5% quarter-over-quarter to $1.83B.

Based on SSI Investment Management's 13F filing for Q1 2022, filed 10 May 2022.