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SSI Investment Management Portfolio holdings

AUM $1.45B
1-Year Est. Return 5.8%
This Fund
S&P 500
This Quarter Est. Return
+1.14%
1 Year Est. Return
+5.8%
3 Year Est. Return
+11.81%
5 Year Est. Return
+13.07%
10 Year Est. Return
+29.97%
AUM
$1.09B
AUM Growth
-$2.99M
Cap. Flow
-$786M
Cap. Flow %
-72.21%
Top 10 Hldgs %
21.16%
Holding
309
New
4
Increased
20
Reduced
106
Closed
3

Top Buys

Rank Stock Value
1
VRTSP
Virtus Investment Partners, Inc. 7.25% Series D Mandatory Convertible Preferred Stock
VRTSP
+$3.32M
2
HEZU icon
iShares Currency Hedged MSCI Eurozone ETF
HEZU
+$1.56M
3
IEMG icon
iShares Core MSCI Emerging Markets ETF
IEMG
+$1.5M
4
WELL.PRI
Welltower Inc.
WELL.PRI
+$1.05M
5
AGN.PRA
Allergan plc
AGN.PRA
+$848K

Top Sells

Rank Stock Value
1
IVV icon
iShares Core S&P 500 ETF
IVV
+$17.8M
2
KEY.PRG
KeyCorp Pfd
KEY.PRG
+$8.15M
3
AGG icon
iShares Core US Aggregate Bond ETF
AGG
+$5.09M
4
SPY icon
State Street SPDR S&P 500 ETF Trust
SPY
+$3.65M
5
SWNC
Southwestern Energy Company
SWNC
+$3.6M

Sector Composition

Rank Sector Weight
1 Technology 0.88%
2 Financials 0.83%
3 Healthcare 0.57%
4 Communication Services 0.5%
5 Consumer Staples 0.42%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
IVV icon
1
iShares Core S&P 500 ETF
IVV
$876B
$29.7M 2.73%
125,152
-76,155
-38% -$17.8M
AGN.PRA
2
DELISTED
Allergan plc
AGN.PRA
$29.2M 2.68%
34,531
+1,023
+3% +$848K
WFC.PRL icon
3
Wells Fargo 7.5% Non Cumv Perp Conv
WFC.PRL
$4.66B
$19.4M 1.78%
15,670
+89
+0.6% +$108K
BAC.PRL icon
4
Bank of America Series L
BAC.PRL
$3.95B
$18.1M 1.66%
15,157
+192
+1% +$228K
ANTX
5
DELISTED
Anthem, Inc.
ANTX
$14.6M 1.34%
291,107
+14,660
+5% +$721K
AGG icon
6
iShares Core US Aggregate Bond ETF
AGG
$138B
$9.33M 0.86%
86,001
-47,074
-35% -$5.09M
DCUC
7
DELISTED
Dominion Energy, Inc.
DCUC
$8.64M 0.79%
172,125
-1,440
-0.8% -$72.7K
WELL.PRI
8
DELISTED
Welltower Inc.
WELL.PRI
$7.33M 0.67%
116,205
+17,219
+17% +$1.05M
WPXP
9
DELISTED
WPX Energy, Inc.
WPXP
$7.2M 0.66%
118,810
-27,675
-19% -$1.67M
TMUSP
10
DELISTED
T-Mobile US, Inc.5.50% Mandatory Convertible Preferred Stock, Series A
TMUSP
$7.05M 0.65%
67,095
-14,480
-18% -$1.46M
NEE.PRQ
11
DELISTED
NextEra Energy, Inc.
NEE.PRQ
$6.75M 0.62%
113,430
-615
-0.5% -$36.4K
SPY icon
12
State Street SPDR S&P 500 ETF Trust
SPY
$778B
$6.21M 0.57%
26,349
-15,700
-37% -$3.65M
AMT.PRA
13
DELISTED
American Tower Corporation
AMT.PRA
$6.04M 0.56%
52,989
-1,157
-2% -$123K
IWD icon
14
iShares Russell 1000 Value ETF
IWD
$82B
$5.33M 0.49%
46,362
-24,983
-35% -$2.86M
FLOT icon
15
iShares Floating Rate Bond ETF
FLOT
$10.1B
$5.2M 0.48%
102,104
-62,075
-38% -$3.15M
IRDMB
16
DELISTED
Iridium Communications Inc - 6.75% Series B
IRDMB
$4.57M 0.42%
13,507
+1,011
+8% +$348K
KMI.PRA
17
DELISTED
Kinder Morgan, Inc.
KMI.PRA
$4.5M 0.41%
91,990
+250
+0.3% +$12.3K
RYAM.PRA
18
DELISTED
Rayonier Advanced Materials Inc. 8.00% Series A Mandatory Convertible Preferred Stock
RYAM.PRA
$4.41M 0.41%
42,654
+2,654
+7% +$284K
FEX icon
19
First Trust Large Cap Core AlphaDEX Fund
FEX
$1.58B
$4.29M 0.39%
83,048
-47,594
-36% -$2.42M
EXCU
20
DELISTED
Exelon Corporation
EXCU
$3.8M 0.35%
77,020
-1,820
-2% -$89.4K
SWNC
21
DELISTED
Southwestern Energy Company
SWNC
$3.73M 0.34%
188,960
-168,160
-47% -$3.6M
ARNC.PRB
22
DELISTED
Arconic Inc.
ARNC.PRB
$3.64M 0.33%
89,775
+530
+0.6% +$21.1K
FTRPR
23
DELISTED
Frontier Communications Corporation 11.125% Series A Mandatory Convertible Preferred Stock
FTRPR
$3.49M 0.32%
70,837
-12,630
-15% -$821K
VYX icon
24
NCR Voyix
VYX
$1.06B
– –
0
– –
BKHU
25
DELISTED
Black Hills Corporation
BKHU
$3.29M 0.3%
44,987
+505
+1% +$35.3K
1
2 3 4 5

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VIP
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CHAM
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DP
DDD Partners Bellevue, Washington $1.45B AUM 9.14% 1-Year Est. Return
HTI
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AT
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SIA
Strategic Investment Advisors Farmington Hills, Michigan $1.45B AUM 17.59% 1-Year Est. Return
CIM
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BFA
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SSI Investment Management's Q1 2017 Portfolio in Review

As of Q1 2017, SSI Investment Management held 309 positions worth $1.09B, down 0.27% from $1.09B the previous quarter. Its ten largest holdings account for 21% of the portfolio.

SSI Investment Management withdrew a net $786M in Q1 2017, closing 3 positions and reducing 106 holdings. Its most notable exit was KeyCorp Pfd, an estimated $8.15M position sold in full.

By sector, the portfolio is most concentrated in Technology at 0.88% of assets, up from 0.52% a quarter earlier, followed by Financials and Healthcare.

Against the trend, SSI Investment Management opened a new position in Virtus Investment Partners, Inc. 7.25% Series D Mandatory Convertible Preferred Stock worth $3.27M.

  • SSI Investment Management's largest Q1 2017 buy was Virtus Investment Partners, Inc. 7.25% Series D Mandatory Convertible Preferred Stock: 33,501 shares worth $3.27M.
  • SSI Investment Management added most to iShares Currency Hedged MSCI Eurozone ETF in Q1 2017, an estimated $1.56M increase.
  • SSI Investment Management's biggest Q1 2017 reduction was iShares Core S&P 500 ETF, cutting an estimated $17.8M.
  • SSI Investment Management fully exited KeyCorp Pfd in Q1 2017, selling an estimated $8.15M.
  • SSI Investment Management's ten largest holdings make up 21% of its $1.09B portfolio in Q1 2017.
  • SSI Investment Management opened 4 new positions and closed 3 in Q1 2017.
  • SSI Investment Management's portfolio value fell 0.27% quarter-over-quarter to $1.09B.

Based on SSI Investment Management's 13F filing for Q1 2017, filed 15 May 2017.