SIM

SSI Investment Management Portfolio holdings

AUM $1.42B
This Quarter Return
-0.23%
1 Year Return
+4.23%
3 Year Return
+10.78%
5 Year Return
+15.82%
10 Year Return
+26.07%
AUM
$1.02B
AUM Growth
+$1.02B
Cap. Flow
-$18.2M
Cap. Flow %
-1.78%
Top 10 Hldgs %
20.8%
Holding
335
New
21
Increased
19
Reduced
91
Closed
27

Top Buys

1
AGN.PRA
Allergan plc.
AGN.PRA
$30.9M
2
FTRPR
Frontier Communications Corporation 11.125% Series A Mandatory Convertible Preferred Stock
FTRPR
$14.6M
3
IVV icon
iShares Core S&P 500 ETF
IVV
$11.3M
4
FEX icon
First Trust Large Cap Core AlphaDEX Fund
FEX
$8.48M
5
ANTX
Anthem, Inc.
ANTX
$6.33M

Top Sells

1
SPY icon
SPDR S&P 500 ETF Trust
SPY
$50.8M
2
ACT.PRA
ACTAVIS PLC PFD CONV SER A (IRL)
ACT.PRA
$28.5M
3
TMUSP
T-Mobile US, Inc.5.50% Mandatory Convertible Preferred Stock, Series A
TMUSP
$9.62M
4
PFF icon
iShares Preferred and Income Securities ETF
PFF
$4.72M
5
WY.PRA
WEYERHAEUSER COMP PREF CONV SER A (WA)
WY.PRA
$3.07M

Sector Composition

1 Healthcare 0.97%
2 Financials 0.76%
3 Technology 0.55%
4 Communication Services 0.41%
5 Industrials 0.35%
Name Market Value Portfolio Weight Shares or Principal Shares
Change % 		Capital Flow
AGN.PRA
1
DELISTED
Allergan plc.
AGN.PRA
$30.9M 3.03% +29,613 New +$30.9M
IVV icon
2
iShares Core S&P 500 ETF
IVV
$662B
$25.6M 2.51% 123,534 +54,427 +79% +$11.3M
WFC.PRL icon
3
WELLS FARGO 7.5% NON CUMV PERP CONV
WFC.PRL
$4.82B
$19.7M 1.93% 16,733 -1,907 -10% -$2.24M
BAC.PRL icon
4
Bank of America Series L
BAC.PRL
$3.84B
$18.2M 1.78% 16,370 -660 -4% -$734K
TSNU
5
DELISTED
Tyson Foods, Inc.
TSNU
$15.2M 1.49% 291,658 +12,790 +5% +$665K
FTRPR
6
DELISTED
Frontier Communications Corporation 11.125% Series A Mandatory Convertible Preferred Stock
FTRPR
$14.6M 1.43% +146,533 New +$14.6M
SWNC
7
DELISTED
Southwestern Energy Company
SWNC
$13.4M 1.31% 269,889 -12,251 -4% -$609K
FCAM
8
DELISTED
Fiat Chrysler Automobiles N.V.
FCAM
$8.66M 0.85% 68,163 -423 -0.6% -$53.7K
FEX icon
9
First Trust Large Cap Core AlphaDEX Fund
FEX
$1.36B
$8.48M 0.83% +185,048 New +$8.48M
BSV icon
10
Vanguard Short-Term Bond ETF
BSV
$38.5B
$8.39M 0.82% 104,642 +71,805 +219% +$5.76M
IGSB icon
11
iShares 1-5 Year Investment Grade Corporate Bond ETF
IGSB
$21.6B
$7.33M 0.72% 69,595 +29,380 +73% +$3.09M
ANTX
12
DELISTED
Anthem, Inc.
ANTX
$6.33M 0.62% +120,145 New +$6.33M
WELL.PRI
13
DELISTED
Welltower Inc.
WELL.PRI
$6.03M 0.59% 101,534 -4,813 -5% -$286K
KEY.PRG
14
DELISTED
KeyCorp Pfd
KEY.PRG
$5.93M 0.58% 45,500 -2,394 -5% -$312K
TMUSP
15
DELISTED
T-Mobile US, Inc.5.50% Mandatory Convertible Preferred Stock, Series A
TMUSP
$5.64M 0.55% 82,390 -140,522 -63% -$9.62M
FPE icon
16
First Trust Preferred Securities and Income ETF
FPE
$6.1B
$5.29M 0.52% +279,110 New +$5.29M
FLOT icon
17
iShares Floating Rate Bond ETF
FLOT
$9.15B
$5.24M 0.51% +103,490 New +$5.24M
DCUA
18
DELISTED
DOMINION RESOURCES INC. CORP UNIT 2013 SER A (VA)
DCUA
$4.94M 0.48% 92,113 -24,505 -21% -$1.31M
IWD icon
19
iShares Russell 1000 Value ETF
IWD
$63.5B
$4.22M 0.41% +40,946 New +$4.22M
AMT.PRA
20
DELISTED
American Tower Corporation
AMT.PRA
$3.92M 0.38% 38,452 +555 +1% +$56.6K
FPX icon
21
First Trust US Equity Opportunities ETF
FPX
$1.03B
$3.87M 0.38% +70,963 New +$3.87M
IRDMB
22
DELISTED
Iridium Communications Inc - 6.75% Series B
IRDMB
$3.82M 0.37% 11,500 +136 +1% +$45.2K
SWU
23
DELISTED
STANLEY BLACK & DECKER INC CORP UNIT
SWU
$3.18M 0.31% 22,055 +75 +0.3% +$10.8K
IJH icon
24
iShares Core S&P Mid-Cap ETF
IJH
$100B
$3.15M 0.31% +21,045 New +$3.15M
IYF icon
25
iShares US Financials ETF
IYF
$4.06B
$3.15M 0.31% +35,096 New +$3.15M
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