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SSI Investment Management Portfolio holdings

AUM $1.45B
1-Year Est. Return 5.8%
This Fund
S&P 500
This Quarter Est. Return
-0.23%
1 Year Est. Return
+5.8%
3 Year Est. Return
+11.81%
5 Year Est. Return
+13.07%
10 Year Est. Return
+29.97%
AUM
$1.02B
AUM Growth
-$38.4M
Cap. Flow
-$718M
Cap. Flow %
-70.33%
Top 10 Hldgs %
20.8%
Holding
318
New
21
Increased
18
Reduced
92
Closed
27

Top Buys

Rank Stock Value
1
AGN.PRA
Allergan plc
AGN.PRA
+$31M
2
FTRPR
Frontier Communications Corporation 11.125% Series A Mandatory Convertible Preferred Stock
FTRPR
+$14.7M
3
IVV icon
iShares Core S&P 500 ETF
IVV
+$11.5M
4
FEX icon
First Trust Large Cap Core AlphaDEX Fund
FEX
+$8.69M
5
ANTX
Anthem, Inc.
ANTX
+$6.39M

Top Sells

Rank Stock Value
1
SPY icon
State Street SPDR S&P 500 ETF Trust
SPY
+$51.9M
2
ACT.PRA
ACTAVIS PLC Pfd Conv Ser A (Irl)
ACT.PRA
+$28.5M
3
TMUSP
T-Mobile US, Inc.5.50% Mandatory Convertible Preferred Stock, Series A
TMUSP
+$9.11M
4
PFF icon
iShares Preferred and Income Securities ETF
PFF
+$4.79M
5
WY.PRA
WEYERHAEUSER COMP PREF CONV SER A (WA)
WY.PRA
+$3.17M

Sector Composition

Rank Sector Weight
1 Healthcare 0.97%
2 Financials 0.76%
3 Technology 0.54%
4 Communication Services 0.41%
5 Industrials 0.36%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
AGN.PRA
1
DELISTED
Allergan plc
AGN.PRA
$30.9M 3.03%
+29,613
New +$31M
IVV icon
2
iShares Core S&P 500 ETF
IVV
$876B
$25.6M 2.51%
123,534
+54,427
+79% +$11.5M
WFC.PRL icon
3
Wells Fargo 7.5% Non Cumv Perp Conv
WFC.PRL
$4.66B
$19.7M 1.93%
16,733
-1,907
-10% -$2.3M
BAC.PRL icon
4
Bank of America Series L
BAC.PRL
$3.95B
$18.2M 1.78%
16,370
-660
-4% -$757K
TSNU
5
DELISTED
Tyson Foods, Inc.
TSNU
$15.2M 1.49%
291,658
+12,790
+5% +$647K
FTRPR
6
DELISTED
Frontier Communications Corporation 11.125% Series A Mandatory Convertible Preferred Stock
FTRPR
$14.6M 1.43%
+146,533
New +$14.7M
SWNC
7
DELISTED
Southwestern Energy Company
SWNC
$13.4M 1.31%
269,889
-12,251
-4% -$678K
FCAM
8
DELISTED
Fiat Chrysler Automobiles N.V.
FCAM
$8.65M 0.85%
68,163
-423
-0.6% -$57K
FEX icon
9
First Trust Large Cap Core AlphaDEX Fund
FEX
$1.58B
$8.48M 0.83%
+185,048
New +$8.69M
BSV icon
10
Vanguard Short-Term Bond ETF
BSV
$44.6B
$8.39M 0.82%
104,642
+71,805
+219% +$5.76M
IGSB icon
11
iShares 1-5 Year Investment Grade Corporate Bond ETF
IGSB
$22.8B
$7.33M 0.72%
139,190
+58,760
+73% +$3.1M
ANTX
12
DELISTED
Anthem, Inc.
ANTX
$6.33M 0.62%
+120,145
New +$6.39M
WELL.PRI
13
DELISTED
Welltower Inc.
WELL.PRI
$6.03M 0.59%
101,534
-4,813
-5% -$309K
KEY.PRG
14
DELISTED
KeyCorp Pfd
KEY.PRG
$5.93M 0.58%
45,500
-2,394
-5% -$315K
TMUSP
15
DELISTED
T-Mobile US, Inc.5.50% Mandatory Convertible Preferred Stock, Series A
TMUSP
$5.64M 0.55%
82,390
-140,522
-63% -$9.11M
FPE icon
16
First Trust Preferred Securities and Income ETF
FPE
$6.3B
$5.29M 0.52%
+279,110
New +$5.35M
FLOT icon
17
iShares Floating Rate Bond ETF
FLOT
$10.1B
$5.24M 0.51%
+103,490
New +$5.24M
DCUA
18
DELISTED
DOMINION RESOURCES INC. CORP UNIT 2013 SER A (VA)
DCUA
$4.94M 0.48%
92,113
-24,505
-21% -$1.38M
IWD icon
19
iShares Russell 1000 Value ETF
IWD
$82B
$4.22M 0.41%
+40,946
New +$4.29M
AMT.PRA
20
DELISTED
American Tower Corporation
AMT.PRA
$3.92M 0.38%
38,452
+555
+1% +$57.6K
FPX icon
21
First Trust US Equity Opportunities ETF
FPX
$1.51B
$3.87M 0.38%
+70,963
New +$3.87M
IRDMB
22
DELISTED
Iridium Communications Inc - 6.75% Series B
IRDMB
$3.82M 0.37%
11,500
+136
+1% +$50.1K
SWU
23
DELISTED
STANLEY BLACK & DECKER INC CORP UNIT
SWU
$3.18M 0.31%
22,055
+75
+0.3% +$10.6K
IJH icon
24
iShares Core S&P Mid-Cap ETF
IJH
$123B
$3.15M 0.31%
+105,225
New +$3.21M
IYF icon
25
iShares US Financials ETF
IYF
$4.39B
$3.15M 0.31%
+70,192
New +$3.18M
1
2 3 4 5

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CHAM
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DP
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HTI
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AT
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SIA
Strategic Investment Advisors Farmington Hills, Michigan $1.45B AUM 17.59% 1-Year Est. Return
CIM
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BFA
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SSI Investment Management's Q2 2015 Portfolio in Review

As of Q2 2015, SSI Investment Management held 318 positions worth $1.02B, down 3.6% from $1.06B the previous quarter. Its ten largest holdings account for 21% of the portfolio.

SSI Investment Management withdrew a net $718M in Q2 2015, closing 27 positions and reducing 92 holdings. Its most notable exit was ACTAVIS PLC Pfd Conv Ser A (Irl), an estimated $28.5M position sold in full.

By sector, the portfolio is most concentrated in Healthcare at 0.97% of assets, up from 0.93% a quarter earlier, followed by Financials and Technology.

Against the trend, SSI Investment Management opened a new position in Allergan plc worth $30.9M.

  • SSI Investment Management's largest Q2 2015 buy was Allergan plc: 29,613 shares worth $30.9M.
  • SSI Investment Management added most to iShares Core S&P 500 ETF in Q2 2015, an estimated $11.5M increase.
  • SSI Investment Management's biggest Q2 2015 reduction was State Street SPDR S&P 500 ETF Trust, cutting an estimated $51.9M.
  • SSI Investment Management fully exited ACTAVIS PLC Pfd Conv Ser A (Irl) in Q2 2015, selling an estimated $28.5M.
  • SSI Investment Management's ten largest holdings make up 21% of its $1.02B portfolio in Q2 2015.
  • SSI Investment Management opened 21 new positions and closed 27 in Q2 2015.
  • SSI Investment Management's portfolio value fell 3.6% quarter-over-quarter to $1.02B.

Based on SSI Investment Management's 13F filing for Q2 2015, filed 11 Aug 2015.