SIM

SSI Investment Management Portfolio holdings

AUM $1.42B
This Quarter Return
+0.54%
1 Year Return
+4.23%
3 Year Return
+10.78%
5 Year Return
+15.82%
10 Year Return
+26.07%
AUM
$980M
AUM Growth
+$980M
Cap. Flow
-$121M
Cap. Flow %
-12.3%
Top 10 Hldgs %
22.39%
Holding
484
New
62
Increased
28
Reduced
151
Closed
70

Top Buys

1
WFC.PRL icon
WELLS FARGO 7.5% NON CUMV PERP CONV
WFC.PRL
$5.97M
2
BAC.PRL icon
Bank of America Series L
BAC.PRL
$4.64M
3
SPY icon
SPDR S&P 500 ETF Trust
SPY
$4.56M
4
ALR.PRB
Alere Inc
ALR.PRB
$1.78M
5
XLU icon
Utilities Select Sector SPDR Fund
XLU
$1.2M

Top Sells

1
AAPL icon
Apple
AAPL
$3.61M
2
XOM icon
Exxon Mobil
XOM
$3.03M
3
GE icon
GE Aerospace
GE
$2.83M
4
GOOG icon
Alphabet (Google) Class C
GOOG
$2.51M
5
JPM icon
JPMorgan Chase
JPM
$2.46M

Sector Composition

1 Financials 2.03%
2 Industrials 1.49%
3 Healthcare 1.33%
4 Energy 1.14%
5 Consumer Discretionary 1%
Name Market Value Portfolio Weight Shares or Principal Shares
Change % 		Capital Flow
SPY icon
1
SPDR S&P 500 ETF Trust
SPY
$658B
$61.2M 6.25% 327,423 +24,366 +8% +$4.56M
WELL.PRI
2
DELISTED
Welltower Inc.
WELL.PRI
$13.8M 1.41% 249,108 -39,367 -14% -$2.19M
BAC.PRL icon
3
Bank of America Series L
BAC.PRL
$3.84B
$12.2M 1.24% 10,632 +4,059 +62% +$4.64M
KEY.PRG
4
DELISTED
KeyCorp Pfd
KEY.PRG
$9.79M 1% 75,775 +2,050 +3% +$265K
WFC.PRL icon
5
WELLS FARGO 7.5% NON CUMV PERP CONV
WFC.PRL
$4.82B
$9.75M 0.99% 8,308 +5,086 +158% +$5.97M
ALR.PRB
6
DELISTED
Alere Inc
ALR.PRB
$7.44M 0.76% 25,750 +6,150 +31% +$1.78M
MTCN
7
DELISTED
ARCELORMITTAL 6% MANDATORILTY CONV SUB NT DUE 2016 (LUX)
MTCN
$6.03M 0.62% 251,950 -31,785 -11% -$760K
OCR.PRB
8
DELISTED
OMNICARE CAP TR II SER B 4% TR PFD INCM EQTY REDM SEC PIERS
OCR.PRB
$5.54M 0.57% 75,695 -25,000 -25% -$1.83M
MLU
9
DELISTED
METLIFE, INC. COM EQUITY UNIT
MLU
$4.48M 0.46% 145,535 +2,815 +2% +$86.7K
NEE.PRO
10
DELISTED
NEXTERA ENERGY INC UNITS EXPIRING 09/01/2015 (FL)
NEE.PRO
$4.41M 0.45% 71,830 +6,435 +10% +$395K
IGSB icon
11
iShares 1-5 Year Investment Grade Corporate Bond ETF
IGSB
$21.6B
$4.05M 0.41% 38,395 +2,465 +7% +$260K
FLOT icon
12
iShares Floating Rate Bond ETF
FLOT
$9.15B
$4.05M 0.41% 79,812 +5,120 +7% +$260K
DCUA
13
DELISTED
DOMINION RESOURCES INC. CORP UNIT 2013 SER A (VA)
DCUA
$3.71M 0.38% 64,623 +15,095 +30% +$866K
UTX.PRA
14
DELISTED
UNITED TECHNOLOGIES CORP CORP UNIT (DE)
UTX.PRA
$3.46M 0.35% 51,995 -8,670 -14% -$577K
SWU
15
DELISTED
STANLEY BLACK & DECKER INC CORP UNIT
SWU
$2.88M 0.29% 22,760 -2,910 -11% -$368K
GE icon
16
GE Aerospace
GE
$292B
$2.36M 0.24% 91,234 -109,396 -55% -$2.83M
PPL.PRW
17
DELISTED
PPL CORP CORP UITS CONSISTING OF PUR CONTRACT JR SUB NTS
PPL.PRW
$2.17M 0.22% 39,615 -27,045 -41% -$1.48M
CCI.PRA
18
DELISTED
Crown Castle International Corp.
CCI.PRA
$2.09M 0.21% 20,518 -17,949 -47% -$1.83M
JPM icon
19
JPMorgan Chase
JPM
$829B
$1.97M 0.2% 32,529 -40,519 -55% -$2.46M
WY.PRA
20
DELISTED
WEYERHAEUSER COMP PREF CONV SER A (WA)
WY.PRA
$1.93M 0.2% 35,560 -37,395 -51% -$2.03M
HBANP
21
DELISTED
Huntington Bancshars Inc. Pfd Ser A
HBANP
$1.81M 0.18% 1,420 -1,573 -53% -$2M
GOOG icon
22
Alphabet (Google) Class C
GOOG
$2.58T
$1.63M 0.17% 1,461 -2,253 -61% -$2.51M
AAPL icon
23
Apple
AAPL
$3.45T
$1.62M 0.17% 3,023 -6,725 -69% -$3.61M
C icon
24
Citigroup
C
$178B
$1.61M 0.16% 33,716 -42,392 -56% -$2.02M
XOM icon
25
Exxon Mobil
XOM
$487B
$1.57M 0.16% 16,046 -31,047 -66% -$3.03M
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