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SSI Investment Management Portfolio holdings

AUM $1.45B
1-Year Est. Return 5.8%
This Fund
S&P 500
This Quarter Est. Return
+0.53%
1 Year Est. Return
+5.8%
3 Year Est. Return
+11.81%
5 Year Est. Return
+13.07%
10 Year Est. Return
+29.97%
AUM
$980M
AUM Growth
-$148M
Cap. Flow
-$820M
Cap. Flow %
-83.67%
Top 10 Hldgs %
22.39%
Holding
465
New
62
Increased
25
Reduced
152
Closed
69

Top Buys

Rank Stock Value
1
WFC.PRL icon
Wells Fargo 7.5% Non Cumv Perp Conv
WFC.PRL
+$5.91M
2
BAC.PRL icon
Bank of America Series L
BAC.PRL
+$4.59M
3
SPY icon
State Street SPDR S&P 500 ETF Trust
SPY
+$4.47M
4
ALR.PRB
Alere Inc
ALR.PRB
+$1.81M
5
XLU icon
State Street Utilities Select Sector SPDR ETF
XLU
+$1.14M

Top Sells

Rank Stock Value
1
AAPL icon
Apple
AAPL
+$3.58M
2
XOM icon
ExxonMobil
XOM
+$2.96M
3
GE icon
GE Aerospace
GE
+$2.82M
4
GOOG icon
Alphabet (Google) Class C
GOOG
+$2.63M
5
JPM icon
JPMorgan Chase
JPM
+$2.34M

Sector Composition

Rank Sector Weight
1 Financials 2.03%
2 Industrials 1.49%
3 Healthcare 1.33%
4 Energy 1.14%
5 Consumer Discretionary 1%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
SPY icon
1
State Street SPDR S&P 500 ETF Trust
SPY
$781B
$61.2M 6.25%
327,423
+24,366
+8% +$4.47M
WELL.PRI
2
DELISTED
Welltower Inc.
WELL.PRI
$13.8M 1.41%
249,108
-39,367
-14% -$2.14M
BAC.PRL icon
3
Bank of America Series L
BAC.PRL
$3.97B
$12.2M 1.24%
10,632
+4,059
+62% +$4.59M
KEY.PRG
4
DELISTED
KeyCorp Pfd
KEY.PRG
$9.79M 1%
75,775
+2,050
+3% +$264K
WFC.PRL icon
5
Wells Fargo 7.5% Non Cumv Perp Conv
WFC.PRL
$4.68B
$9.75M 0.99%
8,308
+5,086
+158% +$5.91M
ALR.PRB
6
DELISTED
Alere Inc
ALR.PRB
$7.44M 0.76%
25,750
+6,150
+31% +$1.81M
MTCN
7
DELISTED
ARCELORMITTAL 6% MANDATORILTY CONV SUB NT DUE 2016 (LUX)
MTCN
$6.03M 0.62%
251,950
-31,785
-11% -$772K
OCR.PRB
8
DELISTED
OMNICARE CAP TR II SER B 4% TR PFD INCM EQTY REDM SEC PIERS
OCR.PRB
$5.54M 0.57%
75,695
-25,000
-25% -$1.86M
MLU
9
DELISTED
METLIFE, INC. COM EQUITY UNIT
MLU
$4.48M 0.46%
145,535
+2,815
+2% +$85.3K
NEE.PRO
10
DELISTED
NEXTERA ENERGY INC UNITS EXPIRING 09/01/2015 (FL)
NEE.PRO
$4.41M 0.45%
71,830
+6,435
+10% +$381K
IGSB icon
11
iShares 1-5 Year Investment Grade Corporate Bond ETF
IGSB
$22.9B
$4.05M 0.41%
76,790
+4,930
+7% +$260K
FLOT icon
12
iShares Floating Rate Bond ETF
FLOT
$10.2B
$4.05M 0.41%
79,812
+5,120
+7% +$260K
DCUA
13
DELISTED
DOMINION RESOURCES INC. CORP UNIT 2013 SER A (VA)
DCUA
$3.71M 0.38%
64,623
+15,095
+30% +$851K
UTX.PRA
14
DELISTED
UNITED TECHNOLOGIES CORP CORP UNIT (DE)
UTX.PRA
$3.46M 0.35%
51,995
-8,670
-14% -$566K
SWU
15
DELISTED
STANLEY BLACK & DECKER INC CORP UNIT
SWU
$2.88M 0.29%
22,760
-2,910
-11% -$361K
GE icon
16
GE Aerospace
GE
$375B
$2.36M 0.24%
19,037
-22,827
-55% -$2.82M
PPL.PRW
17
DELISTED
PPL CORP CORP UITS CONSISTING OF PUR CONTRACT JR SUB NTS
PPL.PRW
$2.17M 0.22%
39,615
-27,045
-41% -$1.42M
CCI.PRA
18
DELISTED
Crown Castle International Corp.
CCI.PRA
$2.09M 0.21%
20,518
-17,949
-47% -$1.8M
JPM icon
19
JPMorgan Chase
JPM
$947B
$1.97M 0.2%
32,529
-40,519
-55% -$2.34M
WY.PRA
20
DELISTED
WEYERHAEUSER COMP PREF CONV SER A (WA)
WY.PRA
$1.93M 0.2%
35,560
-37,395
-51% -$2.04M
HBANP
21
DELISTED
Huntington Bancshars Inc. Pfd Ser A
HBANP
$1.81M 0.18%
1,420
-1,573
-53% -$2M
GOOG icon
22
Alphabet (Google) Class C
GOOG
$3.99T
$1.63M 0.17%
58,659
-90,458
-61% -$2.63M
AAPL icon
23
Apple
AAPL
$4.95T
$1.62M 0.17%
84,644
-188,300
-69% -$3.58M
C icon
24
Citigroup
C
$223B
$1.6M 0.16%
33,716
-42,392
-56% -$2.11M
XOM icon
25
ExxonMobil
XOM
$642B
$1.57M 0.16%
16,046
-31,047
-66% -$2.96M
1
2 3 4 5

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VIP
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CHAM
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DP
DDD Partners Bellevue, Washington $1.45B AUM 9.14% 1-Year Est. Return
HTI
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AT
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SIA
Strategic Investment Advisors Farmington Hills, Michigan $1.45B AUM 17.59% 1-Year Est. Return
CIM
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BFA
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SSI Investment Management's Q1 2014 Portfolio in Review

As of Q1 2014, SSI Investment Management held 465 positions worth $980M, down 13% from $1.13B the previous quarter. Its ten largest holdings account for 22% of the portfolio.

SSI Investment Management withdrew a net $820M in Q1 2014, closing 69 positions and reducing 152 holdings. Its most notable exit was GOODYEAR TIRE & RUBR CO PFD CONV (OH), an estimated $2M position sold in full.

By sector, the portfolio is most concentrated in Financials at 2% of assets, down from 3.5% a quarter earlier, followed by Industrials and Healthcare.

Against the trend, SSI Investment Management opened a new position in State Street Utilities Select Sector SPDR ETF worth $1.2M.

  • SSI Investment Management's largest Q1 2014 buy was State Street Utilities Select Sector SPDR ETF: 57,790 shares worth $1.2M.
  • SSI Investment Management added most to Wells Fargo 7.5% Non Cumv Perp Conv in Q1 2014, an estimated $5.91M increase.
  • SSI Investment Management's biggest Q1 2014 reduction was Apple, cutting an estimated $3.58M.
  • SSI Investment Management fully exited GOODYEAR TIRE & RUBR CO PFD CONV (OH) in Q1 2014, selling an estimated $2M.
  • SSI Investment Management's ten largest holdings make up 22% of its $980M portfolio in Q1 2014.
  • SSI Investment Management opened 62 new positions and closed 69 in Q1 2014.
  • SSI Investment Management's portfolio value fell 13% quarter-over-quarter to $980M.

Based on SSI Investment Management's 13F filing for Q1 2014, filed 9 May 2014.