SIM

SSI Investment Management Portfolio holdings

AUM $1.42B
This Quarter Return
-4.99%
1 Year Return
+4.23%
3 Year Return
+10.78%
5 Year Return
+15.82%
10 Year Return
+26.07%
AUM
$1.13B
AUM Growth
+$1.13B
Cap. Flow
-$30.8M
Cap. Flow %
-2.72%
Top 10 Hldgs %
24.16%
Holding
303
New
4
Increased
12
Reduced
76
Closed
39

Top Buys

1
NEE.PRP
NextEra Energy, Inc. 5.279% Corporate Units
NEE.PRP
$9.7M
2
CWB icon
SPDR Bloomberg Convertible Securities ETF
CWB
$7.37M
3
AGG icon
iShares Core US Aggregate Bond ETF
AGG
$6.68M
4
ELAT
Elanco Animal Health Incorporated 5.00% Tangible Equity Units
ELAT
$4.19M
5
AVGOP
Broadcom Inc. 8.00% Mandatory Convertible Preferred Stock, Series A
AVGOP
$3.17M

Top Sells

1
CNP.PRB
CenterPoint Energy, Inc. Depositary Shares Each Representing a 1/20th Interest in a Share of 7.00% S
CNP.PRB
$8.17M
2
LMBS icon
First Trust Exchange-Traded Fund IV First Trust Low Duration Opportunities ETF
LMBS
$7.66M
3
IVV icon
iShares Core S&P 500 ETF
IVV
$7.1M
4
ACWX icon
iShares MSCI ACWI ex US ETF
ACWX
$4.23M
5
AVTR.PRA
Avantor, Inc. Series A Mandatory Convertible Preferred Stock
AVTR.PRA
$3.18M

Sector Composition

1 Utilities 0.76%
2 Technology 0.71%
3 Healthcare 0.48%
4 Financials 0.45%
5 Communication Services 0.37%
Name Market Value Portfolio Weight Shares or Principal Shares
Change % 		Capital Flow
IVV icon
1
iShares Core S&P 500 ETF
IVV
$662B
$60.4M 5.33% 233,921 -27,483 -11% -$7.1M
WFC.PRL icon
2
WELLS FARGO 7.5% NON CUMV PERP CONV
WFC.PRL
$4.82B
$29.3M 2.58% 22,989 +221 +1% +$282K
AGG icon
3
iShares Core US Aggregate Bond ETF
AGG
$131B
$27.7M 2.45% 240,544 +57,891 +32% +$6.68M
BAC.PRL icon
4
Bank of America Series L
BAC.PRL
$3.84B
$24.8M 2.18% 19,565 +173 +0.9% +$219K
AVGOP
5
DELISTED
Broadcom Inc. 8.00% Mandatory Convertible Preferred Stock, Series A
AVGOP
$22.5M 1.98% 24,029 +3,390 +16% +$3.17M
BDXA
6
DELISTED
Becton, Dickinson and Company Depositary Shares, each Representing a 1/20th Interest in a Share of 6
BDXA
$14.7M 1.29% 267,120 -39,377 -13% -$2.16M
DHR.PRA
7
DELISTED
Danaher Corporation 4.75% Mandatory Convertible Preferred Stock, Series A
DHR.PRA
$14.2M 1.25% 13,595 -680 -5% -$709K
CCI.PRA
8
DELISTED
Crown Castle International Corp. 6.875% Mandatory Convertible Preferred Stock, Series A
CCI.PRA
$13.8M 1.22% 10,647 -360 -3% -$466K
NEE.PRO
9
DELISTED
NextEra Energy, Inc. 4.872% Corporate Units
NEE.PRO
$11.5M 1.02% 234,910 +45,960 +24% +$2.26M
SRE.PRA
10
DELISTED
Sempra Energy 6% Mandatory Convertible Preferred Stock, Series A
SRE.PRA
$10.7M 0.95% 114,352 -4,897 -4% -$460K
NEE.PRP
11
DELISTED
NextEra Energy, Inc. 5.279% Corporate Units
NEE.PRP
$9.7M 0.86% +220,005 New +$9.7M
SWT
12
DELISTED
Stanley Black & Decker, Inc.
SWT
$9.43M 0.83% 134,676 +33,506 +33% +$2.35M
DCUE
13
DELISTED
Dominion Energy, Inc. 2019 Series A Corporate Units
DCUE
$8.83M 0.78% 94,208 +2,500 +3% +$234K
SOLN
14
DELISTED
The Southern Company
SOLN
$8.66M 0.76% 188,375 -55,800 -23% -$2.57M
CWB icon
15
SPDR Bloomberg Convertible Securities ETF
CWB
$4.41B
$7.37M 0.65% +153,929 New +$7.37M
AEPPL
16
DELISTED
American Electric Power Company, Inc. Corporate Unit
AEPPL
$6.49M 0.57% 134,430 +16,940 +14% +$817K
QTS.PRB
17
DELISTED
QTS Realty Trust, Inc. 6.50% Series B Cumulative Convertible Perpetual Preferred Stock
QTS.PRB
$5.95M 0.52% 45,424 -14,601 -24% -$1.91M
FTV.PRA
18
DELISTED
Fortive Corporation 5.00% Mandatory Convertible Preferred Stock, Series A
FTV.PRA
$5.65M 0.5% 7,727 -3,486 -31% -$2.55M
CHNGU
19
DELISTED
Change Healthcare Inc. Tangible Equity Units
CHNGU
$5.33M 0.47% 129,708 -28,852 -18% -$1.19M
WTRU
20
DELISTED
Essential Utilities, Inc.6.00% Tangible Equity Units
WTRU
$5.02M 0.44% 92,250 -315 -0.3% -$17.2K
AVTR.PRA
21
DELISTED
Avantor, Inc. Series A Mandatory Convertible Preferred Stock
AVTR.PRA
$4.85M 0.43% 107,938 -70,802 -40% -$3.18M
IYW icon
22
iShares US Technology ETF
IYW
$22.9B
$4.8M 0.42% 23,468 +209 +0.9% +$42.7K
ELAT
23
DELISTED
Elanco Animal Health Incorporated 5.00% Tangible Equity Units
ELAT
$4.19M 0.37% +101,920 New +$4.19M
IFFT
24
DELISTED
International Flavors & Fragrances Inc. 6.00% Tangible Equity Units
IFFT
$3.41M 0.3% 89,280 -1,870 -2% -$71.4K
FLG.PRU
25
Flagstar Financial, Inc. Bifurcated Option Note Unit SecuritiES
FLG.PRU
$113M
$3.26M 0.29% 79,000 -30,000 -28% -$1.24M
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