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SSI Investment Management Portfolio holdings

AUM $1.45B
1-Year Est. Return 5.8%
This Fund
S&P 500
This Quarter Est. Return
-4.99%
1 Year Est. Return
+5.8%
3 Year Est. Return
+11.81%
5 Year Est. Return
+13.07%
10 Year Est. Return
+29.97%
AUM
$1.13B
AUM Growth
-$368M
Cap. Flow
-$1B
Cap. Flow %
-88.17%
Top 10 Hldgs %
24.16%
Holding
279
New
4
Increased
12
Reduced
76
Closed
39

Top Buys

Rank Stock Value
1
NEE.PRP
NextEra Energy, Inc. 5.279% Corporate Units
NEE.PRP
+$9.22M
2
CWB icon
State Street SPDR Bloomberg Convertible Securities ETF
CWB
+$8.37M
3
AGG icon
iShares Core US Aggregate Bond ETF
AGG
+$6.6M
4
ELAT
Elanco Animal Health Incorporated 5.00% Tangible Equity Units
ELAT
+$4.88M
5
AVGOP
Broadcom Inc. 8.00% Mandatory Convertible Preferred Stock, Series A
AVGOP
+$3.62M

Top Sells

Rank Stock Value
1
IVV icon
iShares Core S&P 500 ETF
IVV
+$8.42M
2
CNP.PRB
CenterPoint Energy, Inc. Depositary Shares Each Representing a 1/20th Interest in a Share of 7.00% S
CNP.PRB
+$8.17M
3
LMBS icon
First Trust Exchange-Traded Fund IV First Trust Low Duration Opportunities ETF
LMBS
+$7.8M
4
ENR.PRA
Energizer Holdings, Inc. 7.50% Series A Mandatory Convertible Preferred Stock
ENR.PRA
+$4.52M
5
ACWX icon
iShares MSCI ACWI ex US ETF
ACWX
+$4.23M

Sector Composition

Rank Sector Weight
1 Utilities 0.76%
2 Technology 0.71%
3 Healthcare 0.48%
4 Financials 0.45%
5 Communication Services 0.37%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
IVV icon
1
iShares Core S&P 500 ETF
IVV
$878B
$60.4M 5.33%
233,921
-27,483
-11% -$8.42M
WFC.PRL icon
2
Wells Fargo 7.5% Non Cumv Perp Conv
WFC.PRL
$4.71B
$29.3M 2.58%
22,989
+221
+1% +$319K
AGG icon
3
iShares Core US Aggregate Bond ETF
AGG
$137B
$27.7M 2.45%
240,544
+57,891
+32% +$6.6M
BAC.PRL icon
4
Bank of America Series L
BAC.PRL
$3.97B
$24.8M 2.18%
19,565
+173
+0.9% +$252K
AVGOP
5
DELISTED
Broadcom Inc. 8.00% Mandatory Convertible Preferred Stock, Series A
AVGOP
$22.4M 1.98%
24,029
+3,390
+16% +$3.62M
BDXA
6
DELISTED
Becton, Dickinson and Company Depositary Shares, each Representing a 1/20th Interest in a Share of 6
BDXA
$14.7M 1.29%
267,120
-39,377
-13% -$2.38M
DHR.PRA
7
DELISTED
Danaher Corporation 4.75% Mandatory Convertible Preferred Stock, Series A
DHR.PRA
$14.2M 1.25%
13,595
-680
-5% -$782K
CCI.PRA
8
DELISTED
Crown Castle International Corp. 6.875% Mandatory Convertible Preferred Stock, Series A
CCI.PRA
$13.8M 1.22%
10,647
-360
-3% -$477K
NEE.PRO
9
DELISTED
NextEra Energy, Inc. 4.872% Corporate Units
NEE.PRO
$11.5M 1.02%
234,910
+45,960
+24% +$2.37M
SRE.PRA
10
DELISTED
Sempra Energy 6% Mandatory Convertible Preferred Stock, Series A
SRE.PRA
$10.7M 0.95%
114,352
-4,897
-4% -$558K
NEE.PRP
11
DELISTED
NextEra Energy, Inc. 5.279% Corporate Units
NEE.PRP
$9.7M 0.86%
+220,005
New +$9.22M
SWT
12
DELISTED
Stanley Black & Decker, Inc.
SWT
$9.43M 0.83%
134,676
+33,506
+33% +$3.19M
DCUE
13
DELISTED
Dominion Energy, Inc. 2019 Series A Corporate Units
DCUE
$8.83M 0.78%
94,208
+2,500
+3% +$261K
SOLN
14
DELISTED
The Southern Company
SOLN
$8.66M 0.76%
188,375
-55,800
-23% -$2.92M
CWB icon
15
State Street SPDR Bloomberg Convertible Securities ETF
CWB
$5.6B
$7.37M 0.65%
+153,929
New +$8.37M
AEPPL
16
DELISTED
American Electric Power Company, Inc. Corporate Unit
AEPPL
$6.49M 0.57%
134,430
+16,940
+14% +$914K
QTS.PRB
17
DELISTED
QTS Realty Trust, Inc. 6.50% Series B Cumulative Convertible Perpetual Preferred Stock
QTS.PRB
$5.95M 0.52%
45,424
-14,601
-24% -$1.91M
FTV.PRA
18
DELISTED
Fortive Corporation 5.00% Mandatory Convertible Preferred Stock, Series A
FTV.PRA
$5.65M 0.5%
7,727
-3,486
-31% -$3.09M
CHNGU
19
DELISTED
Change Healthcare Inc. Tangible Equity Units
CHNGU
$5.33M 0.47%
129,708
-28,852
-18% -$1.53M
WTRU
20
DELISTED
Essential Utilities, Inc.6.00% Tangible Equity Units
WTRU
$5.02M 0.44%
92,250
-315
-0.3% -$19.5K
AVTR.PRA
21
DELISTED
Avantor, Inc. Series A Mandatory Convertible Preferred Stock
AVTR.PRA
$4.85M 0.43%
107,938
-70,802
-40% -$3.99M
IYW icon
22
iShares US Technology ETF
IYW
$23.6B
$4.79M 0.42%
93,872
+836
+0.9% +$48.5K
ELAT
23
DELISTED
Elanco Animal Health Incorporated 5.00% Tangible Equity Units
ELAT
$4.19M 0.37%
+101,920
New +$4.88M
IFFT
24
DELISTED
International Flavors & Fragrances Inc. 6.00% Tangible Equity Units
IFFT
$3.41M 0.3%
89,280
-1,870
-2% -$86.2K
FLG.PRU
25
Flagstar Bank National Association Bifurcated Option Note Unit Securities
FLG.PRU
$119M
$3.26M 0.29%
79,000
-30,000
-28% -$1.47M
1
2 3 4 5

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VIP
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CHAM
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DP
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HTI
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AT
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SIA
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CIM
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BFA
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SSI Investment Management's Q1 2020 Portfolio in Review

As of Q1 2020, SSI Investment Management held 279 positions worth $1.13B, down 24% from $1.5B the previous quarter. Its ten largest holdings account for 24% of the portfolio.

SSI Investment Management withdrew a net $1B in Q1 2020, closing 39 positions and reducing 76 holdings. Its most notable exit was CenterPoint Energy, Inc. Depositary Shares Each Representing a 1/20th Interest in a Share of 7.00% S, an estimated $8.17M position sold in full.

By sector, the portfolio is most concentrated in Utilities at 0.76% of assets, down from 0.87% a quarter earlier, followed by Technology and Healthcare.

Against the trend, SSI Investment Management opened a new position in NextEra Energy, Inc. 5.279% Corporate Units worth $9.7M.

  • SSI Investment Management's largest Q1 2020 buy was NextEra Energy, Inc. 5.279% Corporate Units: 220,005 shares worth $9.7M.
  • SSI Investment Management added most to iShares Core US Aggregate Bond ETF in Q1 2020, an estimated $6.6M increase.
  • SSI Investment Management's biggest Q1 2020 reduction was iShares Core S&P 500 ETF, cutting an estimated $8.42M.
  • SSI Investment Management fully exited CenterPoint Energy, Inc. Depositary Shares Each Representing a 1/20th Interest in a Share of 7.00% S in Q1 2020, selling an estimated $8.17M.
  • SSI Investment Management's ten largest holdings make up 24% of its $1.13B portfolio in Q1 2020.
  • SSI Investment Management opened 4 new positions and closed 39 in Q1 2020.
  • SSI Investment Management's portfolio value fell 24% quarter-over-quarter to $1.13B.

Based on SSI Investment Management's 13F filing for Q1 2020, filed 13 May 2020.